Advanced DSP Techniques for High-Capacity and Energy-Efficient Optical Fiber Communications

The rapid proliferation of the Internet has been driving communication networks closer and closer to their limits, while available bandwidth is disappearing due to an ever-increasing network load. Over the past decade, optical fiber communication technology has increased per fiber data rate from 10 Tb/s to exceeding 10 Pb/s. The major explosion came after the maturity of coherent detection and advanced digital signal processing (DSP). DSP has played a critical role in accommodating channel impairments mitigation, enabling advanced modulation formats for spectral efficiency transmission and realizing flexible bandwidth. This book aims to explore novel, advanced DSP techniques to enable multi-Tb/s/channel optical transmission to address pressing bandwidth and power-efficiency demands. It provides state-of-the-art advances and future perspectives of DSP as well

Otimização do fronthaul ótico para redes de acesso de rádio (baseadas) em computação em nuvem (CC-RANs)

Doutoramento conjunto (MAP-Tele) em Engenharia Eletrotécnica/TelecomunicaçõesA proliferação de diversos tipos de dispositivos moveis, aplicações e serviços com grande necessidade de largura de banda têm contribuído para o aumento de ligações de banda larga e ao aumento do volume de trafego das redes de telecomunicações moveis. Este aumento exponencial tem posto uma enorme pressão nos mobile operadores de redes móveis (MNOs). Um dos aspetos principais deste recente desenvolvimento, é a necessidade que as redes têm de oferecer baixa complexidade nas ligações, como também baixo consumo energético, muito baixa latência e ao mesmo tempo uma grande capacidade por baixo usto. De maneira a resolver estas questões, os MNOs têm focado a sua atenção na redes de acesso por rádio em nuvem (C-RAN) principalmente devido aos seus benefícios em termos de otimização de performance e relação qualidade preço. O standard para a distribuição de sinais sem fios por um fronthaul C-RAN é o common public radio interface (CPRI). No entanto, ligações óticas baseadas em interfaces CPRI necessitam de uma grande largura de banda. Estes requerimentos podem também ser atingidos com uma implementação em ligação free space optical (FSO) que é um sistema ótico que usa comunicação sem fios. O FSO tem sido uma alternativa muito apelativa aos sistemas de comunicação rádio (RF) pois combinam a flexibilidade e mobilidade das redes RF ao mesmo tempo que permitem a elevada largura de banda permitida pelo sistema ótico. No entanto, as ligações FSO são suscetíveis a alterações atmosféricas que podem prejudicar o desempenho do sistema de comunicação. Estas limitações têm evitado o FSO de ser tornar uma excelente solução para o fronthaul. Uma caracterização precisa do canal e tecnologias mais avançadas são então necessárias para uma implementação pratica de ligações FSO. Nesta tese, vamos estudar uma implementação eficiente para fronthaul baseada em tecnologia á rádio-sobre-FSO (RoFSO). Propomos expressões em forma fechada para mitigação das perdas de propagação e para a estimação da capacidade do canal de maneira a aliviar a complexidade do sistema de comunicação. Simulações numéricas são também apresentadas para formatos de modulação adaptativas. São também considerados esquemas como um sistema hibrido RF/FSO e tecnologias de transmissão apoiadas por retransmissores que ajudam a alivar os requerimentos impostos por um backhaul/fronthaul de C-RAN. Os modelos propostos não só reduzem o esforço computacional, como também têm outros méritos, tais como, uma elevada precisão na estimação do canal e desempenho, baixo requisitos na capacidade de memória e uma rápida e estável operação comparativamente com o estado da arte em sistemas analíticos (PON)-FSO. Este sistema é implementado num recetor em tempo real que é emulado através de uma field-programmable gate array (FPGA) comercial. Permitindo assim um sistema aberto, interoperabilidade, portabilidade e também obedecer a standards de software aberto. Os esquemas híbridos têm a habilidade de suportar diferentes aplicações, serviços e múltiplos operadores a partilharem a mesma infraestrutura de fibra ótica.The proliferation of different mobile devices, bandwidth-intensive applications and services contribute to the increase in the broadband connections and the volume of traffic on the mobile networks. This exponential growth has put considerable pressure on the mobile network operators (MNOs). In principal, there is a need for networks that not only offer low-complexity, low-energy consumption, and extremely low-latency but also high-capacity at relatively low cost. In order to address the demand, MNOs have given significant attention to the cloud radio access network (C-RAN) due to its beneficial features in terms of performance optimization and cost-effectiveness. The de facto standard for distributing wireless signal over the C-RAN fronthaul is the common public radio interface (CPRI). However, optical links based on CPRI interfaces requires large bandwidth. Also, the aforementioned requirements can be realized with the implementation of free space optical (FSO) link, which is an optical wireless system. The FSO is an appealing alternative to the radio frequency (RF) communication system that combines the flexibility and mobility offered by the RF networks with the high-data rates provided by the optical systems. However, the FSO links are susceptible to atmospheric impairments which eventually hinder the system performance. Consequently, these limitations prevent FSO from being an efficient standalone fronthaul solution. So, precise channel characterizations and advanced technologies are required for practical FSO link deployment and operation. In this thesis, we study an efficient fronthaul implementation that is based on radio-on-FSO (RoFSO) technologies. We propose closedform expressions for fading-mitigation and for the estimation of channel capacity so as to alleviate the system complexity. Numerical simulations are presented for adaptive modulation scheme using advanced modulation formats. We also consider schemes like hybrid RF/FSO and relay-assisted transmission technologies that can help in alleviating the stringent requirements by the C-RAN backhaul/fronthaul. The propose models not only reduce the computational requirements/efforts, but also have a number of diverse merits such as high-accuracy, low-memory requirements, fast and stable operation compared to the current state-of-the-art analytical based approaches. In addition to the FSO channel characterization, we present a proof-of-concept experiment in which we study the transmission capabilities of a hybrid passive optical network (PON)-FSO system. This is implemented with the real-time receiver that is emulated by a commercial field-programmable gate array (FPGA). This helps in facilitating an open system and hence enables interoperability, portability, and open software standards. The hybrid schemes have the ability to support different applications, services, and multiple operators over a shared optical fiber infrastructure

