Random Beamforming with Heterogeneous Users and Selective Feedback: Individual Sum Rate and Individual Scaling Laws

This paper investigates three open problems in random beamforming based communication systems: the scheduling policy with heterogeneous users, the closed form sum rate, and the randomness of multiuser diversity with selective feedback. By employing the cumulative distribution function based scheduling policy, we guarantee fairness among users as well as obtain multiuser diversity gain in the heterogeneous scenario. Under this scheduling framework, the individual sum rate, namely the average rate for a given user multiplied by the number of users, is of interest and analyzed under different feedback schemes. Firstly, under the full feedback scheme, we derive the closed form individual sum rate by employing a decomposition of the probability density function of the selected user's signal-to-interference-plus-noise ratio. This technique is employed to further obtain a closed form rate approximation with selective feedback in the spatial dimension. The analysis is also extended to random beamforming in a wideband OFDMA system with additional selective feedback in the spectral dimension wherein only the best beams for the best-L resource blocks are fed back. We utilize extreme value theory to examine the randomness of multiuser diversity incurred by selective feedback. Finally, by leveraging the tail equivalence method, the multiplicative effect of selective feedback and random observations is observed to establish the individual rate scaling.Comment: Submitted in March 2012. To appear in IEEE Transactions on Wireless Communications. Part of this paper builds upon the following letter: Y. Huang and B. D. Rao, "Closed form sum rate of random beamforming", IEEE Commun. Lett., vol. 16, no. 5, pp. 630-633, May 201

Space Division Multiple Access with a Sum Feedback Rate Constraint

On a multi-antenna broadcast channel, simultaneous transmission to multiple users by joint beamforming and scheduling is capable of achieving high throughput, which grows double logarithmically with the number of users. The sum rate for channel state information (CSI) feedback, however, increases linearly with the number of users, reducing the effective uplink capacity. To address this problem, a novel space division multiple access (SDMA) design is proposed, where the sum feedback rate is upper-bounded by a constant. This design consists of algorithms for CSI quantization, threshold based CSI feedback, and joint beamforming and scheduling. The key feature of the proposed approach is the use of feedback thresholds to select feedback users with large channel gains and small CSI quantization errors such that the sum feedback rate constraint is satisfied. Despite this constraint, the proposed SDMA design is shown to achieve a sum capacity growth rate close to the optimal one. Moreover, the feedback overflow probability for this design is found to decrease exponentially with the difference between the allowable and the average sum feedback rates. Numerical results show that the proposed SDMA design is capable of attaining higher sum capacities than existing ones, even though the sum feedback rate is bounded.Comment: 29 pages; submitted to IEEE Transactions on Signal Processin

Scheduling Policies in Time and Frequency Domains for LTE Downlink Channel: A Performance Comparison

A key feature of the Long-Term Evolution (LTE) system is that the packet scheduler can make use of the channel quality information (CQI), which is periodically reported by user equipment either in an aggregate form for the whole downlink channel or distinguished for each available subchannel. This mechanism allows for wide discretion in resource allocation, thus promoting the flourishing of several scheduling algorithms, with different purposes. It is therefore of great interest to compare the performance of such algorithms under different scenarios. Here, we carry out a thorough performance analysis of different scheduling algorithms for saturated User Datagram Protocol (UDP) and Transmission Control Protocol (TCP) traffic sources, as well as consider both the time- and frequency-domain versions of the schedulers and for both flat and frequency-selective channels. The analysis makes it possible to appreciate the difference among the scheduling algorithms and to assess the performance gain, in terms of cell capacity, users' fairness, and packet service time, obtained by exploiting the richer, but heavier, information carried by subchannel CQI. An important part of this analysis is a throughput guarantee scheduler, which we propose in this paper. The analysis reveals that the proposed scheduler provides a good tradeoff between cell capacity and fairness both for TCP and UDP traffic sources

Opportunistic Interference Mitigation Achieves Optimal Degrees-of-Freedom in Wireless Multi-cell Uplink Networks

We introduce an opportunistic interference mitigation (OIM) protocol, where a user scheduling strategy is utilized in $K$-cell uplink networks with time-invariant channel coefficients and base stations (BSs) having $M$ antennas. Each BS opportunistically selects a set of users who generate the minimum interference to the other BSs. Two OIM protocols are shown according to the number $S$ of simultaneously transmitting users per cell: opportunistic interference nulling (OIN) and opportunistic interference alignment (OIA). Then, their performance is analyzed in terms of degrees-of-freedom (DoFs). As our main result, it is shown that $KM$ DoFs are achievable under the OIN protocol with $M$ selected users per cell, if the total number $N$ of users in a cell scales at least as $\text{SNR}^{(K-1)M}$. Similarly, it turns out that the OIA scheme with $S$($<M$) selected users achieves $KS$ DoFs, if $N$ scales faster than $\text{SNR}^{(K-1)S}$. These results indicate that there exists a trade-off between the achievable DoFs and the minimum required $N$. By deriving the corresponding upper bound on the DoFs, it is shown that the OIN scheme is DoF optimal. Finally, numerical evaluation, a two-step scheduling method, and the extension to multi-carrier scenarios are shown.Comment: 18 pages, 3 figures, Submitted to IEEE Transactions on Communication

An Analytical Framework for Heterogeneous Partial Feedback Design in Heterogeneous Multicell OFDMA Networks

The inherent heterogeneous structure resulting from user densities and large scale channel effects motivates heterogeneous partial feedback design in heterogeneous networks. In such emerging networks, a distributed scheduling policy which enjoys multiuser diversity as well as maintains fairness among users is favored for individual user rate enhancement and guarantees. For a system employing the cumulative distribution function based scheduling, which satisfies the two above mentioned desired features, we develop an analytical framework to investigate heterogeneous partial feedback in a general OFDMA-based heterogeneous multicell employing the best-M partial feedback strategy. Exact sum rate analysis is first carried out and closed form expressions are obtained by a novel decomposition of the probability density function of the selected user's signal-to-interference-plus-noise ratio. To draw further insight, we perform asymptotic analysis using extreme value theory to examine the effect of partial feedback on the randomness of multiuser diversity, show the asymptotic optimality of best-1 feedback, and derive an asymptotic approximation for the sum rate in order to determine the minimum required partial feedback.Comment: To appear in IEEE Trans. on Signal Processin

Exploiting Spatial Interference Alignment and Opportunistic Scheduling in the Downlink of Interference Limited Systems

In this paper we analyze the performance of single stream and multi-stream spatial multiplexing (SM) systems employing opportunistic scheduling in the presence of interference. In the proposed downlink framework, every active user reports the post-processing signal-to-interference-plus-noise-power-ratio (post-SINR) or the receiver specific mutual information (MI) to its own transmitter using a feedback channel. The combination of scheduling and multi-antenna receiver processing leads to substantial interference suppression gain. Specifically, we show that opportunistic scheduling exploits spatial interference alignment (SIA) property inherent to a multi-user system for effective interference mitigation. We obtain bounds for the outage probability and the sum outage capacity for single stream and multi stream SM employing real or complex encoding for a symmetric interference channel model. The techniques considered in this paper are optimal in different operating regimes. We show that the sum outage capacity can be maximized by reducing the SM rate to a value less than the maximum allowed value. The optimum SM rate depends on the number of interferers and the number of available active users. In particular, we show that the generalized multi-user SM (MU SM) method employing real-valued encoding provides a performance that is either comparable, or significantly higher than that of MU SM employing complex encoding. A combination of analysis and simulation is used to describe the trade-off between the multiplexing rate and sum outage capacity for different antenna configurations