The electronically steerable parasitic array radiator antenna for wireless communications : signal processing and emerging techniques

Smart antenna technology is expected to play an important role in future wireless communication networks in order to use the spectrum efficiently, improve the quality of service, reduce the costs of establishing new wireless paradigms and reduce the energy consumption in wireless networks. Generally, smart antennas exploit multiple widely spaced active elements, which are connected to separate radio frequency (RF) chains. Therefore, they are only applicable to base stations (BSs) and access points, by contrast with modern compact wireless terminals with constraints on size, power and complexity. This dissertation considers an alternative smart antenna system the electronically steerable parasitic array radiator (ESPAR) which uses only a single RF chain, coupled with multiple parasitic elements. The ESPAR antenna is of significant interest because of its flexibility in beamforming by tuning a number of easy-to-implement reactance loads connected to parasitic elements; however, parasitic elements require no expensive RF circuits. This work concentrates on the study of the ESPAR antenna for compact transceivers in order to achieve some emerging techniques in wireless communications. The work begins by presenting the work principle and modeling of the ESPAR antenna and describes the reactance-domain signal processing that is suited to the single active antenna array, which are fundamental factors throughout this thesis. The major contribution in this chapter is the adaptive beamforming method based on the ESPAR antenna. In order to achieve fast convergent beamforming for the ESPAR antenna, a modified minimum variance distortionless response (MVDR) beamfomer is proposed. With reactance-domain signal processing, the ESPAR array obtains a correlation matrix of receive signals as the input to the MVDR optimization problem. To design a set of feasible reactance loads for a desired beampattern, the MVDR optimization problem is reformulated as a convex optimization problem constraining an optimized weight vector close to a feasible solution. Finally, the necessary reactance loads are optimized by iterating the convex problem and a simple projector. In addition, the generic algorithm-based beamforming method has also studied for the ESPAR antenna. Blind interference alignment (BIA) is a promising technique for providing an optimal degree of freedom in a multi-user, multiple-inputsingle-output broadcast channel, without the requirements of channel state information at the transmitters. Its key is antenna mode switching at the receive antenna. The ESPAR antenna is able to provide a practical solution to beampattern switching (one kind of antenna mode switching) for the implementation of BIA. In this chapter, three beamforming methods are proposed for providing the required number of beampatterns that are exploited across one super symbol for creating the channel fluctuation patterns seen by receivers. These manually created channel fluctuation patterns are jointly combined with the designed spacetime precoding in order to align the inter-user interference. Furthermore, the directional beampatterns designed in the ESPAR antenna are demonstrated to improve the performance of BIA by alleviating the noise amplification. The ESPAR antenna is studied as the solution to interference mitigation in small cell networks. Specifically, ESPARs analog beamforming presented in the previous chapter is exploited to suppress inter-cell interference for the system scenario, scheduling only one user to be served by each small BS at a single time. In addition, the ESPAR-based BIA is employed to mitigate both inter-cell and intracell interference for the system scenario, scheduling a small number of users to be simultaneously served by each small BS for a single time. In the cognitive radio (CR) paradigm, the ESPAR antenna is employed for spatial spectrum sensing in order to utilize the new angle dimension in the spectrum space besides the conventional frequency, time and space dimensions. The twostage spatial spectrum sensing method is proposed based on the ESPAR antenna being targeted at identifying white spectrum space, including the new angle dimension. At the first stage, the occupancy of a specific frequency band is detected by conventional spectrum-sensing methods, including energy detector and eigenvalue-based methods implemented with the switched-beam ESPAR antenna. With the presence of primary users, their directions are estimated at the second stage, by high-resolution angle-of-arrival (AoA) estimation algorithms. Specifically, the compressive sensing technology has been studied for AoA detection with the ESPAR antenna, which is demonstrated to provide high-resolution estimation results and even to outperform the reactance-domain multiple signal classification

Multiple-Input Multiple-Output Communications Systems Using Reconfigurable Antennas

