Spatial modulation schemes and modem architectures for millimeter wave radio systems

The rapid growth of wireless industry opens the door to several use cases such as internet of things and device-to-device communications, which require boosting the reliability and the spectral efficiency of the wireless access network, while reducing the energy consumption at the terminals. The vast spectrum available in millimeter-wave (mmWave) frequency band is one of the most promising candidates to achieve high-speed communications. However, the propagation of the radio signals at high carrier frequencies suffers from severe path-loss which reduces the coverage area. Fortunately, the small wavelengths of the mmWave signals allow packing a large number of antennas not only at the base station (BS) but also at the user terminal (UT). These massive antenna arrays can be exploited to attain high beamforming and combining gains and overcome the path-loss associated with the mmWave propagation. In conventional (fully digital) multiple-input-multiple-output (MIMO) transceivers, each antenna is connected to a specific radio-frequency (RF) chain and high resolution analog-to-digital-converter. Unfortunately, these devices are expensive and power hungry especially at mmWave frequency band and when operating in large bandwidths. Having this in mind, several MIMO transceiver architectures have been proposed with the purpose of reducing the hardware cost and the energy consumption. Fully connected hybrid analog and digital precoding schemes were proposed in with the aim of replacing some of the conventional RF chains by energy efficient analog devices. These fully connected mapping requires many analog devices that leads to non-negligible energy consumption. Partially connected hybrid architectures have been proposed to improve the energy efficiency of the fully connected transceivers by reducing the number of analog devices. Simplifying the transceiver’s architecture to reduce the power consumption results in a degradation of the attained spectral efficiency. In this PhD dissertation, we propose novel modulation schemes and massive MIMO transceiver design to combat the challenges at the mmWave cellular systems. The structure of the doctoral manuscript can be expressed as In Chapter 1, we introduce the transceiver design challenges at mmWave cellular communications. Then, we illustrate several state of the art architectures and highlight their limitations. After that, we propose scheme that attains high-energy efficiency and spectrum efficiency. In chapter 2, first, we mathematically describe the state of the art of the SM and highlight the main challenges with these schemes when applied at mmWave frequency band. In order to combat these challenges (for example, high cost and high power consumption), we propose novel SM schemes specifically designed for mmWave massive MIMO systems. After that, we explain how these schemes can be exploited in attaining energy efficient UT architecture. Finally, we present the channel model, systems assumptions and the transceiver devices power consumption models. In chapter 3, we consider single user SM system. First, we propose downlink (DL) receive SM (RSM) scheme where the UT can be implemented with single or multiple radio-frequency chains and the BS can be fully digital or hybrid architecture. Moreover, we consider different precoders at the BS and propose low complexity and efficient antenna selection schemes for narrowband and wideband transmissions. After that, we propose joint uplink-downlink SM scheme where we consider RSM in the DL and transmit SM (TSM) in the UL based on energy efficient hybrid UT architecture. In chapter 4, we extend the SM system to the multi-user case. Specifically, we develop joint multi-user power allocation, user selection and antenna selection algorithms for the broadcast and the multiple access channels. Chapter 5 is presented for concluding the thesis and proposing future research directions.Considerando los altos requerimientos de los servicios de nueva generación, las infraestructuras de red actual se han visto obligadas a evolucionar en la forma de manejar los diferentes recursos de red y computación. Con este fin, nuevas tecnologías han surgido para soportar las funcionalidades necesarias para esta evolución, significando también un gran cambio de paradigma en el diseño de arquitecturas para la futura implementación de redes.En este sentido, este documento de tesis doctoral presenta un análisis sobre estas tecnologías, enfocado en el caso de redes inter/intra Data Centre. Por consiguiente, la introducción de tecnologías basadas en redes ópticas ha sido estudiada, con el fin de identificar problemas actuales que puedan llegar a ser solucionados mediante el diseño y aplicación de nuevas técnicas, asimismo como a través del desarrollo o la extensión de los componentes de arquitectura de red.Con este propósito, se han definido una serie de propuestas relacionadas con aspectos cruciales, así como el control de dispositivos ópticos por SDN para habilitar el manejo de redes híbridas, la necesidad de definir un mecanismo de descubrimiento de topologías ópticas capaz de exponer información precisa, y el analizar las brechas existentes para la definición de una arquitectura común en fin de soportar las comunicaciones 5G.Para validar estas propuestas, se han presentado una serie de validaciones experimentales por medio de escenarios de prueba específicos, demostrando los avances en control, orquestación, virtualización y manejo de recursos con el fin de optimizar su utilización. Los resultados expuestos, además de corroborar la correcta operación de los métodos y componentes propuestos, abre el camino hacia nuevas formas de adaptar los actuales despliegues de red respecto a los desafíos definidos en el inicio de una nueva era de las telecomunicaciones.Postprint (published version

Wideband receive spatial modulation with time domain pre-equalizer for large MIMO systems

