Local quality-based matching of faces for watchlist screening applications

Video surveillance systems are often exploited by safety organizations for enhanced security and situational awareness. A key application in video surveillance is watchlist screening where target individuals are enrolled to a still-to-video Face Recognition (FR) system using single still images captured a priori under controlled conditions. Watchlist Screening is a very challenging application. Indeed, the latter must provide accurate decisions and timely recognition using limited number of reference faces for the system’s enrolment. This issue is often called the "Single Sample Per Person" (SSPP) problem. Added to that, uncontrolled factors such as variations in illumination pose and occlusion is unpreventable in real case video surveillance which causes the degradation of the FR system’s performance. Another major problem in such applications is the camera interoperability. This means that there is a huge gap between the camera used for taking the still images and the camera used for taking the video surveillance footage in terms of quality and resolution. This issue hinders the classification process then decreases the system‘s performance. Controlled and uniform lighting is indispensable for having good facial captures that contributes in the recognition performance of the system. However, in reality, facial captures are poor in illumination factor and are severely affecting the system’s performance. This is why it is important to implement a FR system which is invariant to illumination changes. The first part of this Thesis consists in investigating different illumination normalization (IN) techniques that are applied at the pre-processing level of the still-to-video FR. Afterwards IN techniques are compared to each other in order to pinpoint the most suitable technique for illumination invariance. In addition, patch-based methods for template matching extracts facial features from different regions which offers more discriminative information and deals with occlusion issues. Thus, local matching is applied for the still-to-video FR system. For that, a profound examination is needed on the manner of applying these IN techniques. Two different approaches were conducted: the global approach which consists in performing IN on the image then performs local matching and the local approach which consists in primarily dividing the images into non overlapping patches then perform on individually on each patch each IN technique. The results obtained after executing these experiments have shown that the Tan and Triggs (TT) and Multi ScaleWeberfaces are likely to offer better illumination invariance for the still-to-video FR system. In addition to that, these outperforming IN techniques applied locally on each patch have shown to improve the performance of the FR compared to the global approach. The performance of a FR system is good when the training data and the operation data are from the same distribution. Unfortunately, in still-to-video FR systems this is not satisfied. The training data are still, high quality, high resolution and frontal images. However, the testing data are video frames, low quality, low resolution and varying head pose images. Thus, the former and the latter do not have the same distribution. To address this domain shift, the second part of this Thesis consists in presenting a new technique of dynamic regional weighting exploiting unsupervised domain adaptation and contextual information based on quality. The main contribution consists in assigning dynamic weights that is specific to a camera domain.This study replaces the static and predefined manner of assigning weights. In order to assess the impact of applying local weights dynamically, results are compared to a baseline (no weights) and static weighting technique. This context based approach has proven to increase the system’s performance compared to the static weighting that is dependent on the dataset and the baseline technique which consists of having no weights. These experiments are conducted and validated using the ChokePoint Dataset. As for the performance of the still-to-video FR system, it is evaluated using performance measures, Receiver operating characteristic (ROC) curve and Precision-Recall (PR) curve analysis