Beamforming Techniques for Non-Orthogonal Multiple Access in 5G Cellular Networks

In this paper, we develop various beamforming techniques for downlink transmission for multiple-input single-output (MISO) non-orthogonal multiple access (NOMA) systems. First, a beamforming approach with perfect channel state information (CSI) is investigated to provide the required quality of service (QoS) for all users. Taylor series approximation and semidefinite relaxation (SDR) techniques are employed to reformulate the original non-convex power minimization problem to a tractable one. Further, a fairness-based beamforming approach is proposed through a max-min formulation to maintain fairness between users. Next, we consider a robust scheme by incorporating channel uncertainties, where the transmit power is minimized while satisfying the outage probability requirement at each user. Through exploiting the SDR approach, the original non-convex problem is reformulated in a linear matrix inequality (LMI) form to obtain the optimal solution. Numerical results demonstrate that the robust scheme can achieve better performance compared to the non-robust scheme in terms of the rate satisfaction ratio. Further, simulation results confirm that NOMA consumes a little over half transmit power needed by OMA for the same data rate requirements. Hence, NOMA has the potential to significantly improve the system performance in terms of transmit power consumption in future 5G networks and beyond.Comment: accepted to publish in IEEE Transactions on Vehicular Technolog

Generic Multiuser Coordinated Beamforming for Underlay Spectrum Sharing

The beamforming techniques have been recently studied as possible enablers for underlay spectrum sharing. The existing beamforming techniques have several common limitations: they are usually system model specific, cannot operate with arbitrary number of transmit/receive antennas, and cannot serve arbitrary number of users. Moreover, the beamforming techniques for underlay spectrum sharing do not consider the interference originating from the incumbent primary system. This work extends the common underlay sharing model by incorporating the interference originating from the incumbent system into generic combined beamforming design that can be applied on interference, broadcast or multiple access channels. The paper proposes two novel multiuser beamforming algorithms for user fairness and sum rate maximization, utilizing newly derived convex optimization problems for transmit and receive beamformers calculation in a recursive optimization. Both beamforming algorithms provide efficient operation for the interference, broadcast and multiple access channels, as well as for arbitrary number of antennas and secondary users in the system. Furthermore, the paper proposes a successive transmit/receive optimization approach that reduces the computational complexity of the proposed recursive algorithms. The results show that the proposed complexity reduction significantly improves the convergence rates and can facilitate their operation in scenarios which require agile beamformers computation.Comment: 30 pages, 5 figure