RÉSUMÉ Depuis les années 1990, l'utilisation des systèmes de communications sans-fil à entrées multiples-sorties multiples (MIMO) a été introduit pour fournir des transmissions fiables à grande vitesse. Cette thèse porte sur l'application et l’étude des systèmes MIMO avec des antennes reconfigurables, qui sont ajustable électroniquement pour produire différents diagrammes de rayonnement d'un seul élément d'antenne et ainsi offrir une diversité de diagrammes de rayonnement. En particulier, nous étudions le comportement de la capacité de canal des systèmes MIMO à sélection de diagrammes de rayonnement (PS-MIMO), et nous proposons aussi des algorithmes de sélection du diagramme de rayonnement atteignant la capacité maximale. Tout d'abord, nous étudions l'application des antennes reconfigurables dans l'estimation des statistiques spatiales à long terme de canaux spatiaux avec grappes de multi-trajets (cluster). Nous proposons un estimateur de spectre de type Capon et une technique d'adaptation de la covariance (COMET) pour estimer conjointement l'angle moyen et l’étalement angulaire de la grappe spatiale avec des antennes reconfigurables. En second lieu, sur la base des statistiques à long terme du canal MIMO, nous proposons des algorithmes de sélection de diagramme de rayonnement MIMO (SPS-MIMO) pour atteindre la capacité maximale de canal ergodique. L'analyse de la maximisation de la capacité ergodique du système SPS-MIMO indique que le modèle statistique de sélection fournit des gains supplémentaires en améliorant la puissance du signal reçu et en décorrélant les signaux reçus avec différents diagrammes de rayonnement directionnels. Troisièmement, nous nous concentrons sur le modèle de sélection instantanée des diagrammes de rayonnement MIMO (IPS-MIMO) basé sur des informations instantanées d'état de canal (CSI) afin de maximiser la capacité instantanée pour chaque réalisation de canal. Nous démontrons que l’ordre de diversité des systèmes MIMO peut être multipliée par le nombre de diagrammes de rayonnement avec sélection de diagramme instantanée. Afin d'évaluer la capacité moyenne de l'IPS-MIMO, nous proposons un nouvel algorithme qui permet d’approximer étroitement la moyenne de la valeur maximale de la capacité du canal MIMO avec des trajets arbitrairement corrélés. Nous proposons également un algorithme pour sélectionner instantanément les diagrammes de rayonnement pour atteindre la capacité moyenne. En outre, sur la base d'une simple expression en forme fermée de la capacité coefficient de corrélation, nous sommes en mesure de proposer un algorithme de sélection de sous-ensemble de diagrammes qui offre un compromis entre performances et la complexité de l’algorithme de sélection. En conclusion, des gains de performance importants peuvent être obtenus grâce à la combinaison de l'utilisation d’antennes reconfigurables et de systèmes MIMO avec soit des algorithmes de sélection de diagramme de rayonnement statistique ou instantanée. La capacité des systèmes PS-MIMO à améliorer les performances du système, y compris la capacité et de l'ordre de la diversité, est démontrée par l'analyse théorique et des simulations numériques.----------ABSTRACT Since the 1990s, the use of multiple-input multiple-output (MIMO) systems has been introduced to modern wireless communications to provide reliable transmission at high data rates. This thesis focuses on the application of MIMO systems with reconfigurable antennas, which are electronically tunable to produce a number of radiation patterns at a single antenna element and provide pattern diversity. In particular, we investigate the capacity performance of the pattern selection MIMO (PS-MIMO) systems, and we also present maximum capacity achieving algorithms for radiation pattern selection. First, we investigate the application of reconfigurable antennas in estimating long term spatial statistics of spatial clustered channels. We propose a Capon-like spectrum estimator and a covariance matching technique (COMET) to jointly estimate the mean angle and the angular spread of the spatial cluster with reconfigurable antennas. Second, based on the long term statistics of the MIMO channel, we propose statistical pattern selection MIMO (SPS-MIMO) algorithms to achieve maximum ergodic channel capacity. Analysis of the ergodic capacity maximization of the SPS-MIMO indicates that the statistical pattern selection provides additional gains by enhancing received signal power and decorrelating received signals with different directional radiation patterns. Third, we focus on the instantaneous pattern selection MIMO (IPS-MIMO) based on instantaneous channel state information (CSI) in order to maximize the instantaneous capacity for every channel realization. We prove that the diversity order of MIMO systems can be multiplied by the number of radiation patterns with instantaneous pattern selection. In order to evaluate the mean capacity of the IPS-MIMO, we propose a novel algorithm which closely approximates the mean of the maximum of the channel capacity of arbitrarily correlated MIMO channels. We also propose an algorithm for instantaneously selecting radiation patterns to achieve the mean capacity. In addition, based on a simple closed-form approximation to the capacity correlation coefficient, we are able to propose a subset pattern selection algorithm which enables the trade-off between performances and complexity. In conclusion, important extra gains can be obtained as a result of combining the use of reconfigurable antennas and MIMO systems with either statistical or instantaneous radiation pattern selection. The capability of the PS-MIMO to improve system performances, including capacity and diversity order, is demonstrated through theoretical analysis and numerical simulations

