Neural Approaches to Conversational AI

The present paper surveys neural approaches to conversational AI that have been developed in the last few years. We group conversational systems into three categories: (1) question answering agents, (2) task-oriented dialogue agents, and (3) chatbots. For each category, we present a review of state-of-the-art neural approaches, draw the connection between them and traditional approaches, and discuss the progress that has been made and challenges still being faced, using specific systems and models as case studies.Comment: Foundations and Trends in Information Retrieval (95 pages

A Survey on Dialogue Systems: Recent Advances and New Frontiers

Dialogue systems have attracted more and more attention. Recent advances on dialogue systems are overwhelmingly contributed by deep learning techniques, which have been employed to enhance a wide range of big data applications such as computer vision, natural language processing, and recommender systems. For dialogue systems, deep learning can leverage a massive amount of data to learn meaningful feature representations and response generation strategies, while requiring a minimum amount of hand-crafting. In this article, we give an overview to these recent advances on dialogue systems from various perspectives and discuss some possible research directions. In particular, we generally divide existing dialogue systems into task-oriented and non-task-oriented models, then detail how deep learning techniques help them with representative algorithms and finally discuss some appealing research directions that can bring the dialogue system research into a new frontier.Comment: 13 pages. arXiv admin note: text overlap with arXiv:1703.01008 by other author

Production Ready Chatbots: Generate if not Retrieve

In this paper, we present a hybrid model that combines a neural conversational model and a rule-based graph dialogue system that assists users in scheduling reminders through a chat conversation. The graph based system has high precision and provides a grammatically accurate response but has a low recall. The neural conversation model can cater to a variety of requests, as it generates the responses word by word as opposed to using canned responses. The hybrid system shows significant improvements over the existing baseline system of rule based approach and caters to complex queries with a domain-restricted neural model. Restricting the conversation topic and combination of graph based retrieval system with a neural generative model makes the final system robust enough for a real world application.Comment: DEEPDIAL-18, AAAI-201

Combining Search with Structured Data to Create a More Engaging User Experience in Open Domain Dialogue

The greatest challenges in building sophisticated open-domain conversational agents arise directly from the potential for ongoing mixed-initiative multi-turn dialogues, which do not follow a particular plan or pursue a particular fixed information need. In order to make coherent conversational contributions in this context, a conversational agent must be able to track the types and attributes of the entities under discussion in the conversation and know how they are related. In some cases, the agent can rely on structured information sources to help identify the relevant semantic relations and produce a turn, but in other cases, the only content available comes from search, and it may be unclear which semantic relations hold between the search results and the discourse context. A further constraint is that the system must produce its contribution to the ongoing conversation in real-time. This paper describes our experience building SlugBot for the 2017 Alexa Prize, and discusses how we leveraged search and structured data from different sources to help SlugBot produce dialogic turns and carry on conversations whose length over the semi-finals user evaluation period averaged 8:17 minutes.Comment: SCAI 201

Iterative Policy Learning in End-to-End Trainable Task-Oriented Neural Dialog Models

In this paper, we present a deep reinforcement learning (RL) framework for iterative dialog policy optimization in end-to-end task-oriented dialog systems. Popular approaches in learning dialog policy with RL include letting a dialog agent to learn against a user simulator. Building a reliable user simulator, however, is not trivial, often as difficult as building a good dialog agent. We address this challenge by jointly optimizing the dialog agent and the user simulator with deep RL by simulating dialogs between the two agents. We first bootstrap a basic dialog agent and a basic user simulator by learning directly from dialog corpora with supervised training. We then improve them further by letting the two agents to conduct task-oriented dialogs and iteratively optimizing their policies with deep RL. Both the dialog agent and the user simulator are designed with neural network models that can be trained end-to-end. Our experiment results show that the proposed method leads to promising improvements on task success rate and total task reward comparing to supervised training and single-agent RL training baseline models.Comment: Accepted at ASRU 201

Context-Sensitive Generation Network for Handing Unknown Slot Values in Dialogue State Tracking