Photonic Time-Stretch Enabled High Throughput Microwave and MM-Wave Interferometry Applied to Fibre Grating Sensors and Non-Contact Measurement

The research presented in this thesis is focused towards developing real-time, high-speed applications, employing ultrafast optical microwave generation and characterisation techniques. This thesis presents a series of experiments wherein mode-locked laser pulses are utilised. Photonics-based microwave and MM-Wave generation and detection are explored and employed for applications pertaining to fibre grating sensors and non-contact measurement. The application concepts leverage techniques from optical coherence tomography and non-destructive evaluation of turbid media. In particular, I use the principle of dispersion-induced photonic Time-Stretch to slow down high-speed waveforms to speeds usable by state-of-the-art photo-detectors and digital signal processors. The concept of photonic time-stretch is applied to map instantaneous microwave frequency to the time instant of the signal, which in turn is related to spatial location as established by the space-wavelength-time conversions. The experimental methods applied throughout this thesis is based upon Michelson interferometer architecture. My original contribution to knowledge is the realisation of Photonics-based, single tone, and chirped microwave and MM-Wave pulse generation applied to deciphering physical strain profile along the length of a chirped fibre Bragg grating employed in a Michelson interferometer configuration. This interrogation scheme allows intra-grating high-resolution, high-speed, and temperature independent strain measurement. This concept is further extended to utilise photonic generation of microwave pulses to characterise surface profile information of thin film and thin plate infrared transparent slides of variable thickness setup in a Michelson interferometer architecture. The method basis for photonically generated high-frequency microwave signals utilises the principle of photonic Time-Stretch. The research was conducted in the Photonics Lab at the University of Kent. In addition, the photonically generated microwave/ MM-Wave pulses is utilised as a potential broadband frequency-swept source for non-contact measurement of turbid media. Investigation of the proof-of-concept based on an MM-Wave coherence tomography set-up is implemented at Vrije Universiteit Brussel (VUB), Department of Electronics and Informatics (ETRO)

Enabling Technology in Optical Fiber Communications: From Device, System to Networking

This book explores the enabling technology in optical fiber communications. It focuses on the state-of-the-art advances from fundamental theories, devices, and subsystems to networking applications as well as future perspectives of optical fiber communications. The topics cover include integrated photonics, fiber optics, fiber and free-space optical communications, and optical networking