Capacity Enhancement by Pattern-Reconfigurable Multiple Antenna Systems in Vehicular Applications

This work presents a design methodology for pattern reconfigurable antennas in automotive applications. Channel simulation is used to identify the relevant beam directions prior to the design of the antenna. Based on this knowledge several reconfigurable multiple antenna systems are designed. These antennas are evaluated by the channel capacity calculation from virtual and real-world test drives. An increase of the channel capacity by a factor of 2 compared to a conventional system is observed

Mimo Communication Systems with Reconfigurable Antennas

RÉSUMÉ Les antennes reconfigurables sont capables d'ajuster dynamiquement les caractéristiques de leur diagramme de rayonnement, par exemple, la forme, la direction et la polarisation, en réponse aux conditions environnementales et exigences du système. Ces antennes peuvent aussi être utilisées en conjonction avec des systèmes à entrées multiples sorties multiples (MIMO) pour améliorer davantage la capacité et la fiabilité des systèmes sans fil. Cette thèse étudie certains des problèmes dans les systèmes sans fil équipés d'antennes reconfigurables et propose des solutions pour améliorer la performance du système. Dans les systèmes sans fil utilisant des antennes reconfigurables, la performance atteignable par le système dépend fortement de la connaissance de la direction d'arrivée (DoA) des signaux souhaités et des interférences. Dans la première partie de cette thèse, nous proposons un nouvel algorithme d'estimation de la DoA pour les systèmes à entrer simple et sortie simple (SISO) qui possèdent un élément d'antenne reconfigurable au niveau du récepteur. Contrairement à un système utilisant un réseau d'antennes conventionnelles à diagramme de rayonnement fixe, où la DoA est estimée en utilisant les signaux reçus par plusieurs éléments, dans le réseau d'antennes avec l'algorithme proposé, la DoA est estimée en utilisant des signaux reçus d'un élément d'antenne unique pendant qu'il balai un ensemble de configurations de diagramme de rayonnement. Nous étudions aussi l'impact des différentes caractéristiques des diagrammes de rayonnement utilisés, tels que la largeur du faisceau de l'antenne et le nombre d'étapes de numérisation, sur l'exactitude de la DoA estimée. Dans la deuxième partie de cette thèse, nous proposons un système de MIMO faible complexité employant des antennes reconfigurables sur les canaux sélectifs en fréquence pour atténuer les êtes de trajets multiples et donc éliminer l'interférence entre symboles sans utiliser la technique de modulation multiplexage orthogonale fréquentiel (OFDM). Nous étudions aussi l'impact de la propagation et de l'antenne angulaire largeur de faisceau sur la performance du système proposé et faire la comparaison avec la performance du système MIMO-OFDM. Dans la troisième partie de cette thèse, nous fournissons des outils analytiques pour analyser la performance des systèmes sans _l MIMO équipés d'antennes reconfigurables au niveau du récepteur. Nous dérivons d'abord des expressions analytiques pour le calcul de la matrice de covariance des coefficients des signaux reçus empiétant sur un réseau d'antennes reconfigurables en tenant compte de plusieurs caractéristiques de l'antenne tels que la largeur du faisceau, l'espacement d'antenne, l'angle de pointage ainsi que le gain de l'antenne. Dans cette partie, nous considérons un récepteur MIMO reconfigurable où le diagramme de rayonnement de chaque élément d'antenne dans le réseau peut avoir des caractéristiques différentes. Nous étudions également la capacité d'un système MIMO reconfigurable en utilisant les expressions analytiques dérivées.