Advanced document data extraction techniques to improve supply chain performance

In this thesis, a novel machine learning technique to extract text-based information from scanned images has been developed. This information extraction is performed in the context of scanned invoices and bills used in financial transactions. These financial transactions contain a considerable amount of data that must be extracted, refined, and stored digitally before it can be used for analysis. Converting this data into a digital format is often a time-consuming process. Automation and data optimisation show promise as methods for reducing the time required and the cost of Supply Chain Management (SCM) processes, especially Supplier Invoice Management (SIM), Financial Supply Chain Management (FSCM) and Supply Chain procurement processes. This thesis uses a cross-disciplinary approach involving Computer Science and Operational Management to explore the benefit of automated invoice data extraction in business and its impact on SCM. The study adopts a multimethod approach based on empirical research, surveys, and interviews performed on selected companies.The expert system developed in this thesis focuses on two distinct areas of research: Text/Object Detection and Text Extraction. For Text/Object Detection, the Faster R-CNN model was analysed. While this model yields outstanding results in terms of object detection, it is limited by poor performance when image quality is low. The Generative Adversarial Network (GAN) model is proposed in response to this limitation. The GAN model is a generator network that is implemented with the help of the Faster R-CNN model and a discriminator that relies on PatchGAN. The output of the GAN model is text data with bonding boxes. For text extraction from the bounding box, a novel data extraction framework consisting of various processes including XML processing in case of existing OCR engine, bounding box pre-processing, text clean up, OCR error correction, spell check, type check, pattern-based matching, and finally, a learning mechanism for automatizing future data extraction was designed. Whichever fields the system can extract successfully are provided in key-value format.The efficiency of the proposed system was validated using existing datasets such as SROIE and VATI. Real-time data was validated using invoices that were collected by two companies that provide invoice automation services in various countries. Currently, these scanned invoices are sent to an OCR system such as OmniPage, Tesseract, or ABBYY FRE to extract text blocks and later, a rule-based engine is used to extract relevant data. While the system’s methodology is robust, the companies surveyed were not satisfied with its accuracy. Thus, they sought out new, optimized solutions. To confirm the results, the engines were used to return XML-based files with text and metadata identified. The output XML data was then fed into this new system for information extraction. This system uses the existing OCR engine and a novel, self-adaptive, learning-based OCR engine. This new engine is based on the GAN model for better text identification. Experiments were conducted on various invoice formats to further test and refine its extraction capabilities. For cost optimisation and the analysis of spend classification, additional data were provided by another company in London that holds expertise in reducing their clients' procurement costs. This data was fed into our system to get a deeper level of spend classification and categorisation. This helped the company to reduce its reliance on human effort and allowed for greater efficiency in comparison with the process of performing similar tasks manually using excel sheets and Business Intelligence (BI) tools.The intention behind the development of this novel methodology was twofold. First, to test and develop a novel solution that does not depend on any specific OCR technology. Second, to increase the information extraction accuracy factor over that of existing methodologies. Finally, it evaluates the real-world need for the system and the impact it would have on SCM. This newly developed method is generic and can extract text from any given invoice, making it a valuable tool for optimizing SCM. In addition, the system uses a template-matching approach to ensure the quality of the extracted information

On Improving Generalization of CNN-Based Image Classification with Delineation Maps Using the CORF Push-Pull Inhibition Operator

Deployed image classification pipelines are typically dependent on the images captured in real-world environments. This means that images might be affected by different sources of perturbations (e.g. sensor noise in low-light environments). The main challenge arises by the fact that image quality directly impacts the reliability and consistency of classification tasks. This challenge has, hence, attracted wide interest within the computer vision communities. We propose a transformation step that attempts to enhance the generalization ability of CNN models in the presence of unseen noise in the test set. Concretely, the delineation maps of given images are determined using the CORF push-pull inhibition operator. Such an operation transforms an input image into a space that is more robust to noise before being processed by a CNN. We evaluated our approach on the Fashion MNIST data set with an AlexNet model. It turned out that the proposed CORF-augmented pipeline achieved comparable results on noise-free images to those of a conventional AlexNet classification model without CORF delineation maps, but it consistently achieved significantly superior performance on test images perturbed with different levels of Gaussian and uniform noise

Contribution à l'analyse de la dynamique des écritures anciennes pour l'aide à l'expertise paléographique

