Advanced signal processing tools for ballistic missile defence and space situational awareness

The research presented in this Thesis deals with signal processing algorithms for the classification of sensitive targets for defence applications and with novel solutions for the detection of space objects. These novel tools include classification algorithms for Ballistic Targets (BTs) from both micro-Doppler (mD) and High Resolution Range Profiles (HRRPs) of a target, and a space-borne Passive Bistatic Radar (PBR) designed for exploiting the advantages guaranteed by the Forward Scattering (FS) configuration for the detection and identification of targets orbiting around the Earth.;Nowadays the challenge of the identification of Ballistic Missile (BM) warheads in a cloud of decoys and debris is essential in order to optimize the use of ammunition resources. In this Thesis, two different and efficient robust frameworks are presented. Both the frameworks exploit in different fashions the effect in the radar return of micro-motions exhibited by the target during its flight.;The first algorithm analyses the radar echo from the target in the time-frequency domain, with the aim to extract the mD information. Specifically, the Cadence Velocity Diagram (CVD) from the received signal is evaluated as mD profile of the target, where the mD components composing the radar echo and their repetition rates are shown.;Different feature extraction approaches are proposed based on the estimation of statistical indices from the 1-Dimensional (1D) Averaged CVD (ACVD), on the evaluation of pseudo-Zerike (pZ) and Krawtchouk (Kr) image moments and on the use of 2-Dimensional (2D) Gabor filter, considering the CVD as 2D image. The reliability of the proposed feature extraction approaches is tested on both simulated and real data, demonstrating the adaptivity of the framework to different radar scenarios and to different amount of available resources.;The real data are realized in laboratory, conducting an experiment for simulating the mD signature of a BT by using scaled replicas of the targets, a robotic manipulator for the micro-motions simulation and a Continuous Waveform (CW) radar for the radar measurements.;The second algorithm is based on the computation of the Inverse Radon Transform (IRT) of the target signature, represented by a HRRP frame acquired within an entire period of the main rotating motion of the target, which are precession for warheads and tumbling for decoys. Following, pZ moments of the resulting transformation are evaluated as final feature vector for the classifier. The features guarantee robustness against the target dimensions and the initial phase and the angular velocity of its motion.;The classification results on simulated data are shown for different polarization of the ElectroMagnetic (EM) radar waveform and for various operational conditions, confirming the the validity of the algorithm.The knowledge of space debris population is of fundamental importance for the safety of both the existing and new space missions. In this Thesis, a low budget solution to detect and possibly track space debris and satellites in Low Earth Orbit (LEO) is proposed.;The concept consists in a space-borne PBR installed on a CubeSaT flying at low altitude and detecting the occultations of radio signals coming from existing satellites flying at higher altitudes. The feasibility of such a PBR system is conducted, with key performance such as metrics the minimumsize of detectable objects, taking into account visibility and frequency constraints on existing radio sources, the receiver size and the compatibility with current CubeSaT's technology.;Different illuminator types and receiver altitudes are considered under the assumption that all illuminators and receivers are on circular orbits. Finally, the designed system can represent a possible solution to the the demand for Ballistic Missile Defence (BMD) systems able to provide early warning and classification and its potential has been assessed also for this purpose.The research presented in this Thesis deals with signal processing algorithms for the classification of sensitive targets for defence applications and with novel solutions for the detection of space objects. These novel tools include classification algorithms for Ballistic Targets (BTs) from both micro-Doppler (mD) and High Resolution Range Profiles (HRRPs) of a target, and a space-borne Passive Bistatic Radar (PBR) designed for exploiting the advantages guaranteed by the Forward Scattering (FS) configuration for the detection and identification of targets orbiting around the Earth.;Nowadays the challenge of the identification of Ballistic Missile (BM) warheads in a cloud of decoys and debris is essential in order to optimize the use of ammunition resources. In this Thesis, two different and efficient robust frameworks are presented. Both the frameworks exploit in different fashions the effect in the radar return of micro-motions exhibited by the target during its flight.;The first algorithm analyses the radar echo from the target in the time-frequency domain, with the aim to extract the mD information. Specifically, the Cadence Velocity Diagram (CVD) from the received signal is evaluated as mD profile of the target, where the mD components composing the radar echo and their repetition rates are shown.;Different feature extraction approaches are proposed based on the estimation of statistical indices from the 1-Dimensional (1D) Averaged CVD (ACVD), on the evaluation of pseudo-Zerike (pZ) and Krawtchouk (Kr) image moments and on the use of 2-Dimensional (2D) Gabor filter, considering the CVD as 2D image. The reliability of the proposed feature extraction approaches is tested on both simulated and real data, demonstrating the adaptivity of the framework to different radar scenarios and to different amount of available resources.;The real data are realized in laboratory, conducting an experiment for simulating the mD signature of a BT by using scaled replicas of the targets, a robotic manipulator for the micro-motions simulation and a Continuous Waveform (CW) radar for the radar measurements.;The second algorithm is based on the computation of the Inverse Radon Transform (IRT) of the target signature, represented by a HRRP frame acquired within an entire period of the main rotating motion of the target, which are precession for warheads and tumbling for decoys. Following, pZ moments of the resulting transformation are evaluated as final feature vector for the classifier. The features guarantee robustness against the target dimensions and the initial phase and the angular velocity of its motion.;The classification results on simulated data are shown for different polarization of the ElectroMagnetic (EM) radar waveform and for various operational conditions, confirming the the validity of the algorithm.The knowledge of space debris population is of fundamental importance for the safety of both the existing and new space missions. In this Thesis, a low budget solution to detect and possibly track space debris and satellites in Low Earth Orbit (LEO) is proposed.;The concept consists in a space-borne PBR installed on a CubeSaT flying at low altitude and detecting the occultations of radio signals coming from existing satellites flying at higher altitudes. The feasibility of such a PBR system is conducted, with key performance such as metrics the minimumsize of detectable objects, taking into account visibility and frequency constraints on existing radio sources, the receiver size and the compatibility with current CubeSaT's technology.;Different illuminator types and receiver altitudes are considered under the assumption that all illuminators and receivers are on circular orbits. Finally, the designed system can represent a possible solution to the the demand for Ballistic Missile Defence (BMD) systems able to provide early warning and classification and its potential has been assessed also for this purpose