----------ABSTRACT Reconfigurable antennas are able to dynamically adjust their radiation pattern characteristics, e.g., shape, direction and polarization, in response to environmental conditions and system requirements. These antennas can be used in conjunction with multiple-input multiple-output (MIMO) systems to further enhance the capacity and reliability of wireless networks. This dissertation studies some of the issues in wireless cellular systems equipped with reconfigurable antennas and offer solutions to enhance their performance. In wireless systems employing reconfigurable antennas, the attainable performance improvement highly depends on the knowledge of direction-of-arrival (DoA) of the desired source signals and that of the interferences. In the first part of this dissertation, we propose a novel DoA estimation algorithm for single-input single-output (SISO) system with a reconfigurable antenna element at the receiver. Unlike a conventional antenna array system with fixed radiation pattern where the DoA is estimated using the signals received by multiple elements, in the proposed algorithm, we estimate the DoA using signals collected from a set of radiation pattern states also called scanning steps. We, in addition, investigate the impact of different radiation pattern characteristics such as antenna beamwidth and number of scanning steps on the accuracy of the estimated DoA. In the second part of this dissertation, we propose a low-complexity MIMO system employing reconfigurable antennas over the frequency-selective channels to mitigate multipath effects and therefore remove inter symbol interference without using orthogonal frequency division multiplexing (OFDM) modulation. We study the impact of angular spread and antenna beamwidth on the performance of the proposed system and make comparisons with that of MIMO-OFDM system equipped with omnidirectional antennas. In the third part of this dissertation, we provide an analytical tool to analyze the performance of MIMO wireless systems equipped with reconfigurable antennas at the receiver. We first derive analytical expressions for computing the covariance matrix coefficients of the received signals impinging on a reconfigurable antenna array by taking into account several antenna characteristics such as beamwidth, antenna spacing, antenna pointing angle, and antenna gain. In this part, we consider a reconfigurable MIMO receiver where the radiation pattern of each antenna element in the array can have different characteristics. We, additionally, study the capacity of a reconfigurable MIMO system using the derived analytical expressions

Energy efficient transmitter design with compact antenna for future wireless communication systems

This thesis explores a novel technique for transceiver design in future wireless systems, which is cloud radio access networks (CRANs) with single radio frequency (RF) chain antennas at each remote radio head (RRH). This thesis seeks to make three contributions. Firstly, it proposes a novel algorithm to solve the oscillatory/unstable behaviour of electronically steerable parasitic array radiators (ESPAR) when it provides multi-antenna functionality with a single RF chain. This thesis formulates an optimization problem and derives closed-form expressions when calculating the configuration of an ESPAR antenna (EA) for arbitrary signals transmission. This results in simplified processing at the transmitter. The results illustrate that the EA transmitter, when utilizing novel closed-form expressions, shows significant improvement over the performance of the EA transmitter without any pre-processing. It performs at nearly the same symbol error rate (SER) as standard multiple antenna systems. Secondly, this thesis illustrates how a practical peak power constraint can be put into an EA transceiver design. In an EA, all the antenna elements are fed centrally by a single power amplifier. This makes it more probable that during use, the power amplifier reaches maximum power during transmission. Considering limited power availability, this thesis proposes a new algorithm to achieve stable signal transmission. Thirdly, this thesis shows that an energy efficiency (EE) optimization problem can be formulated and solved in CRANs that deploy single RF chain antennas at RRHs. The closed-form expressions of the precoder and power allocation schemes to transmit desired signals are obtained to maximise EE for both single-user and multi-user systems. The results show that the CRANs with single RF chain antennas provide superior EE performance compared to the standard multiple antenna based systems

