Bringing order into the realm of Transformer-based language models for artificial intelligence and law

Transformer-based language models (TLMs) have widely been recognized to be a cutting-edge technology for the successful development of deep-learning-based solutions to problems and applications that require natural language processing and understanding. Like for other textual domains, TLMs have indeed pushed the state-of-the-art of AI approaches for many tasks of interest in the legal domain. Despite the first Transformer model being proposed about six years ago, there has been a rapid progress of this technology at an unprecedented rate, whereby BERT and related models represent a major reference, also in the legal domain. This article provides the first systematic overview of TLM-based methods for AI-driven problems and tasks in the legal sphere. A major goal is to highlight research advances in this field so as to understand, on the one hand, how the Transformers have contributed to the success of AI in supporting legal processes, and on the other hand, what are the current limitations and opportunities for further research development.Comment: Please refer to the published version: Greco, C.M., Tagarelli, A. (2023) Bringing order into the realm of Transformer-based language models for artificial intelligence and law. Artif Intell Law, Springer Nature. November 2023. https://doi.org/10.1007/s10506-023-09374-

Tab this Folder of Documents: Page Stream Segmentation of Business Documents

In the midst of digital transformation, automatically understanding the structure and composition of scanned documents is important in order to allow correct indexing, archiving, and processing. In many organizations, different types of documents are usually scanned together in folders, so it is essential to automate the task of segmenting the folders into documents which then proceed to further analysis tailored to specific document types. This task is known as Page Stream Segmentation (PSS). In this paper, we propose a deep learning solution to solve the task of determining whether or not a page is a breaking-point given a sequence of scanned pages (a folder) as input. We also provide a dataset called TABME (TAB this folder of docuMEnts) generated specifically for this task. Our proposed architecture combines LayoutLM and ResNet to exploit both textual and visual features of the document pages and achieves an F1 score of 0.953. The dataset and code used to run the experiments in this paper are available at the following web link: https://github.com/aldolipani/TABME

Corpus for Automatic Structuring of Legal Documents

In populous countries, pending legal cases have been growing exponentially. There is a need for developing techniques for processing and organizing legal documents. In this paper, we introduce a new corpus for structuring legal documents. In particular, we introduce a corpus of legal judgment documents in English that are segmented into topical and coherent parts. Each of these parts is annotated with a label coming from a list of pre-defined Rhetorical Roles. We develop baseline models for automatically predicting rhetorical roles in a legal document based on the annotated corpus. Further, we show the application of rhetorical roles to improve performance on the tasks of summarization and legal judgment prediction. We release the corpus and baseline model code along with the paper.Comment: Accepted at LREC 2022, 10 Pages (8 page main paper + 2 page references

Document-Level Multi-Event Extraction with Event Proxy Nodes and Hausdorff Distance Minimization

Document-level multi-event extraction aims to extract the structural information from a given document automatically. Most recent approaches usually involve two steps: (1) modeling entity interactions; (2) decoding entity interactions into events. However, such approaches ignore a global view of inter-dependency of multiple events. Moreover, an event is decoded by iteratively merging its related entities as arguments, which might suffer from error propagation and is computationally inefficient. In this paper, we propose an alternative approach for document-level multi-event extraction with event proxy nodes and Hausdorff distance minimization. The event proxy nodes, representing pseudo-events, are able to build connections with other event proxy nodes, essentially capturing global information. The Hausdorff distance makes it possible to compare the similarity between the set of predicted events and the set of ground-truth events. By directly minimizing Hausdorff distance, the model is trained towards the global optimum directly, which improves performance and reduces training time. Experimental results show that our model outperforms previous state-of-the-art method in F1-score on two datasets with only a fraction of training time

Comparative study on Judgment Text Classification for Transformer Based Models

This work involves the usage of various NLP models to predict the winner of a particular judgment by the means of text extraction and summarization from a judgment document. These documents are useful when it comes to legal proceedings. One such advantage is that these can be used for citations and precedence reference in Lawsuits and cases which makes a strong argument for their case by the ones using it. When it comes to precedence, it is necessary to refer to an ample number of documents in order to collect legal points with respect to the case. However, reviewing these documents takes a long time to analyze due to the complex word structure and the size of the document. This work involves the comparative study of 6 different self-attention-based transformer models and how they perform when they are being tweaked in 4 different activation functions. These models which are trained with 200 judgement contexts and their results are being judged based on different benchmark parameters. These models finally have a confidence level up to 99% while predicting the judgment. This can be used to get a particular judgment document without spending too much time searching relevant cases and reading them completely.Comment: 28 pages with 9 figure

Generative Interpretation

We introduce generative interpretation, a new approach to estimating contractual meaning using large language models. As AI triumphalism is the order of the day, we proceed by way of grounded case studies, each illustrating the capabilities of these novel tools in distinct ways. Taking well-known contracts opinions, and sourcing the actual agreements that they adjudicated, we show that AI models can help factfinders ascertain ordinary meaning in context, quantify ambiguity, and fill gaps in parties' agreements. We also illustrate how models can calculate the probative value of individual pieces of extrinsic evidence. After offering best practices for the use of these models given their limitations, we consider their implications for judicial practice and contract theory. Using LLMs permits courts to estimate what the parties intended cheaply and accurately, and as such generative interpretation unsettles the current interpretative stalemate. Their use responds to efficiency-minded textualists and justice-oriented contextualists, who argue about whether parties will prefer cost and certainty or accuracy and fairness. Parties--and courts--would prefer a middle path, in which adjudicators strive to predict what the contract really meant, admitting just enough context to approximate reality while avoiding unguided and biased assimilation of evidence. As generative interpretation offers this possibility, we argue it can become the new workhorse of contractual interpretation

Exploring acceptance of autonomous vehicle policies using KeyBERT and SNA: Targeting engineering students

This study aims to explore user acceptance of Autonomous Vehicle (AV) policies with improved text-mining methods. Recently, South Korean policymakers have viewed Autonomous Driving Car (ADC) and Autonomous Driving Robot (ADR) as next-generation means of transportation that will reduce the cost of transporting passengers and goods. They support the construction of V2I and V2V communication infrastructures for ADC and recognize that ADR is equivalent to pedestrians to promote its deployment into sidewalks. To fill the gap where end-user acceptance of these policies is not well considered, this study applied two text-mining methods to the comments of graduate students in the fields of Industrial, Mechanical, and Electronics-Electrical-Computer. One is the Co-occurrence Network Analysis (CNA) based on TF-IWF and Dice coefficient, and the other is the Contextual Semantic Network Analysis (C-SNA) based on both KeyBERT, which extracts keywords that contextually represent the comments, and double cosine similarity. The reason for comparing these approaches is to balance interest not only in the implications for the AV policies but also in the need to apply quality text mining to this research domain. Significantly, the limitation of frequency-based text mining, which does not reflect textual context, and the trade-off of adjusting thresholds in Semantic Network Analysis (SNA) were considered. As the results of comparing the two approaches, the C-SNA provided the information necessary to understand users' voices using fewer nodes and features than the CNA. The users who pre-emptively understood the AV policies based on their engineering literacy and the given texts revealed potential risks of the AV accident policies. This study adds suggestions to manage these risks to support the successful deployment of AVs on public roads.Comment: 29 pages with 11 figure