Constellation Shaping for WDM systems using 256QAM/1024QAM with Probabilistic Optimization

In this paper, probabilistic shaping is numerically and experimentally investigated for increasing the transmission reach of wavelength division multiplexed (WDM) optical communication system employing quadrature amplitude modulation (QAM). An optimized probability mass function (PMF) of the QAM symbols is first found from a modified Blahut-Arimoto algorithm for the optical channel. A turbo coded bit interleaved coded modulation system is then applied, which relies on many-to-one labeling to achieve the desired PMF, thereby achieving shaping gain. Pilot symbols at rate at most 2% are used for synchronization and equalization, making it possible to receive input constellations as large as 1024QAM. The system is evaluated experimentally on a 10 GBaud, 5 channels WDM setup. The maximum system reach is increased w.r.t. standard 1024QAM by 20% at input data rate of 4.65 bits/symbol and up to 75% at 5.46 bits/symbol. It is shown that rate adaptation does not require changing of the modulation format. The performance of the proposed 1024QAM shaped system is validated on all 5 channels of the WDM signal for selected distances and rates. Finally, it was shown via EXIT charts and BER analysis that iterative demapping, while generally beneficial to the system, is not a requirement for achieving the shaping gain.Comment: 10 pages, 12 figures, Journal of Lightwave Technology, 201

Replacing the Soft FEC Limit Paradigm in the Design of Optical Communication Systems

The FEC limit paradigm is the prevalent practice for designing optical communication systems to attain a certain bit-error rate (BER) without forward error correction (FEC). This practice assumes that there is an FEC code that will reduce the BER after decoding to the desired level. In this paper, we challenge this practice and show that the concept of a channel-independent FEC limit is invalid for soft-decision bit-wise decoding. It is shown that for low code rates and high order modulation formats, the use of the soft FEC limit paradigm can underestimate the spectral efficiencies by up to 20%. A better predictor for the BER after decoding is the generalized mutual information, which is shown to give consistent post-FEC BER predictions across different channel conditions and modulation formats. Extensive optical full-field simulations and experiments are carried out in both the linear and nonlinear transmission regimes to confirm the theoretical analysis

Polarization-ring-switching for nonlinearity-tolerant geometrically-shaped four-dimensional formats maximizing generalized mutual information

In this paper, a new four-dimensional 64-ary polarization ring switching (4D-64PRS) modulation format with a spectral efficiency of 6 bit/4D-sym is introduced. The format is designed by maximizing the generalized mutual information (GMI) and by imposing a constant-modulus on the 4D structure. The proposed format yields an improved performance with respect to state-of-the-art geometrically shaped modulation formats for bit-interleaved coded modulation systems at the same spectral efficiency. Unlike previously published results, the coordinates of the constellation points and the binary labeling of the constellation are jointly optimized. When compared with polarization-multiplexed 8-ary quadrature-amplitude modulation (PM-8QAM), gains of up to 0.7 dB in signal-to-noise ratio are observed in the additive white Gaussian noise (AWGN) channel. For a long-haul nonlinear optical fiber system of 8,000 km, gains of up to 0.27 bit/4D-sym (5.5% data capacity increase) are observed. These gains translate into a reach increase of approximately 16% (1,100 km). The proposed modulation format is also shown to be more tolerant to nonlinearities than PM-8QAM. Results with LDPC codes are also presented, which confirm the gains predicted by the GMI.Comment: 12 pages, 12 figure

Optimization of Transmitter-Side Signal Rotations in the Presence of Laser Phase Noise

The effects of transmitter-side multidimensional signal rotations on the performance of multichannel optical transmission are studied in the presence of laser phase noise. In particular, the laser phase noise is assumed to be uncorrelated between channels. To carry out this study, a simple multichannel laser-phase-noise model that has been experimentally validated for weakly-coupled multicore-fiber transmission is considered. As the considered rotation scheme is intended to work in conjunction with receiver-side carrier phase estimation (CPE), the model is modified to further assume that imperfect CPE has taken place, leaving residual phase noise in the processed signal. Based on this model, two receiver structures are derived and used to numerically optimize transmitter-side signal rotations through Monte Carlo simulations. For reasonable amounts of residual phase noise, rotations based on Hadamard matrices are found to be near-optimal for transmission of four-dimensional signals. Furthermore, Hadamard rotations can be performed for any dimension that is a power of two. By exploiting this property, an increase of up to 0.25 bit per complex symbol in an achievable information rate is observed for transmission of higher-order constellations