1-D broadside-radiating leaky-wave antenna based on a numerically synthesized impedance surface

A newly-developed deterministic numerical technique for the automated design of metasurface antennas is applied here for the first time to the design of a 1-D printed Leaky-Wave Antenna (LWA) for broadside radiation. The surface impedance synthesis process does not require any a priori knowledge on the impedance pattern, and starts from a mask constraint on the desired far-field and practical bounds on the unit cell impedance values. The designed reactance surface for broadside radiation exhibits a non conventional patterning; this highlights the merit of using an automated design process for a design well known to be challenging for analytical methods. The antenna is physically implemented with an array of metal strips with varying gap widths and simulation results show very good agreement with the predicted performance

Beam scanning by liquid-crystal biasing in a modified SIW structure

A fixed-frequency beam-scanning 1D antenna based on Liquid Crystals (LCs) is designed for application in 2D scanning with lateral alignment. The 2D array environment imposes full decoupling of adjacent 1D antennas, which often conflicts with the LC requirement of DC biasing: the proposed design accommodates both. The LC medium is placed inside a Substrate Integrated Waveguide (SIW) modified to work as a Groove Gap Waveguide, with radiating slots etched on the upper broad wall, that radiates as a Leaky-Wave Antenna (LWA). This allows effective application of the DC bias voltage needed for tuning the LCs. At the same time, the RF field remains laterally confined, enabling the possibility to lay several antennas in parallel and achieve 2D beam scanning. The design is validated by simulation employing the actual properties of a commercial LC medium

Multiple-Antenna Systems: From Generic to Hardware-Informed Precoding Designs

5G-and-beyond communication systems are expected to be in a heterogeneous form of multiple-antenna cellular base stations (BSs) overlaid with small cells. The fully-digital BS structures can incur significant power consumption and hardware complexity. Moreover, the wireless BSs for small cells usually have strict size constraints, which incur additional hardware effects such as mutual coupling (MC). Consequently, the transmission techniques designed for future wireless communication systems should respect the hardware structures at the BSs. For this reason, in this thesis we extend generic downlink precoding to more advanced hardware-informed transmission techniques for a variety of BS structures. This thesis firstly extends the vector perturbation (VP) precoding to multiple-modulation scenarios, where existing VP-based techniques are sub-optimal. Subsequently, this thesis focuses on the downlink transmission designs for hardware effects in the form of MC, limited number of radio frequency (RF) chains, and low-precision digital-to-analog converters (DACs). For these scenarios, existing precoding techniques are either sub-optimal or not directly applicable due to the specific hardware constraints. In this context, this thesis first proposes analog-digital (AD) precoding methods for MC exploitation in compact single-user multiple-antenna systems with the concept of constructive interference, and further extends the idea of MC exploitation to multi-user scenarios with a joint optimisation on the precoding matrix and the mutual coupling effect. We further consider precoding for wireless BSs with a limited number of RF chains, in the form of compact parasitic antenna array as well as hybrid analog-digital structures designed for large-scale multiple-antenna systems. In addition, with a reformulation of the constructive interference, this thesis also considers the low-complexity precoding design for the use of low-resolution DACs for a massive-antenna array at the BSs. Analytical and numerical results reveal an improved performance of the proposed techniques compared to the state-of-the-art approaches, which validates the effectiveness of the introduced methods