Adaptive Modulation and Coding and Cooperative ARQ in a Cognitive Radio System

In this paper, a joint cross-layer design of adaptive modulation and coding (AMC) and cooperative automatic repeat request (C-ARQ) scheme is proposed for a secondary user in a shared-spectrum environment. First, based on the statistical descriptions of the channel, closed-form expressions of the average spectral efficiency (SE) and the average packet loss rate (PLR) are presented. Then, the cross-layer scheme is designed, with the aim of maximizing the average SE while maintaining the average PLR under a prescribed level. An optimization problem is formed, and a sub-optimal solution is found: the target packet error rates (PER) for the secondary system channels are obtained and the corresponding sub-optimal AMC rate adaptation policy is derived based on the target PERs. Finally, the average SE and the average PLR performance of the proposed scheme are presented

Cognitive Radio Systems: Performance Analysis and Optimal Resource Allocation

Rapid growth in the use of wireless services coupled with inefficient utilization of scarce spectrum resources has led to the analysis and development of cognitive radio systems. Cognitive radio systems provide dynamic and more efficient utilization of the available spectrum by allowing unlicensed users (i.e., cognitive or secondary users) to access the frequency bands allocated to the licensed users (i.e., primary users) without causing harmful interference to the primary user transmissions. The central goal of this thesis is to conduct a performance analysis and obtain throughput- and energy-efficient optimal resource allocation strategies for cognitive radio systems. Cognitive radio systems, which employ spectrum sensing mechanisms to learn the channel occupancy by primary users, generally operate under sensing uncertainty arising due to false alarms and miss-detections. This thesis analyzes the performance of cognitive radio systems in a practical setting with imperfect spectrum sensing. In the first part of the thesis, optimal power adaptation schemes that maximize the achievable rates of cognitive users with arbitrary input distributions in underlay cognitive radio systems subject to transmit and interference power constraints are studied. Simpler approximations of optimal power control policies in the low-power regime are determined. Low-complexity optimal power control algorithms are proposed. Next, energy efficiency is considered as the performance metric and power allocation strategies that maximize the energy efficiency of cognitive users in the presence of time-slotted primary users are identified. The impact of different levels of channel knowledge regarding the transmission link between the secondary transmitter and secondary receiver, and the interference link between the secondary transmitter and primary receiver on the optimal power allocation is addressed. In practice, the primary user may change its status during the transmission phase of the secondary users. In such cases, the assumption of time-slotted primary user transmission no longer holds. With this motivation, the spectral and energy efficiency in cognitive radio systems with unslotted primary users are analyzed and the optimal frame duration and energy-efficient optimal power control schemes subject to a collision constraint are jointly determined. The second line of research in this thesis focuses on symbol error rate performance of cognitive radio transmissions in the presence of imperfect sensing decisions. General formulations for the optimal decision rule and error probabilities for arbitrary modulation schemes are provided. The optimal decision rule for rectangular quadrature amplitude modulation (QAM) is characterized, and closed-form expressions for the average symbol error probability attained with the optimal detector under both transmit power and interference constraints are derived. Furthermore, throughput of cognitive radio systems for both fixed-rate and variable-rate transmissions in the finite-blocklength regime is studied. The maximum constant arrival rates that the cognitive radio channel can support with finite blocklength codes while satisfying statistical quality of service (QoS) constraints imposed as limitations on the buffer violation probability are characterized. In the final part of the thesis, performance analysis in the presence of QoS requirements is extended to general wireless systems, and energy efficiency and throughput optimization with arbitrary input signaling are studied when statistical QoS constraints are imposed as limitations on the buffer violation probability. Effective capacity is chosen as the performance metric to characterize the maximum throughput subject to such buffer constraints by capturing the asymptotic decay-rate of buffer occupancy. Initially, constant-rate source is considered and subsequently random arrivals are taken into account

Effective Capacity in Cognitive Radio Broadcast Channels

In this paper, we investigate effective capacity by modeling a cognitive radio broadcast channel with one secondary transmitter (ST) and two secondary receivers (SRs) under quality-of-service constraints and interference power limitations. We initially describe three different cooperative channel sensing strategies with different hard-decision combining algorithms at the ST, namely OR, Majority, and AND rules. Since the channel sensing occurs with possible errors, we consider a combined interference power constraint by which the transmission power of the secondary users (SUs) is bounded when the channel is sensed as both busy and idle. Furthermore, regarding the channel sensing decision and its correctness, there exist possibly four different transmission scenarios. We provide the instantaneous ergodic capacities of the channel between the ST and each SR in all of these scenarios. Granting that transmission outage arises when the instantaneous transmission rate is greater than the instantaneous ergodic capacity, we establish two different transmission rate policies for the SUs when the channel is sensed as idle. One of these policies features a greedy approach disregarding a possible transmission outage, and the other favors a precautious manner to prevent this outage. Subsequently, we determine the effective capacity region of this channel model, and we attain the power allocation policies that maximize this region. Finally, we present the numerical results. We first show the superiority of Majority rule when the channel sensing results are good. Then, we illustrate that a greedy transmission rate approach is more beneficial for the SUs under strict interference power constraints, whereas sending with lower rates will be more advantageous under loose interference constraints.Comment: Submitted and Accepted to IEEE Globecom 201