Statistical assessment on Non-cooperative Target Recognition using the Neyman-Pearson statistical test

Electromagnetic simulations of a X-target were performed in order to obtain its Radar Cross Section (RCS) for several positions and frequencies. The software used is the CST MWS©. A 1 : 5 scale model of the proposed aircraft was created in CATIA© V5 R19 and imported directly into the CST MWS© environment. Simulations on the X-band were made with a variable mesh size due to a considerable wavelength variation. It is intended to evaluate the Neyman-Pearson (NP) simple hypothesis test performance by analyzing its Receiver Operating Characteristics (ROCs) for two different radar detection scenarios - a Radar Absorbent Material (RAM) coated model, and a Perfect Electric Conductor (PEC) model for recognition purposes. In parallel the radar range equation is used to estimate the maximum range detection for the simulated RAM coated cases to compare their shielding effectiveness (SE) and its consequent impact on recognition. The AN/APG-68(V)9’s airborne radar specifications were used to compute these ranges and to simulate an airborne hostile interception for a Non-Cooperative Target Recognition (NCTR) environment. Statistical results showed weak recognition performances using the Neyman-Pearson (NP) statistical test. Nevertheless, good RCS reductions for most of the simulated positions were obtained reflecting in a 50:9% maximum range detection gain for the PAniCo RAM coating, abiding with experimental results taken from the reviewed literature. The best SE was verified for the PAniCo and CFC-Fe RAMs.Simulações electromagnéticas do alvo foram realizadas de modo a obter a assinatura radar (RCS) para várias posições e frequências. O software utilizado é o CST MWS©. O modelo proposto à escala 1:5 foi modelado em CATIA© V5 R19 e importado diretamente para o ambiente de trabalho CST MWS©. Foram efectuadas simulações na banda X com uma malha de tamanho variável devido à considerável variação do comprimento de onda. Pretende-se avaliar estatisticamente o teste de decisão simples de Neyman-Pearson (NP), analisando as Características de Operação do Receptor (ROCs) para dois cenários de detecção distintos - um modelo revestido com material absorvente (RAM), e outro sendo um condutor perfeito (PEC) para fins de detecção. Em paralelo, a equação de alcance para radares foi usada para estimar o alcance máximo de detecção para ambos os casos de modo a comparar a eficiência de blindagem electromagnética (SE) entre os diferentes revestimentos. As especificações do radar AN/APG-68(V)9 do F-16 foram usadas para calcular os alcances para cada material, simulando uma intercepção hostil num ambiente de reconhecimento de alvos não-cooperativos (NCTR). Os resultados mostram performances de detecção fracas usando o teste de decisão simples de Neyman-Pearson como detector e uma boa redução de RCS para todas as posições na gama de frequências selecionada. Um ganho de alcance de detecção máximo 50:9 % foi obtido para o RAM PAniCo, estando de acordo com os resultados experimentais da bibliografia estudada. Já a melhor SE foi verificada para o RAM CFC-Fe e PAniCo

