Hierarchical Text Classification with Reinforced Label Assignment

While existing hierarchical text classification (HTC) methods attempt to capture label hierarchies for model training, they either make local decisions regarding each label or completely ignore the hierarchy information during inference. To solve the mismatch between training and inference as well as modeling label dependencies in a more principled way, we formulate HTC as a Markov decision process and propose to learn a Label Assignment Policy via deep reinforcement learning to determine where to place an object and when to stop the assignment process. The proposed method, HiLAP, explores the hierarchy during both training and inference time in a consistent manner and makes inter-dependent decisions. As a general framework, HiLAP can incorporate different neural encoders as base models for end-to-end training. Experiments on five public datasets and four base models show that HiLAP yields an average improvement of 33.4% in Macro-F1 over flat classifiers and outperforms state-of-the-art HTC methods by a large margin. Data and code can be found at https://github.com/morningmoni/HiLAP.Comment: EMNLP 201

Interdisciplinary Fairness in Imbalanced Research Proposal Topic Inference: A Hierarchical Transformer-based Method with Selective Interpolation

The objective of topic inference in research proposals aims to obtain the most suitable disciplinary division from the discipline system defined by a funding agency. The agency will subsequently find appropriate peer review experts from their database based on this division. Automated topic inference can reduce human errors caused by manual topic filling, bridge the knowledge gap between funding agencies and project applicants, and improve system efficiency. Existing methods focus on modeling this as a hierarchical multi-label classification problem, using generative models to iteratively infer the most appropriate topic information. However, these methods overlook the gap in scale between interdisciplinary research proposals and non-interdisciplinary ones, leading to an unjust phenomenon where the automated inference system categorizes interdisciplinary proposals as non-interdisciplinary, causing unfairness during the expert assignment. How can we address this data imbalance issue under a complex discipline system and hence resolve this unfairness? In this paper, we implement a topic label inference system based on a Transformer encoder-decoder architecture. Furthermore, we utilize interpolation techniques to create a series of pseudo-interdisciplinary proposals from non-interdisciplinary ones during training based on non-parametric indicators such as cross-topic probabilities and topic occurrence probabilities. This approach aims to reduce the bias of the system during model training. Finally, we conduct extensive experiments on a real-world dataset to verify the effectiveness of the proposed method. The experimental results demonstrate that our training strategy can significantly mitigate the unfairness generated in the topic inference task.Comment: 19 pages, Under review. arXiv admin note: text overlap with arXiv:2209.1391

Hierarchical Metadata-Aware Document Categorization under Weak Supervision

Categorizing documents into a given label hierarchy is intuitively appealing due to the ubiquity of hierarchical topic structures in massive text corpora. Although related studies have achieved satisfying performance in fully supervised hierarchical document classification, they usually require massive human-annotated training data and only utilize text information. However, in many domains, (1) annotations are quite expensive where very few training samples can be acquired; (2) documents are accompanied by metadata information. Hence, this paper studies how to integrate the label hierarchy, metadata, and text signals for document categorization under weak supervision. We develop HiMeCat, an embedding-based generative framework for our task. Specifically, we propose a novel joint representation learning module that allows simultaneous modeling of category dependencies, metadata information and textual semantics, and we introduce a data augmentation module that hierarchically synthesizes training documents to complement the original, small-scale training set. Our experiments demonstrate a consistent improvement of HiMeCat over competitive baselines and validate the contribution of our representation learning and data augmentation modules.Comment: 9 pages; Accepted to WSDM 202