Nyquist-SEFDM: Pulse shaped multicarrier communication with sub-carrier spacing below the symbol rate

A new waveform design which simultaneously compresses bandwidth and suppresses out-of-band power leakage is studied in this work considering future 5th generation (5G) requirements. Thus, doubly created interference, coming from less than symbol rate packed sub-carriers and pulse shaping filters, is introduced. Therefore, this work, through using specially designed detectors, deals with the doubly created interference problem. It paves the way to non-orthogonal signal detection and non-orthogonal carrier aggregation (CA) system designs; both of importance to future wireless and wired communication systems

Spectrally Efficient FDM over Satellite Systems with Advanced Interference Cancellation

For high data rates satellite systems, where multiple carriers are frequency division multiplexed with a slight overlap, the overall spectral efficiency is limited. This work applies highly overlapped carriers for satellite broadcast and broadband scenarios to achieve higher spectral efficiency. Spectrally efficient frequency division multiplexing (SEFDM) compresses subcarrier spacing to increase the spectral efficiency at the expense of orthogonality violation. SEFDM systems performance degrades compared to orthogonal signals, unless efficient interference cancellation is used. Turbo equalisation with interference cancellation is implemented to improve receiver performance for variable coding, compression and modulation/constellation proposals that may be applied in satellite communications settings. Such parameters may be set to satisfy pre-defined spectral efficiency values for a given quality index (QI) or associated application. Assuming LDPC coded data, the work proposes two approaches to receiver design; a simple matched filter approach and an approach utilising an iterative interference cancellation structure specially designed for SEFDM. Mathematical models and simulations studies are presented indicating promising gains to be achieved for SEFDM transmission with advanced transceiver architectures at the cost of increased complexity at the receiver

Transmission Experiment of Bandwidth Compressed Carrier Aggregation in a Realistic Fading Channel

In this paper, an experimental testbed is designed to evaluate the performance of a bandwidth compressed multicarrier technique termed spectrally efficient frequency division multiplexing (SEFDM) in a carrier aggregation (CA) scenario1. Unlike orthogonal frequency division multiplexing (OFDM), SEFDM is a non-orthogonal waveform which, relative to OFDM, packs more sub-carriers in a given bandwidth, thereby improving spectral efficiency. CA is a long term evolution-advanced (LTE-Advanced) featured technique that offers a higher throughput by aggregating multiple legacy radio bands. Considering the scarcity of radio spectrum, SEFDM signals can be utilized to enhance CA performance. The combination of the two techniques results in a larger number of aggregated component carriers (CCs) and therefore increased data rate in a given bandwidth with no additional spectral allocation. It is experimentally shown that CA-SEFDM can aggregate up to 7 CCs in a limited bandwidth while CA-OFDM can only put 5 CCs in the same bandwidth. In this work, LTE-like framed CA-SEFDM signals are generated and delivered through a realistic LTE channel. A complete experimental setup is described together with error performance and effective spectral efficiency comparisons. Experimental results show that the measured BER performance for CA-SEFDM is very close to CA-OFDM and the effective spectral efficiency of CA-SEFDM can be substantially higher than that of CA-OFDM

Spectrally Efficient FDM System with Probabilistic Shaping

This work proposes and explores the use of probabilistic shaping for the non-orthogonal multicarrier spectrally efficient frequency division multiplexing (SEFDM) system. The system design considers the reverse concatenation architecture which cascades the constant composition distribution matching (CCDM) algorithm together with soft-decision forward error correction (SD-FEC)-LDPC code for the probabilistic shaping scheme. The non-orthogonal signalling is implemented by discrete Fourier transform (DFT)-based SEFDM modulation with matched filtering demodulation and advanced interference cancellation detection. The high achievable spectral efficiency, low computation complexity and reliability make SEFDM a good candidate for multicarrier signalling for beyond 5G communications. By adding extra shaping gain and flexibility of rate adaptation, the combination of two capacity-achieving techniques provides significant insight of further performance improvement. In this paper, we investigate the performance of the proposed probabilistically shaped-SEFDM (PS-SEFDM) system with regular QAM constellations. The presented results of the proposed system show less required power and bandwidth saving compared to OFDM when achieving the same error performance and same spectral efficiency

Non-Orthogonal Signal and System Design for Wireless Communications

The thesis presents research in non-orthogonal multi-carrier signals, in which: (i) a new signal format termed truncated orthogonal frequency division multiplexing (TOFDM) is proposed to improve data rates in wireless communication systems, such as those used in mobile/cellular systems and wireless local area networks (LANs), and (ii) a new design and experimental implementation of a real-time spectrally efficient frequency division multiplexing (SEFDM) system are reported. This research proposes a modified version of the orthogonal frequency division multiplexing (OFDM) format, obtained by truncating OFDM symbols in the time-domain. In TOFDM, subcarriers are no longer orthogonally packed in the frequency-domain as time samples are only partially transmitted, leading to improved spectral efficiency. In this work, (i) analytical expressions are derived for the newly proposed TOFDM signal, followed by (ii) interference analysis, (iii) systems design for uncoded and coded schemes, (iv) experimental implementation and (v) performance evaluation of the new proposed signal and system, with comparisons to conventional OFDM systems. Results indicate that signals can be recovered with truncated symbol transmission. Based on the TOFDM principle, a new receiving technique, termed partial symbol recovery (PSR), is designed and implemented in software de ned radio (SDR), that allows efficient operation of two users for overlapping data, in wireless communication systems operating with collisions. The PSR technique is based on recovery of collision-free partial OFDM symbols, followed by the reconstruction of complete symbols to recover progressively the frames of two users suffering collisions. The system is evaluated in a testbed of 12-nodes using SDR platforms. The thesis also proposes channel estimation and equalization technique for non-orthogonal signals in 5G scenarios, using an orthogonal demodulator and zero padding. Finally, the implementation of complete SEFDM systems in real-time is investigated and described in detail