Subspace-based methodologies for the non-cooperative identification of aircraft by means of a synthetic database of radar signatures

Una de las principales preocupaciones dentro del mundo de la aviación es la identificación rápida, eficaz y fiable de cualquier objeto observado que se encuentre a cualquier distancia y bajo cualquier condición atmosférica. Gracias a los avances en tecnología radar, esto se ha conseguido. De hecho, los radares son los sensores más adecuados para el reconocimiento de blancos en vuelo ya que pueden operar en cualquier condición. El reconocimiento de blancos mediante radar es hoy un hecho, existiendo sistemas IFF (Identification Friend or Foe) capaces de comunicarse con una aeronave haciendo posible que ella misma se identifique por sí sola. Sin embargo, esta necesidad de comunicación directa puede ser un inconveniente en ciertos momentos. Así, aparecen las técnicas no cooperativas o NCTI (Non-Cooperative Target Identification), que no establecen ninguna comunicación con el blanco y normalmente hacen uso de radares de alta resolución. Éstos ven los blancos como compuestos por diversos puntos que dispersan la energía emitida por el radar, generando así una imagen de la reflectividad de un blanco, lo que se ha llamado su firma radar. Comparando dicha firma radar con una base de datos de firmas radar de blancos conocidos es posible establecer, mediante una serie de algoritmos de identificación, el tipo de blanco iluminado por el radar. Uno de los temas más cuestionados es cómo poblar y actualizar esta base de datos de firmas radar. De manera ideal, la base de datos debería de contener medidas de blancos reales en vuelo; desafortunadamente, la principal desventaja de esta estrategia radica en la dificultad de obtener firmas radar de aviones neutrales o enemigos. Por esta razón, esta tesis propone utilizar firmas radar de blancos ideales, generadas mediante simulaciones electromagnéticas, como base de datos. Con el avance de las herramientas de predicción electromagnética es posible obtener de manera rápida y a bajo coste firmas radar de cualquier blanco deseado y en cualquier orientación. De este modo, el principal objetivo de esta tesis yace en el desarrollo de algoritmos eficientes de identificación de aeronaves en vuelo de manera no cooperativa, con altas tasas de acierto y empleando una base de datos de blancos obtenida mediante simulación electromagnética. El escenario propuesto consiste en la comparación de firmas radar reales obtenidas en una campaña de medidas con una base de datos compuesta por firmas radar simuladas, con ello se pretende por un lado, simular un escenario más realista, en el que las firmas de los blancos recogidas por el radar no tienen porqué tener la misma calidad que aquellas de la base de datos y por otro, comprobar que la identificación de un avión real mediante simulaciones es posible

