Reconfigurable Intelligent Surfaces for Wireless Communications: Principles, Challenges, and Opportunities

Recently there has been a flurry of research on the use of reconfigurable intelligent surfaces (RIS) in wireless networks to create smart radio environments. In a smart radio environment, surfaces are capable of manipulating the propagation of incident electromagnetic waves in a programmable manner to actively alter the channel realization, which turns the wireless channel into a controllable system block that can be optimized to improve overall system performance. In this article, we provide a tutorial overview of reconfigurable intelligent surfaces (RIS) for wireless communications. We describe the working principles of reconfigurable intelligent surfaces (RIS) and elaborate on different candidate implementations using metasurfaces and reflectarrays. We discuss the channel models suitable for both implementations and examine the feasibility of obtaining accurate channel estimates. Furthermore, we discuss the aspects that differentiate RIS optimization from precoding for traditional MIMO arrays highlighting both the arising challenges and the potential opportunities associated with this emerging technology. Finally, we present numerical results to illustrate the power of an RIS in shaping the key properties of a MIMO channel.Comment: to appear in the IEEE Transactions on Cognitive Communications and Networking (TCCN

Exploiting Amplitude Control in Intelligent Reflecting Surface Aided Wireless Communication with Imperfect CSI

Intelligent reflecting surface (IRS) is a promising new paradigm to achieve high spectral and energy efficiency for future wireless networks by reconfiguring the wireless signal propagation via passive reflection. To reap the potential gains of IRS, channel state information (CSI) is essential, whereas channel estimation errors are inevitable in practice due to limited channel training resources. In this paper, in order to optimize the performance of IRS-aided multiuser systems with imperfect CSI, we propose to jointly design the active transmit precoding at the access point (AP) and passive reflection coefficients of IRS, each consisting of not only the conventional phase shift and also the newly exploited amplitude variation. First, the achievable rate of each user is derived assuming a practical IRS channel estimation method, which shows that the interference due to CSI errors is intricately related to the AP transmit precoders, the channel training power and the IRS reflection coefficients during both channel training and data transmission. Then, for the single-user case, by combining the benefits of the penalty method, Dinkelbach method and block successive upper-bound minimization (BSUM) method, a new penalized Dinkelbach-BSUM algorithm is proposed to optimize the IRS reflection coefficients for maximizing the achievable data transmission rate subjected to CSI errors; while for the multiuser case, a new penalty dual decomposition (PDD)-based algorithm is proposed to maximize the users' weighted sum-rate. Simulation results are presented to validate the effectiveness of our proposed algorithms as compared to benchmark schemes. In particular, useful insights are drawn to characterize the effect of IRS reflection amplitude control (with/without the conventional phase shift) on the system performance under imperfect CSI.Comment: 15 pages, 10 figures, accepted by IEEE Transactions on Communication

Multicell MIMO Communications Relying on Intelligent Reflecting Surfaces

Intelligent reflecting surfaces (IRSs) constitute a disruptive wireless communication technique capable of creating a controllable propagation environment. In this paper, we propose to invoke an IRS at the cell boundary of multiple cells to assist the downlink transmission to cell-edge users, whilst mitigating the inter-cell interference, which is a crucial issue in multicell communication systems. We aim for maximizing the weighted sum rate (WSR) of all users through jointly optimizing the active precoding matrices at the base stations (BSs) and the phase shifts at the IRS subject to each BS’s power constraint and unit modulus constraint. Both the BSs and the users are equipped with multiple antennas, which enhances the spectral efficiency by exploiting the spatial multiplexing gain. Due to the nonconvexity of the problem, we first reformulate it into an equivalent one, which is solved by using the block coordinate descent (BCD) algorithm, where the precoding matrices and phase shifts are alternately optimized. The optimal precoding matrices can be obtained in closed form, when fixing the phase shifts. A pair of efficient algorithms are proposed for solving the phase shift optimization problem, namely the Majorization-Minimization (MM) Algorithm and the Complex Circle Manifold (CCM) Method. Both algorithms are guaranteed to converge to at least locally optimal solutions. We also extend the proposed algorithms to the more general multiple-IRS and network MIMO scenarios. Finally, our simulation results confirm the advantages of introducing IRSs in enhancing the cell-edge user performance

Reconfigurable Intelligent Surfaces for Energy Efficiency in Wireless Communication

The adoption of a Reconfigurable Intelligent Surface (RIS) for downlink multi-user communication from a multi-antenna base station is investigated in this paper. We develop energy-efficient designs for both the transmit power allocation and the phase shifts of the surface reflecting elements, subject to individual link budget guarantees for the mobile users. This leads to non-convex design optimization problems for which to tackle we propose two computationally affordable approaches, capitalizing on alternating maximization, gradient descent search, and sequential fractional programming. Specifically, one algorithm employs gradient descent for obtaining the RIS phase coefficients, and fractional programming for optimal transmit power allocation. Instead, the second algorithm employs sequential fractional programming for the optimization of the RIS phase shifts. In addition, a realistic power consumption model for RIS-based systems is presented, and the performance of the proposed methods is analyzed in a realistic outdoor environment. In particular, our results show that the proposed RIS-based resource allocation methods are able to provide up to $300\%$ higher energy efficiency, in comparison with the use of regular multi-antenna amplify-and-forward relaying.Comment: Accepted by IEEE TWC; additional materials on the topic are included in the 2018 conference publications at ICASSP (https://ieeexplore.ieee.org/abstract/document/8461496) and GLOBECOM 2018 (arXiv:1809.05397

Intelligent Reflecting Surface Aided Multigroup Multicast MISO Communication Systems

Intelligent reflecting surface (IRS) has recently been envisioned to offer unprecedented massive multiple-input multiple-output (MIMO)-like gains by deploying large-scale and low-cost passive reflection elements. By adjusting the reflection coefficients, the IRS can change the phase shifts on the impinging electromagnetic waves so that it can smartly reconfigure the signal propagation environment and enhance the power of the desired received signal or suppress the interference signal. In this paper, we consider downlink multigroup multicast communication systems assisted by an IRS. We aim for maximizing the sum rate of all the multicasting groups by the joint optimization of the precoding matrix at the base station (BS) and the reflection coefficients at the IRS under both the power and unit-modulus constraint. To tackle this non-convex problem, we propose two efficient algorithms. Specifically, a concave lower bound surrogate objective function has been derived firstly, based on which two sets of variables can be updated alternately by solving two corresponding second-order cone programming (SOCP) problems.Then, in order to reduce the computational complexity, we further adopt the majorization—minimization (MM) method for each set of variables at every iteration, and obtain the closed form solutions under loose surrogate objective functions. Finally, the simulation results demonstrate the benefits of the introduced IRS and the effectiveness of our proposed algorithms