As a key component in a dialogue system, dialogue state tracking plays an important role. It is very important for dialogue state tracking to deal with the problem of unknown slot values. As far as we known, almost all existing approaches depend on pointer network to solve the unknown slot value problem. These pointer network-based methods usually have a hidden assumption that there is at most one out-of-vocabulary word in an unknown slot value because of the character of a pointer network. However, often, there are multiple out-of-vocabulary words in an unknown slot value, and it makes the existing methods perform bad. To tackle the problem, in this paper, we propose a novel Context-Sensitive Generation network (CSG) which can facilitate the representation of out-of-vocabulary words when generating the unknown slot value. Extensive experiments show that our proposed method performs better than the state-of-the-art baselines

End-to-End Optimization of Task-Oriented Dialogue Model with Deep Reinforcement Learning

In this paper, we present a neural network based task-oriented dialogue system that can be optimized end-to-end with deep reinforcement learning (RL). The system is able to track dialogue state, interface with knowledge bases, and incorporate query results into agent's responses to successfully complete task-oriented dialogues. Dialogue policy learning is conducted with a hybrid supervised and deep RL methods. We first train the dialogue agent in a supervised manner by learning directly from task-oriented dialogue corpora, and further optimize it with deep RL during its interaction with users. In the experiments on two different dialogue task domains, our model demonstrates robust performance in tracking dialogue state and producing reasonable system responses. We show that deep RL based optimization leads to significant improvement on task success rate and reduction in dialogue length comparing to supervised training model. We further show benefits of training task-oriented dialogue model end-to-end comparing to component-wise optimization with experiment results on dialogue simulations and human evaluations

The role of robust semantic analysis in spoken language dialogue systems

In this paper we summarized a framework for designing grammar-based procedure for the automatic extraction of the semantic content from spoken queries. Starting with a case study and following an approach which combines the notions of fuzziness and robustness in sentence parsing, we showed we built practical domain-dependent rules which can be applied whenever it is possible to superimpose a sentence-level semantic structure to a text without relying on a previous deep syntactical analysis. This kind of procedure can be also profitably used as a pre-processing tool in order to cut out part of the sentence which have been recognized to have no relevance in the understanding process. In the case of particular dialogue applications where there is no need to build a complex semantic structure (e.g. word spotting or excerpting) the presented methodology may represent an efficient alternative solution to a sequential composition of deep linguistic analysis modules. Even if the query generation problem may not seem a critical application it should be held in mind that the sentence processing must be done on-line. Having this kind of constraints we cannot design our system without caring for efficiency and thus provide an immediate response. Another critical issue is related to whole robustness of the system. In our case study we tried to make experiences on how it is possible to deal with an unreliable and noisy input without asking the user for any repetition or clarification. This may correspond to a similar problem one may have when processing text coming from informal writing such as e-mails, news and in many cases Web pages where it is often the case to have irrelevant surrounding information.Comment: 6 page

Few-Shot Generalization Across Dialogue Tasks

Machine-learning based dialogue managers are able to learn complex behaviors in order to complete a task, but it is not straightforward to extend their capabilities to new domains. We investigate different policies' ability to handle uncooperative user behavior, and how well expertise in completing one task (such as restaurant reservations) can be reapplied when learning a new one (e.g. booking a hotel). We introduce the Recurrent Embedding Dialogue Policy (REDP), which embeds system actions and dialogue states in the same vector space. REDP contains a memory component and attention mechanism based on a modified Neural Turing Machine, and significantly outperforms a baseline LSTM classifier on this task. We also show that both our architecture and baseline solve the bAbI dialogue task, achieving 100% test accuracy

Sample-efficient Actor-Critic Reinforcement Learning with Supervised Data for Dialogue Management

Deep reinforcement learning (RL) methods have significant potential for dialogue policy optimisation. However, they suffer from a poor performance in the early stages of learning. This is especially problematic for on-line learning with real users. Two approaches are introduced to tackle this problem. Firstly, to speed up the learning process, two sample-efficient neural networks algorithms: trust region actor-critic with experience replay (TRACER) and episodic natural actor-critic with experience replay (eNACER) are presented. For TRACER, the trust region helps to control the learning step size and avoid catastrophic model changes. For eNACER, the natural gradient identifies the steepest ascent direction in policy space to speed up the convergence. Both models employ off-policy learning with experience replay to improve sample-efficiency. Secondly, to mitigate the cold start issue, a corpus of demonstration data is utilised to pre-train the models prior to on-line reinforcement learning. Combining these two approaches, we demonstrate a practical approach to learn deep RL-based dialogue policies and demonstrate their effectiveness in a task-oriented information seeking domain.Comment: Accepted as a long paper in SigDial 201