Two-Layered Superposition of Broadcast/Multicast and Unicast Signals in Multiuser OFDMA Systems

We study optimal delivery strategies of one common and $K$ independent messages from a source to multiple users in wireless environments. In particular, two-layered superposition of broadcast/multicast and unicast signals is considered in a downlink multiuser OFDMA system. In the literature and industry, the two-layer superposition is often considered as a pragmatic approach to make a compromise between the simple but suboptimal orthogonal multiplexing (OM) and the optimal but complex fully-layered non-orthogonal multiplexing. In this work, we show that only two-layers are necessary to achieve the maximum sum-rate when the common message has higher priority than the $K$ individual unicast messages, and OM cannot be sum-rate optimal in general. We develop an algorithm that finds the optimal power allocation over the two-layers and across the OFDMA radio resources in static channels and a class of fading channels. Two main use-cases are considered: i) Multicast and unicast multiplexing when $K$ users with uplink capabilities request both common and independent messages, and ii) broadcast and unicast multiplexing when the common message targets receive-only devices and $K$ users with uplink capabilities additionally request independent messages. Finally, we develop a transceiver design for broadcast/multicast and unicast superposition transmission based on LTE-A-Pro physical layer and show with numerical evaluations in mobile environments with multipath propagation that the capacity improvements can be translated into significant practical performance gains compared to the orthogonal schemes in the 3GPP specifications. We also analyze the impact of real channel estimation and show that significant gains in terms of spectral efficiency or coverage area are still available even with estimation errors and imperfect interference cancellation for the two-layered superposition system

The capacity region of broadcast channels with intersymbol interference and colored Gaussian noise

We derive the capacity region for a broadcast channel with intersymbol interference (ISI) and colored Gaussian noise under an input power constraint. The region is obtained by first defining a similar channel model, the circular broadcast channel, which can be decomposed into a set of parallel degraded broadcast channels. The capacity region for parallel degraded broadcast channels is known. We then show that the capacity region of the original broadcast channel equals that of the circular broadcast channel in the limit of infinite block length, and we obtain an explicit formula for the resulting capacity region. The coding strategy used to achieve each point on the convex hull of the capacity region uses superposition coding on some or all of the parallel channels and dedicated transmission on the others. The optimal power allocation for any point in the capacity region is obtained via a multilevel water-filling. We derive this optimal power allocation and the resulting capacity region for several broadcast channel models

Secrecy Capacity of a Class of Broadcast Channels with an Eavesdropper

We study the security of communication between a single transmitter and multiple receivers in a broadcast channel in the presence of an eavesdropper. We consider several special classes of channels. As the first model, we consider the degraded multi-receiver wiretap channel where the legitimate receivers exhibit a degradedness order while the eavesdropper is more noisy with respect to all legitimate receivers. We establish the secrecy capacity region of this channel model. Secondly, we consider the parallel multi-receiver wiretap channel with a less noisiness order in each sub-channel, where this order is not necessarily the same for all sub-channels. We establish the common message secrecy capacity and sum secrecy capacity of this channel. Thirdly, we study a special class of degraded parallel multi-receiver wiretap channels and provide a stronger result. In particular, we study the case with two sub-channels two users and one eavesdropper, where there is a degradedness order in each sub-channel such that in the first (resp. second) sub-channel the second (resp. first) receiver is degraded with respect to the first (resp. second) receiver, while the eavesdropper is degraded with respect to both legitimate receivers in both sub-channels. We determine the secrecy capacity region of this channel. Finally, we focus on a variant of this previous channel model where the transmitter can use only one of the sub-channels at any time. We characterize the secrecy capacity region of this channel as well.Comment: Submitted to EURASIP Journal on Wireless Communications and Networking (Special Issue on Wireless Physical Layer Security

Lecture Notes on Network Information Theory

These lecture notes have been converted to a book titled Network Information Theory published recently by Cambridge University Press. This book provides a significantly expanded exposition of the material in the lecture notes as well as problems and bibliographic notes at the end of each chapter. The authors are currently preparing a set of slides based on the book that will be posted in the second half of 2012. More information about the book can be found at http://www.cambridge.org/9781107008731/. The previous (and obsolete) version of the lecture notes can be found at http://arxiv.org/abs/1001.3404v4/