Radar target classification by micro-Doppler contributions

This thesis studies non-cooperative automatic radar target classification. Recent developments in silicon-germanium and monolithic microwave integrated circuit technologies allows to build cheap and powerful continuous wave radars. Availability of radars opens new applications in different areas. One of these applications is security. Radars could be used for surveillance of huge areas and detect unwanted moving objects. Determination of the type of the target is essential for such systems. Microwave radars use high frequencies that reflect from objects of millimetre size. The micro-Doppler signature of a target is a time-varying frequency modulated contribution that arose in radar backscattering and caused by the relative movement of separate parts of the target. The micro-Doppler phenomenon allows to classify non-rigid moving objects by analysing their signatures. This thesis is focused on designing of automatic target classification systems based on analysis of micro-Doppler signatures. Analysis of micro-Doppler radar signatures is usually performed by second-order statistics, i.e. common energy-based power spectra and spectrogram. However, the information about phase coupling content in backscattering is totally lost in these energy-based statistics. This useful phase coupling content can be extracted by higher-order spectral techniques. We show that this content is useful for radar target classification in terms of improved robustness to various corruption factors. A problem of unmanned aerial vehicle (UAV) classification using continuous wave radar is covered in the thesis. All steps of processing required to make a decision out of the raw radar data are considered. A novel feature extraction method is introduced. It is based on eigenpairs extracted from the correlation matrix of the signature. Different classes of UAVs are successfully separated in feature space by support vector machine. Within experiments or real radar data, achieved high classification accuracy proves the efficiency of the proposed solutions. Thesis also covers several applications of the automotive radar due to very high growth in technologies for intelligent vehicle radar systems. Such radars are already build-in in the vehicle and ready for new applications. We consider two novel applications. First application is a multi-sensor fusion of video camera and radar for more efficient vehicle-to-vehicle video transmission. Second application is a frequency band invariant pedestrian classification by an automotive radar. This system allows us to use the same signal processing hardware/software for different countries where regulations vary and radars with different operating frequency are required. We consider different radar applications: ground moving target classification, aerial target classification, unmanned aerial vehicles classification, pedestrian classification. The highest priority is given to verification of proposed methods on real radar data collected with frequencies equal to 9.5, 10, 16.8, 24 and 33 GHz

Signal classification at discrete frequencies using machine learning

Incidents such as the 2018 shut down of Gatwick Airport due to a small Unmanned Aerial System (UAS) airfield incursion, have shown that we don’t have routine and consistent detection and classification methods in place to recognise unwanted signals in an airspace. Today, incidents of this nature are taking place around the world regularly. The first stage in mitigating a threat is to know whether a threat is present. This thesis focuses on the detection and classification of Global Navigation Satellite Systems (GNSS) jamming radio frequency (RF) signal types and small commercially available UAS RF signals using machine learning for early warning systems. RF signals can be computationally heavy and sometimes sensitive to collect. With neural networks requiring a lot of information to train from scratch, the thesis explores the use of transfer learning from the object detection field to lessen this burden by using graphical representations of the signal in the frequency and time domain. The thesis shows that utilising the benefits of transfer learning with both supervised and unsupervised learning and graphical signal representations, can provide high accuracy detection and classification, down to the fidelity of whether a small UAS is flying or stationary. By treating the classification of RF signals as an image classification problem, this thesis has shown that transfer learning through CNN feature extraction reduces the need for large datasets while still providing high accuracy results. CNN feature extraction and transfer learning was also shown to improve accuracy as a precursor to unsupervised learning but at a cost of time, while raw images provided a good overall solution for timely clustering. Lastly the thesis has shown that the implementation of machine learning models using a raspberry pi and software defined radio (SDR) provides a viable option for low cost early warning systems

Développement d'algorithmes pour la fonction NCTR - Application des calculs parallèles sur les processeurs GPU.

