Energy-Efficient Non-Orthogonal Transmission under Reliability and Finite Blocklength Constraints

This paper investigates an energy-efficient non-orthogonal transmission design problem for two downlink receivers that have strict reliability and finite blocklength (latency) constraints. The Shannon capacity formula widely used in traditional designs needs the assumption of infinite blocklength and thus is no longer appropriate. We adopt the newly finite blocklength coding capacity formula for explicitly specifying the trade-off between reliability and code blocklength. However, conventional successive interference cancellation (SIC) may become infeasible due to heterogeneous blocklengths. We thus consider several scenarios with different channel conditions and with/without SIC. By carefully examining the problem structure, we present in closed-form the optimal power and code blocklength for energy-efficient transmissions. Simulation results provide interesting insights into conditions for which non-orthogonal transmission is more energy efficient than the orthogonal transmission such as TDMA.Comment: accepted by IEEE GlobeCom workshop on URLLC, 201

Downlink Transmission of Short Packets: Framing and Control Information Revisited

Cellular wireless systems rely on frame-based transmissions. The frame design is conventionally based on heuristics, consisting of a frame header and a data part. The frame header contains control information that provides pointers to the messages within the data part. In this paper, we revisit the principles of frame design and show the impact of the new design in scenarios that feature short data packets which are central to various 5G and Internet of Things applications. We treat framing for downlink transmission in an AWGN broadcast channel with K users, where the sizes of the messages to the users are random variables. Using approximations from finite blocklength information theory, we establish a framework in which a message to a given user is not necessarily encoded as a single packet, but may be grouped with the messages to other users and benefit from the improved efficiency of longer codes. This requires changes in the way control information is sent, and it requires that the users need to spend power decoding other messages, thereby increasing the average power consumption. We show that the common heuristic design is only one point on a curve that represents the trade-off between latency and power consumption.Comment: 10 page

Short-Packet Downlink Transmission with Non-Orthogonal Multiple Access

This work introduces downlink non-orthogonal multiple access (NOMA) into short-packet communications. NOMA has great potential to improve fairness and spectral efficiency with respect to orthogonal multiple access (OMA) for low-latency downlink transmission, thus making it attractive for the emerging Internet of Things. We consider a two-user downlink NOMA system with finite blocklength constraints, in which the transmission rates and power allocation are optimized. To this end, we investigate the trade-off among the transmission rate, decoding error probability, and the transmission latency measured in blocklength. Then, a one-dimensional search algorithm is proposed to resolve the challenges mainly due to the achievable rate affected by the finite blocklength and the unguaranteed successive interference cancellation. We also analyze the performance of OMA as a benchmark to fully demonstrate the benefit of NOMA. Our simulation results show that NOMA significantly outperforms OMA in terms of achieving a higher effective throughput subject to the same finite blocklength constraint, or incurring a lower latency to achieve the same effective throughput target. Interestingly, we further find that with the finite blocklength, the advantage of NOMA relative to OMA is more prominent when the effective throughput targets at the two users become more comparable.Comment: 15 pages, 9 figures. This is a longer version of a paper to appear in IEEE Transactions on Wireless Communications. Citation Information: X. Sun, S. Yan, N. Yang, Z. Ding, C. Shen, and Z. Zhong, "Short-Packet Downlink Transmission with Non-Orthogonal Multiple Access," IEEE Trans. Wireless Commun., accepted to appear [Online] https://ieeexplore.ieee.org/document/8345745