Fixed-parameter tractability, definability, and model checking

In this article, we study parameterized complexity theory from the perspective of logic, or more specifically, descriptive complexity theory. We propose to consider parameterized model-checking problems for various fragments of first-order logic as generic parameterized problems and show how this approach can be useful in studying both fixed-parameter tractability and intractability. For example, we establish the equivalence between the model-checking for existential first-order logic, the homomorphism problem for relational structures, and the substructure isomorphism problem. Our main tractability result shows that model-checking for first-order formulas is fixed-parameter tractable when restricted to a class of input structures with an excluded minor. On the intractability side, for every t >= 0 we prove an equivalence between model-checking for first-order formulas with t quantifier alternations and the parameterized halting problem for alternating Turing machines with t alternations. We discuss the close connection between this alternation hierarchy and Downey and Fellows' W-hierarchy. On a more abstract level, we consider two forms of definability, called Fagin definability and slicewise definability, that are appropriate for describing parameterized problems. We give a characterization of the class FPT of all fixed-parameter tractable problems in terms of slicewise definability in finite variable least fixed-point logic, which is reminiscent of the Immerman-Vardi Theorem characterizing the class PTIME in terms of definability in least fixed-point logic.Comment: To appear in SIAM Journal on Computin

On relating CTL to Datalog

CTL is the dominant temporal specification language in practice mainly due to the fact that it admits model checking in linear time. Logic programming and the database query language Datalog are often used as an implementation platform for logic languages. In this paper we present the exact relation between CTL and Datalog and moreover we build on this relation and known efficient algorithms for CTL to obtain efficient algorithms for fragments of stratified Datalog. The contributions of this paper are: a) We embed CTL into STD which is a proper fragment of stratified Datalog. Moreover we show that STD expresses exactly CTL -- we prove that by embedding STD into CTL. Both embeddings are linear. b) CTL can also be embedded to fragments of Datalog without negation. We define a fragment of Datalog with the successor build-in predicate that we call TDS and we embed CTL into TDS in linear time. We build on the above relations to answer open problems of stratified Datalog. We prove that query evaluation is linear and that containment and satisfiability problems are both decidable. The results presented in this paper are the first for fragments of stratified Datalog that are more general than those containing only unary EDBs.Comment: 34 pages, 1 figure (file .eps

On first-order expressibility of satisfiability in submodels

Let $\kappa,\lambda$ be regular cardinals, $\lambda\le\kappa$, let $\varphi$ be a sentence of the language $\mathcal L_{\kappa,\lambda}$ in a given signature, and let $\vartheta(\varphi)$ express the fact that $\varphi$ holds in a submodel, i.e., any model $\mathfrak A$ in the signature satisfies $\vartheta(\varphi)$ if and only if some submodel $\mathfrak B$ of $\mathfrak A$ satisfies $\varphi$. It was shown in [1] that, whenever $\varphi$ is in $\mathcal L_{\kappa,\omega}$ in the signature having less than $\kappa$ functional symbols (and arbitrarily many predicate symbols), then $\vartheta(\varphi)$ is equivalent to a monadic existential sentence in the second-order language $\mathcal L^{2}_{\kappa,\omega}$, and that for any signature having at least one binary predicate symbol there exists $\varphi$ in $\mathcal L_{\omega,\omega}$ such that $\vartheta(\varphi)$ is not equivalent to any (first-order) sentence in $\mathcal L_{\infty,\omega}$. Nevertheless, in certain cases $\vartheta(\varphi)$ are first-order expressible. In this note, we provide several (syntactical and semantical) characterizations of the case when $\vartheta(\varphi)$ is in $\mathcal L_{\kappa,\kappa}$ and $\kappa$ is $\omega$ or a certain large cardinal

Categorical characterizations of the natural numbers require primitive recursion

Simpson and the second author asked whether there exists a characterization of the natural numbers by a second-order sentence which is provably categorical in the theory RCA$^*_0$. We answer in the negative, showing that for any characterization of the natural numbers which is provably true in WKL$^*_0$, the categoricity theorem implies $\Sigma^0_1$ induction. On the other hand, we show that RCA$^*_0$ does make it possible to characterize the natural numbers categorically by means of a set of second-order sentences. We also show that a certain $\Pi^1_2$-conservative extension of RCA$^*_0$ admits a provably categorical single-sentence characterization of the naturals, but each such characterization has to be inconsistent with WKL$^*_0$+superexp.Comment: 17 page

Some applications of the ultrapower theorem to the theory of compacta

The ultrapower theorem of Keisler-Shelah allows such model-theoretic notions as elementary equivalence, elementary embedding and existential embedding to be couched in the language of categories (limits, morphism diagrams). This in turn allows analogs of these (and related) notions to be transported into unusual settings, chiefly those of Banach spaces and of compacta. Our interest here is the enrichment of the theory of compacta, especially the theory of continua, brought about by the immigration of model-theoretic ideas and techniques