Le thème principal de cette thèse est l'étude d'algorithmes de reconnaissance de cibles non coopératives (NCTR). Il s'agit de faire de la reconnaissance au sein de la classe "chasseur" en utilisant le profil distance. Nous proposons l'étude de quatre algorithmes : un basé sur l'algorithme des KPPV, un sur les méthodes probabilistes et deux sur la logique floue. Une contrainte majeure des algorithmes NCTR est le contrôle du taux d'erreur tout en maximisant le taux de succès. Nous avons pu montrer que les deux premiers algorithmes ne permettait pas de respecter cette contrainte. Nous avons en revanche proposé deux algorithmes basés sur la logique floue qui permettent de respecter cette contrainte. Ceci se fait au détriment du taux de succès (notamment sur les données réelles) pour le premier des deux algorithmes. Cependant la deuxième version de l'algorithme a permis d'augmenter considérablement le taux de succès tout en gardant le contrôle du taux d'erreur. Le principe de cet algorithme est de caractériser, case distance par case distance, l'appartenance à une classe en introduisant notamment des données acquises en chambre sourde. Nous avons également proposé une procédure permettant d'adapter les données acquises en chambre sourde pour une classe donnée à d'autres classes de cibles. La deuxième contrainte forte des algorithmes NCTR est la contrainte du temps réel. Une étude poussée d'une parallélisation de l'algorithme basé sur les KPPV a été réalisée en début de thèse. Cette étude a permis de faire ressortir les points à prendre en compte lors d'une parallélisation sur GPU d'algorithmes NCTR. Les conclusions tirées de cette étude permettront par la suite de paralléliser de manière efficace sur GPU les futurs algorithmes NCTR et notamment ceux proposés dans le cadre de cette thèse.The main subject of this thesis is the study of algorithms for non-cooperative targets recognition (NCTR). The purpose is to make recognition within "fighter" class using range profile. The study of four algorithms is proposed : one based on the KNN algorithm, one on probabilistic methods and two on fuzzy logic. A major constraint of NCTR algorithms is to control the error rate while maximizing the success rate. We have shown that the two first algorithms are not sufficient to fulfill this requirement. On the other hand, two algorithms based on fuzzy logic have been proposed and meet this requirement. Compliance with this condition is made at the expense of success rate (in particular on real data) for the first of the two algorithms based on fuzzy-logic. However, a second version of the algorithm has greatly increased the success rate while keeping control of the error rate. The principle of this algorithm is to make classification range bin by range bin, with the introduction of data acquired in an anechoic chamber. We also proposed a procedure for adapting the data acquired in an anechoic chamber for a class to another class of targets. The second major constraint algorithms NCTR is the real time constraint. An advanced study of a parallelization on GPU of the algorithm based on KNN was conducted at the beginning of the thesis. This study has helped to identify key points of a parallelization on GPU of NCTR algorithms. Findings from this study will be used to parallelize efficiently on GPU future NCTR algorithms, including those proposed in the thesis.PARIS11-SCD-Bib. électronique (914719901) / SudocSudocFranceF

Advanced signal processing solutions for ATR and spectrum sharing in distributed radar systems

