Capacity and performance analysis of advanced multiple antenna communication systems

Multiple-input multiple-output (MIMO) antenna systems have been shown to be able to substantially increase date rate and improve reliability without extra spectrum and power resources. The increasing popularity and enormous prospect of MIMO technology calls for a better understanding of the performance of MIMO systems operating over practical environments. Motivated by this, this thesis provides an analytical characterization of the capacity and performance of advanced MIMO antenna systems. First, the ergodic capacity of MIMO Nakagami-m fading channels is investigated. A unified way of deriving ergodic capacity bounds is developed under the majorization theory framework. The key idea is to study the ergodic capacity through the distribution of the diagonal elements of the quadratic channel HHy which is relatively easy to handle, avoiding the need of the eigenvalue distribution of the channel matrix which is extremely difficult to obtain. The proposed method is first applied on the conventional point-to-point MIMO systems under Nakagami-m fading, and later extended to the more general distributed MIMO systems. Second, the ergodic capacity of MIMO multi-keyhole and MIMO amplify-and-forward (AF) dual-hop systems is studied. A set of new statistical properties involving product of random complex Gaussian matrix, i.e., probability density function (p.d.f.) of an unordered eigenvalue, p.d.f. of the maximum eigenvalue, expected determinant and log-determinant, is derived. Based on these, analytical closedform expressions for the ergodic capacity of the systems are obtained and the connection between the product channels and conventional point-to-point MIMO channels is also revealed. Finally, the effect of co-channel interference is investigated. First, the performance of optimum combining (OC) systems operating in Rayleigh-product channels is analyzed based on novel closed-form expression of the cumulative distribution function (c.d.f.) of the maximum eigenvalue of the resultant channel matrix. Then, for MIMO Rician channels and MIMO Rayleigh-product channels, the ergodic capacity at low signal-to-noise ratio (SNR) regime is studied, and the impact of various system parameters, such as transmit and receive antenna number, Rician factor, channel mean matrix and interference-tonoise- ratio, is examined

On the Performance Gain of NOMA over OMA in Uplink Communication Systems

In this paper, we investigate and reveal the ergodic sum-rate gain (ESG) of non-orthogonal multiple access (NOMA) over orthogonal multiple access (OMA) in uplink cellular communication systems. A base station equipped with a single-antenna, with multiple antennas, and with massive antenna arrays is considered both in single-cell and multi-cell deployments. In particular, in single-antenna systems, we identify two types of gains brought about by NOMA: 1) a large-scale near-far gain arising from the distance discrepancy between the base station and users; 2) a small-scale fading gain originating from the multipath channel fading. Furthermore, we reveal that the large-scale near-far gain increases with the normalized cell size, while the small-scale fading gain is a constant, given by $\gamma$ = 0.57721 nat/s/Hz, in Rayleigh fading channels. When extending single-antenna NOMA to $M$-antenna NOMA, we prove that both the large-scale near-far gain and small-scale fading gain achieved by single-antenna NOMA can be increased by a factor of $M$ for a large number of users. Moreover, given a massive antenna array at the base station and considering a fixed ratio between the number of antennas, $M$, and the number of users, $K$, the ESG of NOMA over OMA increases linearly with both $M$ and $K$. We then further extend the analysis to a multi-cell scenario. Compared to the single-cell case, the ESG in multi-cell systems degrades as NOMA faces more severe inter-cell interference due to the non-orthogonal transmissions. Besides, we unveil that a large cell size is always beneficial to the ergodic sum-rate performance of NOMA in both single-cell and multi-cell systems. Numerical results verify the accuracy of the analytical results derived and confirm the insights revealed about the ESG of NOMA over OMA in different scenarios.Comment: 51 pages, 7 figures, invited paper, submitted to IEEE Transactions on Communication

Impact of Transceiver Impairments on the Capacity of Dual-Hop Relay Massive MIMO Systems

Despite the deleterious effect of hardware impairments on communication systems, most prior works have not investigated their impact on widely used relay systems. Most importantly, the application of inexpensive transceivers, being prone to hardware impairments, is the most cost-efficient way for the implementation of massive multiple-input multiple-output (MIMO) systems. Consequently, the direction of this paper is towards the investigation of the impact of hardware impairments on MIMO relay networks with large number of antennas. Specifically, we obtain the general expression for the ergodic capacity of dual-hop (DH) amplify-and-forward (AF) relay systems. Next, given the advantages of the free probability (FP) theory with comparison to other known techniques in the area of large random matrix theory, we pursue a large limit analysis in terms of number of antennas and users by shedding light to the behavior of relay systems inflicted by hardware impairments.Comment: 6 pages, 4 figures, accepted in IEEE Global Communications Conference (GLOBECOM 2015) - Workshop on Massive MIMO: From theory to practice, 201

On the ergodic sum-rate performance of CDD in multi-user systems

The main focus of space-time coding design and analysis for MIMO systems has been so far focused on single-user systems. For single-user systems, transmit diversity schemes suffer a loss in spectral efficiency if the receiver is equipped with more than one antenna, making them unsuitable for high rate transmission. One such transmit diversity scheme is the cyclic delay diversity code (CDD). The advantage of CDD over other diversity schemes such as orthogonal space-time block codes (OSTBC) is that a code rate of one and delay optimality are achieved independent of the number of transmit antennas. In this work we analyze the ergodic rate of a multi-user multiple access channel (MAC) with each user applying such a cyclic delay diversity (CDD) code. We derive closed form expressions for the ergodic sum-rate of multi-user CDD and compare it with the sum-capacity. We study the ergodic rate region and show that in contrast to what is conventionally known regarding the single-user case, transmit diversity schemes are viable candidates for high rate transmission in multi-user systems. Finally, our theoretical findings are illustrated by numerical simulation results.Comment: to appear in Proceedings of 2007 IEEE Information Theory Workshop (ITW) in Lake Taho