© 2018 IEEE. Personal use of this material is permitted. Permission from IEEE must be obtained for all other uses, in any current or future media, including reprinting/republishing this material for advertising or promotional purposes,creating new collective works, for resale or redistribution to servers or lists, or reuse of any copyrighted component of this work in other worksReceive spatial modulation (RSM) schemes are promising for massive multiple-input-multiple-output (MIMO) systems at millimeter wave (mmWave) bands because they require reduced complexity and low consumption hardware at the user terminal and exploit the receive spatial dimension to attain high spectral efficiency. To the best of our knowledge, these schemes have been developed for narrowband transmission. In this paper, we adapt RSM schemes for outdoor wideband mmWave massive MIMO systems. We consider the downlink of a single user system operating with single carrier RSM and design a low complexity time-domain finite impulse response pre-equalizer to combat the intersymbol interference caused by the wideband transmission, assuming imperfect channel knowledge. We show that receive antenna selection (RAS) is necessary for attaining high spectral efficiency and we suggest fast and efficient RAS algorithm. Simulation results show that the proposed RSM scheme achieves comparable spectral efficiency to the fully digital orthogonal frequency division multiplexing MIMO system with superior energy efficiency.Peer ReviewedPostprint (author's final draft

QRD-Assisted Adaptive Modulation-Aided MIMO Systems

Abstract—In this paper, we propose QR-decomposition (QRD)-based adaptive modulation (AM)-aided multiple-input–multiple-output (MIMO) systems. The proposed algorithm yields a tight lower bound of the free distance (FD), which determines the error probability of the detector in thehigh-signal-to-noise-ratio (SNR) region. Thus, this QRD-based AM algorithm is capable of achieving near-optimal performance at low complexity because the full QRD, which imposes high complexity, is performed only once for each channel realization, regardless of the number of AM modes.Our simulation results show that the proposed algorithm exhibits a better bit-error-rate (BER) performance and reduced complexity compared with the existing algorithms

Improved Spatial Modulation Techniques for Wireless Communications

Transmission and reception methods with multiple antennas have been demonstrated to be very useful in providing high data rates and improving reliability in wireless communications. In particular, spatial modulation (SM) has recently emerged as an attractive transmission method for multiple-antennas systems due to its better energy efficiency and lower system complexity. This thesis is concerned with developing transmission techniques to improve the spectral efficiency of SM where antenna/subcarrier index involves in conveying information bits. In the first part of the thesis, new transmission techniques are developed for SM over frequency-flat fading channels. The first proposed scheme is based on a high-rate space-time block code instead of using the classical Alamouti STBC, which helps to increase the spectral efficiency and achieve a transmit diversity order of two. A simplified maximum likelihood detection is also developed for this proposed scheme. Analysis of coding gains and simulation results demonstrate that the proposed scheme outperforms previously-proposed SM schemes at high data transmission rates. Then, a new space-shift keying (SSK) modulation scheme is proposed which requires a smaller number of transmit antennas than that required in the bi-space shift keying (BiSSK). Such a proposed SSK-based scheme is obtained by multiplexing two in-phase and quadrature generalized SSK streams and optimizing the carrier signals transmitted by the activated antennas. Performance of the proposed scheme is compared with other SSK-based schemes via minimum Euclidean distance analysis and computer simulation. The third scheme proposed in this part is an improved version of quadrature SM (QSM). The main feature of this proposed scheme is to send a second constellation symbol over the in-phase and quadrature antenna dimensions. A significant performance advantage of the proposed scheme is realized at the cost of a slight increase in the number of radio-frequency (RF) chains. Performance comparisons with the most recent SM schemes confirm the advantage of the proposed scheme. The last contribution of the first part is an optimal constellation design for QSM to minimize the average probability of error. It is shown that, the error performance of QSM not only depends on the Euclidean distances between the amplitude phase modulation (APM) symbols and the energies of APM symbols, but also on the in-phase and quadrature components of the QSM symbols. The analysis of the union bound of the average error probability reveals that at a very large number of transmit antennas, the optimal constellations for QSM converge to a quadrature phase shift keying (QPSK) constellation. Simulation results demonstrate the performance superiority of the obtained constellations over other modulation schemes. In the second part of the thesis, the applications of SM in frequency-selective fading channels are studied. First, a new transmission scheme that employs SM for each group of subcarriers in orthogonal frequency-division multiplexing (OFDM) transmission is investigated. Specifically, OFDM symbols in each group are passed through a precoder to maximize the diversity and coding gains, while SM is applied in each group to convey more information bits by antenna indices. Performance analysis and simulation results are carried out to demonstrate the superiority of the proposed scheme over a previously-proposed combination of SM and OFDM. Next, the performance of OFDM based on index modulation and a flexible version of OFDM, knows as OFDM with multiple constellations, is compared for both case of "no precoding'' and "with precoding'' of data symbols. It is shown that the precoded OFDM with multiple constellations outperforms precoded-IM based OFDM systems over frequency-selective fading channels. The last part of the thesis investigates a multiuser downlink transmission system based on in-phase and quadrature space-shift keying modulation and precoding to reduce the minimum number of transmit antennas while keeping the complexity of the receiver low. In addition to the maximum likelihood (ML) detection, the low complexity zero forcing (ZF) receiver is also studied. Theoretical upper bounds for the error probabilities of both ML and ZF receivers are obtained and corroborated with simulation results