Previously held under moratorium from 11 September 2017 until 16 February 2022This Thesis presents advanced signal processing solutions for Automatic Target Recognition (ATR) operations and for spectrum sharing in distributed radar systems. Two Synthetic Aperture Radar (SAR) ATR algorithms are described for full- and single-polarimetric images, and tested on the GOTCHA and the MSTAR datasets. The first one exploits the Krogager polarimetric decomposition in order to enhance peculiar scattering mechanisms from manmade targets, used in combination with the pseudo-Zernike image moments. The second algorithm employs the Krawtchouk image moments, that, being discrete defined, provide better representations of targets’ details. The proposed image moments based framework can be extended to the availability of several images from multiple sensors through the implementation of a simple fusion rule. A model-based micro-Doppler algorithm is developed for the identification of helicopters. The approach relies on the proposed sparse representation of the signal scattered from the helicopter’s rotor and received by the radar. Such a sparse representation is obtained through the application of a greedy sparse recovery framework, with the goal of estimating the number, the length and the rotation speed of the blades, parameters that are peculiar for each helicopter’s model. The algorithm is extended to deal with the identification of multiple helicopters flying in formation that cannot be resolved in another domain. Moreover, a fusion rule is presented to integrate the results of the identification performed from several sensors in a distributed radar system. Tests performed both on simulated signals and on real signals acquired from a scale model of a helicopter, confirm the validity of the algorithm. Finally, a waveform design framework for joint radar-communication systems is presented. The waveform is composed by quasi-orthogonal chirp sub-carriers generated through the Fractional Fourier Transform (FrFT), with the aim of preserving the radar performance of a typical Linear Frequency Modulated (LFM) pulse while embedding data to be sent to a cooperative system. Techniques aimed at optimise the design parameters and mitigate the Inter-Carrier Interference (ICI) caused by the quasiorthogonality of the chirp sub-carriers are also described. The FrFT based waveform is extensively tested and compared with Orthogonal Frequency Division Multiplexing (OFDM) and LFM waveforms, in order to assess both its radar and communication performance.This Thesis presents advanced signal processing solutions for Automatic Target Recognition (ATR) operations and for spectrum sharing in distributed radar systems. Two Synthetic Aperture Radar (SAR) ATR algorithms are described for full- and single-polarimetric images, and tested on the GOTCHA and the MSTAR datasets. The first one exploits the Krogager polarimetric decomposition in order to enhance peculiar scattering mechanisms from manmade targets, used in combination with the pseudo-Zernike image moments. The second algorithm employs the Krawtchouk image moments, that, being discrete defined, provide better representations of targets’ details. The proposed image moments based framework can be extended to the availability of several images from multiple sensors through the implementation of a simple fusion rule. A model-based micro-Doppler algorithm is developed for the identification of helicopters. The approach relies on the proposed sparse representation of the signal scattered from the helicopter’s rotor and received by the radar. Such a sparse representation is obtained through the application of a greedy sparse recovery framework, with the goal of estimating the number, the length and the rotation speed of the blades, parameters that are peculiar for each helicopter’s model. The algorithm is extended to deal with the identification of multiple helicopters flying in formation that cannot be resolved in another domain. Moreover, a fusion rule is presented to integrate the results of the identification performed from several sensors in a distributed radar system. Tests performed both on simulated signals and on real signals acquired from a scale model of a helicopter, confirm the validity of the algorithm. Finally, a waveform design framework for joint radar-communication systems is presented. The waveform is composed by quasi-orthogonal chirp sub-carriers generated through the Fractional Fourier Transform (FrFT), with the aim of preserving the radar performance of a typical Linear Frequency Modulated (LFM) pulse while embedding data to be sent to a cooperative system. Techniques aimed at optimise the design parameters and mitigate the Inter-Carrier Interference (ICI) caused by the quasiorthogonality of the chirp sub-carriers are also described. The FrFT based waveform is extensively tested and compared with Orthogonal Frequency Division Multiplexing (OFDM) and LFM waveforms, in order to assess both its radar and communication performance

Strategies for Devising Automatic Signal Recognition Algorithms in a Shared Radio Environment

In an increasingly congested and complex radio environment interference is to be expected, which poses problems for Automatic Signal Recognition (ASR) systems. This thesis explores strategies for improving ASR performance in the presence of interference. The thesis breaks the overall research question down into a number of subquestions and explores each of these in turn. A Phase-symmetric Cross Recurrence Plot is developed and used to show how a radio signal can be manipulated to separate information about the modulation from the information being carried. The Logarithmic Cyclic frequency Domain Profile is introduced to illustrate how a logarithmic representation can be used for analysing mixtures of signals with very different cyclic frequencies. After defining a canonical ASR system architecture, the concepts of an Ideal Feature and Interference Selectivity are introduced and applied to typical features used in ASR processing. Finally it is shown how these algorithmic developments can be combined in a Bayesian chain implementation that can accommodate a wide variety of feature extraction algorithms. It is concluded that future ASR systems will require features that can handle a wide range of signal types with much higher levels of interference selectivity if they are to achieve acceptable performance in shared spectrum bands. Intelligent segmentation is shown to be a requirement for future ASR systems unless features can be developed that have near ideal performance