Mes travaux de thèse s inscrivent dans le cadre du projet ANR GRAPHEM1 (Graphemebased Retrieval and Analysis for PaleograpHic Expertise of Middle Age Manuscripts). Ilsprésentent une contribution méthodologique applicable à l'analyse automatique des écrituresanciennes pour assister les experts en paléographie dans le délicat travail d étude et dedéchiffrage des écritures.L objectif principal est de contribuer à une instrumetation du corpus des manuscritsmédiévaux détenus par l Institut de Recherche en Histoire des Textes (IRHT Paris) en aidantles paléographes spécialisés dans ce domaine dans leur travail de compréhension de l évolutiondes formes de l écriture par la mise en place de méthodes efficaces d accès au contenu desmanuscrits reposant sur une analyse fine des formes décrites sous la formes de petits fragments(les graphèmes). Dans mes travaux de doctorats, j ai choisi d étudier la dynamique del élément le plus basique de l écriture appelé le ductus2 et qui d après les paléographes apportebeaucoup d informations sur le style d écriture et l époque d élaboration du manuscrit.Mes contributions majeures se situent à deux niveaux : une première étape de prétraitementdes images fortement dégradées assurant une décomposition optimale des formes en graphèmescontenant l information du ductus. Pour cette étape de décomposition des manuscrits, nousavons procédé à la mise en place d une méthodologie complète de suivi de traits à partir del extraction d un squelette obtenu à partir de procédures de rehaussement de contraste et dediffusion de gradients. Le suivi complet du tracé a été obtenu à partir de l application des règlesfondamentales d exécution des traits d écriture, enseignées aux copistes du Moyen Age. Il s agitd information de dynamique de formation des traits portant essentiellement sur des indicationsde directions privilégiées.Dans une seconde étape, nous avons cherché à caractériser ces graphèmes par desdescripteurs de formes visuelles compréhensibles à la fois par les paléographes et lesinformaticiens et garantissant une représentation la plus complète possible de l écriture d unpoint de vue géométrique et morphologique. A partir de cette caractérisation, nous avonsproposé une approche de clustering assurant un regroupement des graphèmes en classeshomogènes par l utilisation d un algorithme de classification non-supervisé basée sur lacoloration de graphe. Le résultat du clustering des graphèmes a conduit à la formation dedictionnaires de formes caractérisant de manière individuelle et discriminante chaque manuscrittraité. Nous avons également étudié la puissance discriminatoire de ces descripteurs afin d obtenir la meilleure représentation d un manuscrit en dictionnaire de formes. Cette étude a étéfaite en exploitant les algorithmes génétiques par leur capacité à produire de bonne sélection decaractéristiques.L ensemble de ces contributions a été testé à partir d une application CBIR sur trois bases demanuscrits dont deux médiévales (manuscrits de la base d Oxford et manuscrits de l IRHT, baseprincipale du projet), et une base comprenant de manuscrits contemporains utilisée lors de lacompétition d identification de scripteurs d ICDAR 2011. L exploitation de notre méthode dedescription et de classification a été faite sur une base contemporaine afin de positionner notrecontribution par rapport aux autres travaux relevant du domaine de l identification d écritures etétudier son pouvoir de généralisation à d autres types de documents. Les résultats trèsencourageants que nous avons obtenus sur les bases médiévales et la base contemporaine, ontmontré la robustesse de notre approche aux variations de formes et de styles et son caractèrerésolument généralisable à tout type de documents écrits.My thesis work is part of the ANR GRAPHEM Project (Grapheme based Retrieval andAnalysis for Expertise paleographic Manuscripts of Middle Age). It represents a methodologicalcontribution applicable to the automatic analysis of ancient writings to assist the experts inpaleography in the delicate work of the studying and deciphering the writing.The main objective is to contribute to an instrumentation of the corpus of medievalmanuscripts held by Institut de Recherche en Histoire de Textes (IRHT-Paris), by helping thepaleographers specialized in this field in their work of understanding the evolution of forms inthe writing, with the establishment of effective methods to access the contents of manuscriptsbased on a fine analysis of the forms described in the form of small fragments (graphemes). Inmy PhD work, I chose to study the dynamic of the most basic element of the writing called theductus and which according to the paleographers, brings a lot of information on the style ofwriting and the era of the elaboration of the manuscript.My major contribution is situated at two levels: a first step of preprocessing of severelydegraded images to ensure an optimal decomposition of the forms into graphemes containingthe ductus information. For this decomposition step of manuscripts, we have proceeded to theestablishment of a complete methodology for the tracings of strokes by the extraction of theskeleton obtained from the contrast enhancement and the diffusion of the gradient procedures.The complete tracking of the strokes was obtained from the application of fundamentalexecution rules of the strokes taught to the scribes of the Middle Ages. It is related to thedynamic information of the formation of strokes focusing essentially on indications of theprivileged directions.In a second step, we have tried to characterize the graphemes by visual shape descriptorsunderstandable by both the computer scientists and the paleographers and thus unsuring themost complete possible representation of the wrting from a geometrical and morphological pointof view. From this characterization, we have have proposed a clustering approach insuring agrouping of graphemes into homogeneous classes by using a non-supervised classificationalgorithm based on the graph coloring. The result of the clustering of graphemes led to theformation of a codebook characterizing in an individual and discriminating way each processedmanuscript. We have also studied the discriminating power of the descriptors in order to obtaina better representation of a manuscript into a codebook. This study was done by exploiting thegenetic algorithms by their ability to produce a good feature selection.The set of the contributions was tested from a CBIR application on three databases ofmanuscripts including two medieval databases (manuscripts from the Oxford and IRHTdatabases), and database of containing contemporary manuscripts used in the writersidentification contest of ICDAR 2011. The exploitation of our description and classificationmethod was applied on a cotemporary database in order to position our contribution withrespect to other relevant works in the writrings identification domain and study itsgeneralization power to other types of manuscripts. The very encouraging results that weobtained on the medieval and contemporary databases, showed the robustness of our approachto the variations of the shapes and styles and its resolutely generalized character to all types ofhandwritten documents.PARIS5-Bibliotheque electronique (751069902) / SudocSudocFranceF