The First 15 Years of SEFDM: A Brief Survey

Spectrally efficient frequency division multiplexing (SEFDM) is a multi-carrier signal waveform, which achieves higher spectral efficiency, relative to conventional orthogonal frequency division multiplexing (OFDM), by violating the orthogonality of its sub-carriers. This survey provides the history of SEFDM development since its inception in 2003, covering fundamentals and concepts, wireless and optical communications applications, circuit design and experimental testbeds. We focus on work done at UCL and outline work done other universities and research laboratories worldwide. We outline techniques to improve the performance of SEFDM and its practical utility with focus on signal generation, detection and channel estimation

Spectrally and Energy Efficient Wireless Communications: Signal and System Design, Mathematical Modelling and Optimisation

This thesis explores engineering studies and designs aiming to meeting the requirements of enhancing capacity and energy efficiency for next generation communication networks. Challenges of spectrum scarcity and energy constraints are addressed and new technologies are proposed, analytically investigated and examined. The thesis commences by reviewing studies on spectrally and energy-efficient techniques, with a special focus on non-orthogonal multicarrier modulation, particularly spectrally efficient frequency division multiplexing (SEFDM). Rigorous theoretical and mathematical modelling studies of SEFDM are presented. Moreover, to address the potential application of SEFDM under the 5th generation new radio (5G NR) heterogeneous numerologies, simulation-based studies of SEFDM coexisting with orthogonal frequency division multiplexing (OFDM) are conducted. New signal formats and corresponding transceiver structure are designed, using a Hilbert transform filter pair for shaping pulses. Detailed modelling and numerical investigations show that the proposed signal doubles spectral efficiency without performance degradation, with studies of two signal formats; uncoded narrow-band internet of things (NB-IoT) signals and unframed turbo coded multi-carrier signals. The thesis also considers using constellation shaping techniques and SEFDM for capacity enhancement in 5G system. Probabilistic shaping for SEFDM is proposed and modelled to show both transmission energy reduction and bandwidth saving with advantageous flexibility for data rate adaptation. Expanding on constellation shaping to improve performance further, a comparative study of multidimensional modulation techniques is carried out. A four-dimensional signal, with better noise immunity is investigated, for which metaheuristic optimisation algorithms are studied, developed, and conducted to optimise bit-to-symbol mapping. Finally, a specially designed machine learning technique for signal and system design in physical layer communications is proposed, utilising the application of autoencoder-based end-to-end learning. Multidimensional signal modulation with multidimensional constellation shaping is proposed and optimised by using machine learning techniques, demonstrating significant improvement in spectral and energy efficiencies

Bandwidth Compressed Waveform and System Design for Wireless and Optical Communications: Theory and Practice

This thesis addresses theoretical and practical challenges of spectrally efficient frequency division multiplexing (SEFDM) systems in both wireless and optical domains. SEFDM improves spectral efficiency relative to the well-known orthogonal frequency division multiplexing (OFDM) by non-orthogonally multiplexing overlapped sub-carriers. However, the deliberate violation of orthogonality results in inter carrier interference (ICI) and associated detection complexity, thus posing many challenges to practical implementations. This thesis will present solutions for these issues. The thesis commences with the fundamentals by presenting the existing challenges of SEFDM, which are subsequently solved by proposed transceivers. An iterative detection (ID) detector iteratively removes self-created ICI. Following that, a hybrid ID together with fixed sphere decoding (FSD) shows an optimised performance/complexity trade-off. A complexity reduced Block-SEFDM can subdivide the signal detection into several blocks. Finally, a coded Turbo-SEFDM is proved to be an efficient technique that is compatible with the existing mobile standards. The thesis also reports the design and development of wireless and optical practical systems. In the optical domain, given the same spectral efficiency, a low-order modulation scheme is proved to have a better bit error rate (BER) performance when replacing a higher order one. In the wireless domain, an experimental testbed utilizing the LTE-Advanced carrier aggregation (CA) with SEFDM is operated in a realistic radio frequency (RF) environment. Experimental results show that 40% higher data rate can be achieved without extra spectrum occupation. Additionally, a new waveform, termed Nyquist-SEFDM, which compresses bandwidth and suppresses out-of-band power leakage is investigated. A 4th generation (4G) and 5th generation (5G) coexistence experiment is followed to verify its feasibility. Furthermore, a 60 GHz SEFDM testbed is designed and built in a point-to-point indoor fiber wireless experiment showing 67% data rate improvement compared to OFDM. Finally, to meet the requirements of future networks, two simplified SEFDM transceivers are designed together with application scenarios and experimental verifications

Signal coding and interference cancellation of spectrally efficient FDM systems for 5G cellular networks

This paper explores new multicarrier signals and systems for 5G; spectrally efficient frequency division multiplexing (SEFDM), in which higher spectral efficiency (SE) compared to conventional orthogonal frequency division multiplexing (OFDM) is achieved by violating the orthogonality of its subcarriers. This work proposes new system and receiver models and then investigates the employment of various forward error correction (FEC) techniques, as well as a new interference cancellation receiver architecture to improve the overall system performance by ameliorating the effects of inter-carrier interference (ICI). Results show that the use of coded SEFDM system can drastically increase the SE by up to 67% relative to OFDM, at the expense of a power penalty below 3dB