Principles of Physical Layer Security in Multiuser Wireless Networks: A Survey

This paper provides a comprehensive review of the domain of physical layer security in multiuser wireless networks. The essential premise of physical-layer security is to enable the exchange of confidential messages over a wireless medium in the presence of unauthorized eavesdroppers without relying on higher-layer encryption. This can be achieved primarily in two ways: without the need for a secret key by intelligently designing transmit coding strategies, or by exploiting the wireless communication medium to develop secret keys over public channels. The survey begins with an overview of the foundations dating back to the pioneering work of Shannon and Wyner on information-theoretic security. We then describe the evolution of secure transmission strategies from point-to-point channels to multiple-antenna systems, followed by generalizations to multiuser broadcast, multiple-access, interference, and relay networks. Secret-key generation and establishment protocols based on physical layer mechanisms are subsequently covered. Approaches for secrecy based on channel coding design are then examined, along with a description of inter-disciplinary approaches based on game theory and stochastic geometry. The associated problem of physical-layer message authentication is also introduced briefly. The survey concludes with observations on potential research directions in this area.Comment: 23 pages, 10 figures, 303 refs. arXiv admin note: text overlap with arXiv:1303.1609 by other authors. IEEE Communications Surveys and Tutorials, 201

Dynamic Resource Allocation in Cognitive Radio Networks: A Convex Optimization Perspective

This article provides an overview of the state-of-art results on communication resource allocation over space, time, and frequency for emerging cognitive radio (CR) wireless networks. Focusing on the interference-power/interference-temperature (IT) constraint approach for CRs to protect primary radio transmissions, many new and challenging problems regarding the design of CR systems are formulated, and some of the corresponding solutions are shown to be obtainable by restructuring some classic results known for traditional (non-CR) wireless networks. It is demonstrated that convex optimization plays an essential role in solving these problems, in a both rigorous and efficient way. Promising research directions on interference management for CR and other related multiuser communication systems are discussed.Comment: to appear in IEEE Signal Processing Magazine, special issue on convex optimization for signal processin

Generic Multiuser Coordinated Beamforming for Underlay Spectrum Sharing

The beamforming techniques have been recently studied as possible enablers for underlay spectrum sharing. The existing beamforming techniques have several common limitations: they are usually system model specific, cannot operate with arbitrary number of transmit/receive antennas, and cannot serve arbitrary number of users. Moreover, the beamforming techniques for underlay spectrum sharing do not consider the interference originating from the incumbent primary system. This work extends the common underlay sharing model by incorporating the interference originating from the incumbent system into generic combined beamforming design that can be applied on interference, broadcast or multiple access channels. The paper proposes two novel multiuser beamforming algorithms for user fairness and sum rate maximization, utilizing newly derived convex optimization problems for transmit and receive beamformers calculation in a recursive optimization. Both beamforming algorithms provide efficient operation for the interference, broadcast and multiple access channels, as well as for arbitrary number of antennas and secondary users in the system. Furthermore, the paper proposes a successive transmit/receive optimization approach that reduces the computational complexity of the proposed recursive algorithms. The results show that the proposed complexity reduction significantly improves the convergence rates and can facilitate their operation in scenarios which require agile beamformers computation.Comment: 30 pages, 5 figure

Exploiting Multi-Antennas for Opportunistic Spectrum Sharing in Cognitive Radio Networks

In cognitive radio (CR) networks, there are scenarios where the secondary (lower priority) users intend to communicate with each other by opportunistically utilizing the transmit spectrum originally allocated to the existing primary (higher priority) users. For such a scenario, a secondary user usually has to trade off between two conflicting goals at the same time: one is to maximize its own transmit throughput; and the other is to minimize the amount of interference it produces at each primary receiver. In this paper, we study this fundamental tradeoff from an information-theoretic perspective by characterizing the secondary user's channel capacity under both its own transmit-power constraint as well as a set of interference-power constraints each imposed at one of the primary receivers. In particular, this paper exploits multi-antennas at the secondary transmitter to effectively balance between spatial multiplexing for the secondary transmission and interference avoidance at the primary receivers. Convex optimization techniques are used to design algorithms for the optimal secondary transmit spatial spectrum that achieves the capacity of the secondary transmission. Suboptimal solutions for ease of implementation are also presented and their performances are compared with the optimal solution. Furthermore, algorithms developed for the single-channel transmission are also extended to the case of multi-channel transmission whereby the secondary user is able to achieve opportunistic spectrum sharing via transmit adaptations not only in space, but in time and frequency domains as well.Comment: Extension of IEEE PIMRC 2007. 35 pages, 6 figures. Submitted to IEEE Journal of Special Topics in Signal Processing, special issue on Signal Processing and Networking for Dynamic Spectrum Acces

A Survey of Physical Layer Security Techniques for 5G Wireless Networks and Challenges Ahead

Physical layer security which safeguards data confidentiality based on the information-theoretic approaches has received significant research interest recently. The key idea behind physical layer security is to utilize the intrinsic randomness of the transmission channel to guarantee the security in physical layer. The evolution towards 5G wireless communications poses new challenges for physical layer security research. This paper provides a latest survey of the physical layer security research on various promising 5G technologies, including physical layer security coding, massive multiple-input multiple-output, millimeter wave communications, heterogeneous networks, non-orthogonal multiple access, full duplex technology, etc. Technical challenges which remain unresolved at the time of writing are summarized and the future trends of physical layer security in 5G and beyond are discussed.Comment: To appear in IEEE Journal on Selected Areas in Communication

Cooperative Transmitter-Receiver Arrayed Communications

This thesis is concerned with array processing for wireless communications. In particular, cooperation between the transmitter and receiver or between systems is exploited to further improve the system performance. Based on this idea, three technical chapters are presented in this thesis. Initially in Chapter 1, an introduction including array processing, multiple-input multiple-output (MIMO) communication systems and the background of cognitive radio is presented. In Chapter 2, a novel approach for estimating the direction-of-departure (DOD) is proposed using the cooperative beamforming. This proposed approach is featured by its simplicity (beam rotation at the transmitter) and effectiveness (illustrated in terms of channel capacity). Chapter 3 is concerned with integration of spatio-temporal (ST) processing into an antenna array transmitter, given a joint transmitter-receiver system with ST processing at the receiver but spatial-only processing at the transmitter. The transmit ST processing further improves the system performance in convergence, mean-square error (MSE) and bit error rate (BER). In Chapter 4, a basic system structure for radio coexistence problem is proposed based on the concept of MIMO cognitive radio. Cooperation between the licensed radio and the cognitive radio is exploited. Optimisation of the sum channel capacity is considered as the criterion and it is solved using a multivariable water-filling algorithm. Finally, Chapter 5 concludes this thesis and gives suggestions for future work