Capacity Bounds for Communication Systems with Quantization and Spectral Constraints

Low-resolution digital-to-analog and analog-to-digital converters (DACs and ADCs) have attracted considerable attention in efforts to reduce power consumption in millimeter wave (mmWave) and massive MIMO systems. This paper presents an information-theoretic analysis with capacity bounds for classes of linear transceivers with quantization. The transmitter modulates symbols via a unitary transform followed by a DAC and the receiver employs an ADC followed by the inverse unitary transform. If the unitary transform is set to an FFT matrix, the model naturally captures filtering and spectral constraints which are essential to model in any practical transceiver. In particular, this model allows studying the impact of quantization on out-of-band emission constraints. In the limit of a large random unitary transform, it is shown that the effect of quantization can be precisely described via an additive Gaussian noise model. This model in turn leads to simple and intuitive expressions for the power spectrum of the transmitted signal and a lower bound to the capacity with quantization. Comparison with non-quantized capacity and a capacity upper bound that does not make linearity assumptions suggests that while low resolution quantization has minimal impact on the achievable rate at typical parameters in 5G systems today, satisfying out-of-band emissions are potentially much more of a challenge.Comment: Appears in the Proceedings of IEEE International Symposium on Information Theory (ISIT) 202

Capacity Bounds for One-Bit MIMO Gaussian Channels with Analog Combining

The use of 1-bit analog-to-digital converters (ADCs) is seen as a promising approach to significantly reduce the power consumption and hardware cost of multiple-input multiple-output (MIMO) receivers. However, the nonlinear distortion due to 1-bit quantization fundamentally changes the optimal communication strategy and also imposes a capacity penalty to the system. In this paper, the capacity of a Gaussian MIMO channel in which the antenna outputs are processed by an analog linear combiner and then quantized by a set of zero threshold ADCs is studied. A new capacity upper bound for the zero threshold case is established that is tighter than the bounds available in the literature. In addition, we propose an achievability scheme which configures the analog combiner to create parallel Gaussian channels with phase quantization at the output. Under this class of analog combiners, an algorithm is presented that identifies the analog combiner and input distribution that maximize the achievable rate. Numerical results are provided showing that the rate of the achievability scheme is tight in the low signal-to-noise ratio (SNR) regime. Finally, a new 1-bit MIMO receiver architecture which employs analog temporal and spatial processing is proposed. The proposed receiver attains the capacity in the high SNR regime.Comment: 30 pages, 9 figures, Submitted to IEEE Transactions on Communication

On MIMO Channel Capacity with Output Quantization Constraints

The capacity of a Multiple-Input Multiple-Output (MIMO) channel in which the antenna outputs are processed by an analog linear combining network and quantized by a set of threshold quantizers is studied. The linear combining weights and quantization thresholds are selected from a set of possible configurations as a function of the channel matrix. The possible configurations of the combining network model specific analog receiver architectures, such as single antenna selection, sign quantization of the antenna outputs or linear processing of the outputs. An interesting connection between the capacity of this channel and a constrained sphere packing problem in which unit spheres are packed in a hyperplane arrangement is shown. From a high-level perspective, this follows from the fact that each threshold quantizer can be viewed as a hyperplane partitioning the transmitter signal space. Accordingly, the output of the set of quantizers corresponds to the possible regions induced by the hyperplane arrangement corresponding to the channel realization and receiver configuration. This connection provides a number of important insights into the design of quantization architectures for MIMO receivers; for instance, it shows that for a given number of quantizers, choosing configurations which induce a larger number of partitions can lead to higher rates