On the Non-Orthogonal Layered Broadcast Codes in Cooperative Wireless Networks

A multi-fold increase in spectral efficiency and throughput are envisioned in the fifth generation of cellular networks to meet the requirements of International Telecommunication Union (ITU) IMT-2020 on massive connectivity and tremendous data traffic. This is achieved by evolution in three aspects of current networks. The first aspect is shrinking the cell sizes and deploying dense picocells and femtocells to boost the spectral reuse. The second is to allocate more spectrum resources including millimeter-wave bands. The third is deploying highly efficient communications and multiple access techniques. Non-orthogonal multiple access (NOMA) is a promising communication technique that complements the current commercial spectrum access approach to boost the spectral efficiency, where different data streams/users’ data share the same time, frequency and code resource blocks (sub-bands) via superimposition with each other. The receivers decode their own messages by deploying the successive interference cancellation (SIC) decoding rule. It is known that the NOMA coding is superior to conventional orthogonal multiple access (OMA) coding, where the resources are split among the users in either time or frequency domain. The NOMA based coding has been incorporated into other coding techniques including multi-input multi-output (MIMO), orthogonal frequency division multiplexing (OFDM), cognitive radio and cooperative techniques. In cooperative NOMA codes, either dedicated relay stations or stronger users with better channel conditions, act as relay to leverage the spatial diversity and to boost the performance of the other users. The advantage of spatial diversity gain in relay-based NOMA codes, is deployed to extend the coverage area of the network, to mitigate the fading effect of multipath channel and to increase the system throughput, hence improving the system efficiency. In this dissertation we consider the multimedia content delivery and machine type communications over 5G networks, where scalable content and low complexity encoders is of interest. We propose cross-layer design for transmission of successive refinement (SR) source code interplayed with non-orthogonal layered broadcast code for deployment in several cooperative network architectures. Firstly, we consider a multi-relay coding scheme where a source node is assisted by a half-duplex multi-relay non-orthogonal amplify-forward (NAF) network to communicate with a destination node. Assuming the channel state information (CSI) is not available at the source node, the achievable layered diversity multiplexing tradeoff (DMT) curve is derived. Then, by taking distortion exponent (DE) as the figure of merit, several achievable lower bounds are proved, and the optimal expected distortion performance under high signal to noise ratio (SNR) approximation is explicitly obtained. It is shown that the proposed coding can achieve the multi-input single-output (MISO) upper bound under certain regions of bandwidth ratios, by which the optimal performance in these regions can be explicitly characterized. Further the non-orthogonal layered coding scheme is extended to a multi-hop MIMO decode-forward (DF) relay network where a set of DE lower bounds is derived. Secondly, we propose a layered cooperative multi-user scheme based on non-orthogonal amplify-forward (NAF) relaying and non-orthogonal multiple access (NOMA) codes, aiming to achieve multi-user uplink transmissions with low complexity and low signaling overhead, particularly applicable to the machine type communications (MTC) and internet of things (IoT) systems. By assuming no CSI available at the transmitting nodes, the proposed layered codes make the transmission rate of each user adaptive to the channel realization. We derive the close-form analytical results on outage probability and the DMT curve of the proposed layered NAF codes in the asymptotic regime of high SNR, and optimize the end-to-end performance in terms of the exponential decay rate of expected distortion. Thirdly, we consider a single relay network and study the non-orthogonal layered scheme in the general SNR regime. A layered relaying scheme based on compress-forward (CF) is introduced, where optimization of end to end performance in terms of expected distortion is conducted to jointly determine network parameters. We further derive the explicit analytical optimal solution with two layers in the absence of channel knowledge. Finally, we consider the problem of multicast of multi-resolution layered messages over downlink of a cellular system with the assumption of CSI is not available at the base station (BS). Without loss generality, spatially random users are divided into two groups, where the near group users with better channel conditions decode for both layers, while the users in the second group decode for base layer only. Once the BS launches a multicast message, the first group users who successfully decoded the message, deploy a distributed cooperating scheme to assist the transmission to the other users. The cooperative scheme is naive but we will prove it can effectively enhance the network capacity. Closed form outage probability is explicitly derived for the two groups of users. Further it is shown that diversity order equal to the number of users in the near group is achievable, hence the coding gain of the proposed distributed scheme fully compensate the lack of CSI at the BS in terms of diversity order

Joint Source Channel Coding in Broadcast and Relay Channels: A Non-Asymptotic End-to-End Distortion Approach

The paradigm of separate source-channel coding is inspired by Shannon's separation result, which implies the asymptotic optimality of designing source and channel coding independently from each other. The result exploits the fact that channel error probabilities can be made arbitrarily small, as long as the block length of the channel code can be made arbitrarily large. However, this is not possible in practice, where the block length is either fixed or restricted to a range of finite values. As a result, the optimality of source and channel coding separation becomes unknown, leading researchers to consider joint source-channel coding (JSCC) to further improve the performance of practical systems that must operate in the finite block length regime. With this motivation, this thesis investigates the application of JSCC principles for multimedia communications over point-to-point, broadcast, and relay channels. All analyses are conducted from the perspective of end-to-end distortion (EED) for results that are applicable to channel codes with finite block lengths in pursuing insights into practical design. The thesis first revisits the fundamental open problem of the separation of source and channel coding in the finite block length regime. Derived formulations and numerical analyses for a source-channel coding system reveal many scenarios where the EED reduction is positive when pairing the channel-optimized source quantizer (COSQ) with an optimal channel code, hence establishing the invalidity of the separation theorem in the finite block length regime. With this, further improvements to JSCC systems are considered by augmenting error detection codes with the COSQ. Closed-form EED expressions for such system are derived, from which necessary optimality conditions are identified and used in proposed algorithms for system design. Results for both the point-to-point and broadcast channels demonstrate significant reductions to the EED without sacrificing bandwidth when considering a tradeoff between quantization and error detection coding rates. Lastly, the JSCC system is considered under relay channels, for which a computable measure of the EED is derived for any relay channel conditions with nonzero channel error probabilities. To emphasize the importance of analyzing JSCC systems under finite block lengths, the large sub-optimality in performance is demonstrated when solving the power allocation configuration problem according to capacity-based formulations that disregard channel errors, as opposed to those based on the EED. Although this thesis only considers one JSCC setup of many, it is concluded that consideration of JSCC systems from a non-asymptotic perspective not only is more meaningful, but also reveals more relevant insight into practical system design. This thesis accomplishes such by maintaining the EED as a measure of system performance in each of the considered point-to-point, broadcast, and relay cases