Optical fibre communication over a noisy partially coherent channel

As global IP traffic grows unceasingly, optical networks demand for technology upgrades in order to keep the feared “capacity crunch” away. The most celebrated technologies of coherent detection and wavelength-division multiplexing (WDM), widely deployed in long-haul links, are gaining ground in access networks, which is particularly challenging due to the shared-cost requirements, leading to denser channel spacings and the use of cheaper devices that tend to be noisier. In order to make the most of this technology combination, it is crucial to have a model of the channel that accurately describes all the present sources of noise. Traditionally, the most used model has been the additive white Gaussian noise (AWGN) channel, which, although only accounting for a linear contribution of complex noise and being insensitive to rotational phenomena, has shown its validity in numerous studies, as well as in commercial equipment. In this thesis, however, it is observed that the adoption of coherent detection and WDM, with lower-grade semiconductor lasers showing a moderate linewidth, yields scenarios where a phase-sensitive model becomes a must. The partially coherent AWGN (PCAWGN) channel is a popular choice that fulfils this need, but its high complexity due to non-trivial functions involved, deprives it from being suitable in high-speed digital circuits. The main goal of this thesis is to describe a reduced-complexity approximation in polar coordinates, accurate enough to find its applicability in modern systems. Furthermore, this works explores some possible end-to-end applications, like channel capacity estimation or symbol detection, assessing its performance by means of extensive simulations. Lastly, the emerging field of complex modulation of directly modulated lasers is revisited, with a special interest in how the proposed approximation can help to improve the performance of previously reported techniques, as well as proposing a new way to design spiral-shaped constellations aimed to maximise the channel capacity

Studies on Effects of Optical Feedback Based Micro-Ring Resonator on the Integrated 40 GHz Opto-Electronic Oscillator

This thesis presents the design and simulation of 40 GHz Integrated Opto-Electronic Oscillator (IOEO) with highspectralpurity,minimumphasenoise,high quality factor as well a sbetter thermal and frequency stability. Simulation studies of the designed IOEO have been carried out using a novel Linear Time Invariant (LTI) architecture having all optical components in the feedback path which is contrary to the conventionalI OEO.The long optical fiber present in the conventionalI OEO has been replaced by an Integrated Optical Microring Resonator (IOMR). The proposed IOMR replaces the few km long fiber cable making the IOEO compact. The designed IOEO exhibits a minimum phase noise of -245 dBcHz−1 at 100 kHz offset compared to phase noise of -160 dBcHz−1 of conventional design. The computation of the phase noise of the designed IOEO has been carried out using variance method. The proposed design of IOEO also eliminates the fiber loss thereby improving the Quality (Q) factor of the IOEO. The simulation study on the effect of IOMR on the Q factor of the IOEO reveals the loaded quality factor of 1000. Through simulation studies invoking Sellmeier model ,the thermal stability of the designed IOEO is found to be ±0.325 ppmK−1 over a temperature range of 150-300K.Frequency stability analysis of the designed IOEO has been studied analytically using two port network theory. Effect of Butt-coupling coefficient on the stability is also explored. This thesis presents a novel analytical model for the straight and curved waveguides of IOMR, invoking the Coupled Mode Theory (CMT). The potential utility of derived mathematical expressions has been illustrated in the calculation of quality factor, coupling length and gap between straight and curved waveguides of the ring resonator. The significance of Butt-coupling coefficient in the CMT has been explored and its effects on resonance and output power of IOMR have been analyzed for a novel resonance condition. The analysis of the effects of gap between straight and curved waveguides on the output power of IOEO facilitates additional insight into the underlying principles and its phase noise. The phase noise contribution of IOMR in the IOEO is found to be extremely small and is insignificant. The fabrication tolerance of the designed IOMR has been computed using derived analytical model to support the feasibility of manufacturing the IOEO. The simulation model of proposed IOEO has been utilized for design and simulation of an optical beam steering system. The simulation study directed towards Wavelength Division Multiplexing (WDM) substantiates the utility and relevance of IOEO as modulator and modulation frequency generator simultaneously. This thesisalso presents designand simulationstudies onan IOEObased novel architecture for label-free optical Bio-sensor. The proposed IOEO based label free sensor eliminates the laborious labeling procedure and its associated cumbersome effects. The proposed Bio-sensor exhibits a bulk refractive index sensitivity of -140 MHzRIU−1