Energy-efficient multiuser SIMO: Achieving probabilistic robustness with Gaussian channel uncertainty

This paper addresses the joint optimization of power control and receive beamforming vectors for a multiuser singleinput multiple-output (SIMO) antenna system in the uplink in which mobile users are single-antenna transmitters and the base station receiver has multiple antennas. Channel state information at the receiver (CSIR) is exploited but the CSIR is imperfect with its uncertainty being modeled as a random Gaussian matrix. Our objective is to devise an energy-efficient solution to minimize the individual users' transmit power while meeting the users' signal-to-interference plus noise ratio (SINR) constraints, under the consideration of CSIR and its error characteristics. This is achieved by solving a sum-power minimization problem, subject to a collection of users' outage probability constraints on their target SINRs. Regarding the signal power minus the sum of inter-user interferences (SMI) power as Gaussian, an iterative and convergent algorithm which is proved to reach the global optimum for the joint power allocation and receive beamforming solution, is proposed, though the optimization problem is indeed non-convex. A systematic scheme to detect feasibility and find a feasible initial solution, if there exists any, is also devised. Simulation results verify the use of Gaussian approximation and robustness of the proposed algorithm in terms of users' probability constraints, and indicate a significant performance gain as compared to the zero-forcing (ZF) and minimum meansquare-error (MMSE) beamforming systems. © 2009 IEEE.published_or_final_versio

Beamforming Techniques for Non-Orthogonal Multiple Access in 5G Cellular Networks

In this paper, we develop various beamforming techniques for downlink transmission for multiple-input single-output (MISO) non-orthogonal multiple access (NOMA) systems. First, a beamforming approach with perfect channel state information (CSI) is investigated to provide the required quality of service (QoS) for all users. Taylor series approximation and semidefinite relaxation (SDR) techniques are employed to reformulate the original non-convex power minimization problem to a tractable one. Further, a fairness-based beamforming approach is proposed through a max-min formulation to maintain fairness between users. Next, we consider a robust scheme by incorporating channel uncertainties, where the transmit power is minimized while satisfying the outage probability requirement at each user. Through exploiting the SDR approach, the original non-convex problem is reformulated in a linear matrix inequality (LMI) form to obtain the optimal solution. Numerical results demonstrate that the robust scheme can achieve better performance compared to the non-robust scheme in terms of the rate satisfaction ratio. Further, simulation results confirm that NOMA consumes a little over half transmit power needed by OMA for the same data rate requirements. Hence, NOMA has the potential to significantly improve the system performance in terms of transmit power consumption in future 5G networks and beyond.Comment: accepted to publish in IEEE Transactions on Vehicular Technolog

Non-convex Optimization for Resource Allocation in Wireless Device-to-Device Communications

Device-to-device (D2D) communication is considered one of the key frameworks to provide suitable solutions for the exponentially increasing data tra c in mobile telecommunications. In this PhD Thesis, we focus on the resource allocation for underlay D2D communications which often results in a non-convex optimization problem that is computationally demanding. We have also reviewed many of the works on D2D underlay communications and identi ed some of the limitations that were not handled previously, which has motivated our works in this Thesis. Our rst works focus on the joint power allocation and channel assignment problem in the D2D underlay communication scenario for a unicast single-input and single-output (SISO) cellular network in either uplink or downlink spectrums. These works also consider several degrees of uncertainty in the channel state information (CSI), and propose suitable measures to guarantee the quality of service (QoS) and reliability under those conditions. Moreover, we also present a few algorithms that can be used to jointly assign uplink and downlink spectrum to D2D pairs. We also provide methods to decentralize those algorithms with convergence guarantees and analyze their computational complexity. We also consider both cases with no interference among D2D pairs and cases with interference among D2D pairs. Additionally, we propose the formulation of an optimization objective function that combines the network rate with a penalty function that penalizes unfair channel allocations where most of the channels are assigned to only a few D2D pairs. The next contributions of this Thesis focus on extending the previous works to cellular networks with multiple-input and multiple-output (MIMO) capabilities and networks with D2D multicast groups. We also present several methods to accommodate various degrees of uncertainty in the CSI and also guarantee di erent measures of QoS and reliability. All our algorithms are evaluated extensively through extensive numerical experiments using the Matlab simulation environment. All of these results show favorable performance, as compared to the existing state-of-the-art alternatives.publishedVersio

Robust Linear Precoder Design for Multi-cell Downlink Transmission

Coordinated information processing by the base stations of multi-cell wireless networks enhances the overall quality of communication in the network. Such coordinations for optimizing any desired network-wide quality of service (QoS) necessitate the base stations to acquire and share some channel state information (CSI). With perfect knowledge of channel states, the base stations can adjust their transmissions for achieving a network-wise QoS optimality. In practice, however, the CSI can be obtained only imperfectly. As a result, due to the uncertainties involved, the network is not guaranteed to benefit from a globally optimal QoS. Nevertheless, if the channel estimation perturbations are confined within bounded regions, the QoS measure will also lie within a bounded region. Therefore, by exploiting the notion of robustness in the worst-case sense some worst-case QoS guarantees for the network can be asserted. We adopt a popular model for noisy channel estimates that assumes that estimation noise terms lie within known hyper-spheres. We aim to design linear transceivers that optimize a worst-case QoS measure in downlink transmissions. In particular, we focus on maximizing the worst-case weighted sum-rate of the network and the minimum worst-case rate of the network. For obtaining such transceiver designs, we offer several centralized (fully cooperative) and distributed (limited cooperation) algorithms which entail different levels of complexity and information exchange among the base stations.Comment: 38 Pages, 7 Figures, To appear in the IEEE Transactions on Signal Processin