Secure Simultaneous Information and Power Transfer for Downlink Multi-user Massive MIMO

In this paper, downlink secure transmission in simultaneous information and power transfer (SWIPT) system enabled with massive multiple-input multiple-output (MIMO) is studied. A base station (BS) with a large number of antennas transmits energy and information signals to its intended users, but these signals are also received by an active eavesdropper. The users and eavesdropper employ a power splitting technique to simultaneously decode information and harvest energy. Massive MIMO helps the BS to focus energy to the users and prevent information leakage to the eavesdropper. The harvested energy by each user is employed for decoding information and transmitting uplink pilot signals for channel estimation. It is assumed that the active eavesdropper also harvests energy in the downlink and then contributes during the uplink training phase. Achievable secrecy rate is considered as the performance criterion and a closed-form lower bound for it is derived. To provide secure transmission, the achievable secrecy rate is then maximized through an optimization problem with constraints on the minimum harvested energy by the user and the maximum harvested energy by the eavesdropper. Numerical results show the effectiveness of using massive MIMO in providing physical layer security in SWIPT systems and also show that our closed-form expressions for the secrecy rate are accurate

Secure Simultaneous Information and Power Transfer for Downlink Multi-User Massive MIMO

In this article, downlink secure transmission in simultaneous information and power transfer (SWIPT) system enabled with massive multiple-input multiple-output (MIMO) is studied. A base station (BS) with a large number of antennas transmits energy and information signals to its intended users, but these signals are also received by an active eavesdropper. The users and eavesdropper employ a power splitting technique to simultaneously decode information and harvest energy. Massive MIMO helps the BS to focus energy to the users and prevent information leakage to the eavesdropper. The harvested energy by each user is employed for decoding information and transmitting uplink pilot signals for channel estimation. It is assumed that the active eavesdropper also harvests energy in the downlink and then contributes during the uplink training phase. Achievable secrecy rate is considered as the performance criterion and a closed-form lower bound for it is derived. To provide secure transmission, the achievable secrecy rate is then maximized through an optimization problem with constraints on the minimum harvested energy by the user and the maximum harvested energy by the eavesdropper. Numerical results show the effectiveness of using massive MIMO in providing physical layer security in SWIPT systems and also show that our closed-form expressions for the secrecy rate are accurate

Towards an enhanced noncoherent massive MU-MIMO system

PhD ThesisMany multiple-input multiple-output (MIMO) downlink transmission schemes assume channel state information (CSI) is available at the receiver/transmitter. In practice, knowledge of CSI is often obtained by using pilot symbols transmitted periodically. However, for some systems, due to high mobility and the cost of channel training and estimation, CSI acquisition is not always feasible. The problem becomes even more difficult when many antennas are used in the system and the channel is changing very rapidly before training is completed. Moreover, as the number of transmit/receive antennas grows large, the number of pilot symbols, system overheads, latency, and power consumption will grow proportionately and thereby the system becomes increasingly complex. As an alternative, a noncoherent system may be used wherein the transmitter/receiver does not need any knowledge of the CSI to perform precoding or detection. This thesis focuses on the design of a noncoherent downlink transmission system to jointly improve the performance and achieve a simple low complexity transmission scheme in three MIMO system scenarios: low rate differential spacetime block coding (STBC) in a downlink multiuser (MU-MIMO) system; high rate differential algebraic STBC in a downlink MU-MIMO system; and differential downlink transmission in a massive MU-MIMO system. Three novel design methods for each of these systems are proposed and analysed thoroughly. For the MIMO system with a low rate noncoherent scheme, a differential STBC MU-MIMO system with a downlink transmission scheme is considered. Specifically, downlink precoding combined with differential modulation (DM) is used to shift the complexity from the receivers to the transmitter. The block diagonalization (BD) precoding scheme is used to cancel co-channel interference (CCI) in addition to exploiting its advantage of enhancing diversity. Since the BD scheme requires channel knowledge at the transmitter, the downlink spreading technique along with DM is also proposed, which does not require channel knowledge neither at the transmitter nor at the receivers. The orthogonal spreading (OS) scheme is employed to have similar principle as code division multiple access (CDMA) multiplexing scheme in order to eliminate the interference between users. As a STBC scheme, the Alamouti code is used that can be encoded/decoded using DM thereby eliminating the need for channel knowledge at the receiver. The proposed schemes yield low complexity transceivers while providing good performance. For the MIMO system with a high rate noncoherent scheme, a differential STBC MU-MIMO system that operates at a high data rate is considered. In particular, a full-rate full-diversity downlink algebraic transmission scheme combined with a differential STBC systems is proposed. To achieve this, perfect algebraic space time codes and Cayley differential (CD) transforms are employed. Since CSI is not needed at the differential receiver, differential schemes are ideal for multiuser systems to shift the complexity from the receivers to the transmitter, thus simplifying user equipment. Furthermore, OS matrices are employed at the transmitter to separate the data streams of different users and enable simple single user decoding. In the OS scheme, the transmitter does not require any knowledge of the CSI to separate the data streams of multiple users; this results in a system which does not need CSI at either end. With this system, to limit the number of possible codewords, a sphere decoder (SD) is used to decode the signals at the receiving end. The proposed scheme yields low complexity transceivers while providing full-rate full-diversity system with good performance. Lastly, a differential downlink transmission scheme is proposed for a massive MIMO system without explicit channel estimation. In particular, a downlink precoding technique combined with a differential encoding scheme is used to simplify the overall system complexity. A novel precoder is designed which, with a large number of transmit antennas, can effectively precancel the multiple access interference (MAI) for each user, thus enhancing the system performance. Maximising the worst case signal-to-interference-plus-noise ratio (SINR) is adopted to optimise the precoder for the users in which full power space profile (PSP) knowledge is available to the base station (BS). Also, two suboptimal solutions based on the matched and the orthogonality approach of PSP are provided to separate the data streams of multiple users. The decision feedback differential detection (DFDD) technique is employed to further improve the performance. In summary, the proposed methods eliminate MAI, enhance system performance, and achieve a simple low complexity system. Moreover, transmission overheads are significantly reduced, the proposed methods avoid explicit channel estimation at both ends.King Fahad Security Collage at the Ministry of Interior - Saudi Arabia