5G Uniform linear arrays with beamforming and spatial multiplexing at 28 GHz, 37 GHz, 64 GHz and 71 GHz for outdoor urban communication: A two-level approach

Multiple-input multiple-output (MIMO) spatial multiplexing and beamforming are regarded as key technology enablers for the fifth-generation (5G) millimeter wave (mmWave) mobile radio services. Spatial multiplexing requires sufficiently separated and incoherent antenna array elements, while in the case of beamforming, the antenna array elements need to be coherent and closely spaced. Extensive 28-, 60-, and 73-GHz ultra-wideband propagation measurements in cities of New York City and Austin have indicated formation of two or more spatial lobes for the angles-of-departure and angles-of-arrival even for line-of-sight (LOS) transmission, which is an advantageous feature of mmWave channels, indicating that the transmitting and receiving array antenna elements can be co-located, thus enabling a single architecture for both spatial multiplexing and beamforming. In this paper, a two-level beamforming architecture for uniform linear arrays is proposed that leverages the formation of these spatial lobes. The antenna array is composed of sub-arrays, and the impact of sub-array spacing on the spectral efficiency is investigated through simulations using a channel simulator named NYUSIM developed based on extensive measured data at mmWave frequencies. Simulation results indicate spectral efficiencies of 18.5–28.1 bits/s/Hz with a sub-array spacing of 16 wavelengths for an outdoor mmWave urban LOS channel. The spectral efficiencies obtained are for single-user (SU) MIMO transmission at the recently allocated 5G carrier frequencies in July 2016. The method and results in this paper are useful for designing antenna array architectures for 5G wireless systems

Optimal Precoders for Tracking the AoD and AoA of a mm-Wave Path

In millimeter-wave channels, most of the received energy is carried by a few paths. Traditional precoders sweep the angle-of-departure (AoD) and angle-of-arrival (AoA) space with directional precoders to identify directions with largest power. Such precoders are heuristic and lead to sub-optimal AoD/AoA estimation. We derive optimal precoders, minimizing the Cram\'{e}r-Rao bound (CRB) of the AoD/AoA, assuming a fully digital architecture at the transmitter and spatial filtering of a single path. The precoders are found by solving a suitable convex optimization problem. We demonstrate that the accuracy can be improved by at least a factor of two over traditional precoders, and show that there is an optimal number of distinct precoders beyond which the CRB does not improve.Comment: Resubmission to IEEE Trans. on Signal Processing. 12 pages and 9 figure

Hybrid Beamforming via the Kronecker Decomposition for the Millimeter-Wave Massive MIMO Systems

Despite its promising performance gain, the realization of mmWave massive MIMO still faces several practical challenges. In particular, implementing massive MIMO in the digital domain requires hundreds of RF chains matching the number of antennas. Furthermore, designing these components to operate at the mmWave frequencies is challenging and costly. These motivated the recent development of hybrid-beamforming where MIMO processing is divided for separate implementation in the analog and digital domains, called the analog and digital beamforming, respectively. Analog beamforming using a phase array introduces uni-modulus constraints on the beamforming coefficients, rendering the conventional MIMO techniques unsuitable and call for new designs. In this paper, we present a systematic design framework for hybrid beamforming for multi-cell multiuser massive MIMO systems over mmWave channels characterized by sparse propagation paths. The framework relies on the decomposition of analog beamforming vectors and path observation vectors into Kronecker products of factors being uni-modulus vectors. Exploiting properties of Kronecker mixed products, different factors of the analog beamformer are designed for either nulling interference paths or coherently combining data paths. Furthermore, a channel estimation scheme is designed for enabling the proposed hybrid beamforming. The scheme estimates the AoA of data and interference paths by analog beam scanning and data-path gains by analog beam steering. The performance of the channel estimation scheme is analyzed. In particular, the AoA spectrum resulting from beam scanning, which displays the magnitude distribution of paths over the AoA range, is derived in closed-form. It is shown that the inter-cell interference level diminishes inversely with the array size, the square root of pilot sequence length and the spatial separation between paths.Comment: Submitted to IEEE JSAC Special Issue on Millimeter Wave Communications for Future Mobile Networks, minor revisio

Massive hybrid antenna array for millimeter-wave cellular communications

© 2002-2012 IEEE. A massive hybrid array consists of multiple analog subarrays, with each subarray having its digital processing chain. It offers the potential advantage of balancing cost and performance for massive arrays and therefore serves as an attractive solution for future millimeter-wave (mm- Wave) cellular communications. On one hand, using beamforming analog subarrays such as phased arrays, the hybrid configuration can effectively collect or distribute signal energy in sparse mm-Wave channels. On the other hand, multiple digital chains in the configuration provide multiplexing capability and more beamforming flexibility to the system. In this article, we discuss several important issues and the state-of-the-art development for mm-Wave hybrid arrays, such as channel modeling, capacity characterization, applications of various smart antenna techniques for single-user and multiuser communications, and practical hardware design. We investigate how the hybrid array architecture and special mm-Wave channel property can be exploited to design suboptimal but practical massive antenna array schemes. We also compare two main types of hybrid arrays, interleaved and localized arrays, and recommend that the localized array is a better option in terms of overall performance and hardware feasibility

State-of-the-art assessment of 5G mmWave communications

Deliverable D2.1 del proyecto 5GWirelessMain objective of the European 5Gwireless project, which is part of the H2020 Marie Slodowska- Curie ITN (Innovative Training Networks) program resides in the training and involvement of young researchers in the elaboration of future mobile communication networks, focusing on innovative wireless technologies, heterogeneous network architectures, new topologies (including ultra-dense deployments), and appropriate tools. The present Document D2.1 is the first deliverable of Work- Package 2 (WP2) that is specifically devoted to the modeling of the millimeter-wave (mmWave) propagation channels, and development of appropriate mmWave beamforming and signal processing techniques. Deliver D2.1 gives a state-of-the-art on the mmWave channel measurement, characterization and modeling; existing antenna array technologies, channel estimation and precoding algorithms; proposed deployment and networking techniques; some performance studies; as well as a review on the evaluation and analysis toolsPostprint (published version