A Hardware-Efficient Hybrid Beamforming Solution for mmWave MIMO Systems

In millimeter wave (mmWave) communication systems, existing hybrid beamforming solutions generally require a large number of high-resolution phase shifters (PSs) to realize analog beamformers, which still suffer from high hardware complexity and power consumption. Targeting at this problem, this article introduces a novel hardware-efficient hybrid precoding/combining architecture, which only employs a limited number of simple phase over-samplers (POSs) and a switch (SW) network to achieve maximum hardware efficiency while maintaining satisfactory spectral efficiency performance. The POS can be realized by a simple circuit and simultaneously outputs several parallel signals with different phases. With the aid of a simple switch network, the analog precoder/combiner is implemented by feeding the signals with appropriate phases to antenna arrays or RF chains. We analyze the design challenges of this POS-SW-based hybrid beamforming architecture and present potential solutions to the fundamental issues, especially the precoder/combiner design and the channel estimation strategy. Simulation results demonstrate that this hardware-efficient structure can achieve comparable spectral efficiency but much higher energy efficiency than that of the traditional structures

A Robust Time-Domain Beam Alignment Scheme for Multi-User Wideband mmWave Systems

Millimeter wave (mmWave) communication with large array gains is a key ingredient of next generation (5G) wireless networks. Effective communication in mmWaves usually depends on the knowledge of the channel. We refer to the problem of finding a narrow beam pair at the transmitter and at the receiver, yielding high Signal to Noise Ratio (SNR) as Beam Alignment (BA). Prior BA schemes typically considered deterministic channels, where the instantaneous channel coefficients are assumed to stay constant for a long time. In this paper, in contrast, we propose a time-domain BA scheme for wideband mmWave systems, where the channel is characterized by multi-path components, different delays, Angle-of-Arrivals/Angle-of-Departures (AoAs/AoDs), and Doppler shifts. In our proposed scheme, the Base Station (BS) probes the channel in the downlink by some sequences with good autocorrelation property (e.g., Pseudo-Noise (PN) sequences), letting each user estimate its best AoA-AoD that connects the user to the BS with two-sided high beamforming gain. We leverage the sparse nature of mmWaves in the AoA-AoD-time domain, and formulate the BA problem as a Compressed Sensing (CS) of a non-negative sparse vector. We use the recently developed Non-Negative Least Squares (NNLS) technique to efficiently find the strongest path connecting the BS and each user. Simulation results show that the proposed scheme outperforms its counterpart in terms of the training overhead and robustness to fast channel variations

Fully-/Partially-Connected Hybrid Beamforming Architectures for mmWave MU-MIMO

Hybrid digital analog (HDA) beamforming has attracted considerable attention in practical implementation of millimeter wave (mmWave) multiuser multiple-input multiple-output (MU-MIMO) systems due to the low power consumption with respect to its fully digital baseband counterpart. The implementation cost, performance, and power efficiency of HDA beamforming depends on the level of connectivity and reconfigurability of the analog beamforming network. In this paper, we investigate the performance of two typical architectures that can be regarded as extreme cases, namely, the fully-connected (FC) and the one-stream-per-subarray (OSPS) architectures. In the FC architecture each RF antenna port is connected to all antenna elements of the array, while in the OSPS architecture the RF antenna ports are connected to disjoint subarrays. We jointly consider the initial beam acquisition and data communication phases, such that the latter takes place by using the beam direction information obtained by the former. We use the state-of-the-art beam alignment (BA) scheme previously proposed by the authors and consider a family of MU-MIMO precoding schemes well adapted to the beam information extracted from the BA phase. We also evaluate the power efficiency of the two HDA architectures taking into account the power dissipation at different hardware components as well as the power backoff under typical power amplifier constraints. Numerical results show that the two architectures achieve similar sum spectral efficiency, while the OSPS architecture is advantageous with respect to the FC case in terms of hardware complexity and power efficiency, at the sole cost of a slightly longer BA time-to-acquisition due to its reduced beam angle resolution

An Overview of Signal Processing Techniques for Millimeter Wave MIMO Systems

Communication at millimeter wave (mmWave) frequencies is defining a new era of wireless communication. The mmWave band offers higher bandwidth communication channels versus those presently used in commercial wireless systems. The applications of mmWave are immense: wireless local and personal area networks in the unlicensed band, 5G cellular systems, not to mention vehicular area networks, ad hoc networks, and wearables. Signal processing is critical for enabling the next generation of mmWave communication. Due to the use of large antenna arrays at the transmitter and receiver, combined with radio frequency and mixed signal power constraints, new multiple-input multiple-output (MIMO) communication signal processing techniques are needed. Because of the wide bandwidths, low complexity transceiver algorithms become important. There are opportunities to exploit techniques like compressed sensing for channel estimation and beamforming. This article provides an overview of signal processing challenges in mmWave wireless systems, with an emphasis on those faced by using MIMO communication at higher carrier frequencies.Comment: Submitted to IEEE Journal of Selected Topics in Signal Processin

Compressive Initial Access and Beamforming Training for Millimeter-Wave Cellular Systems

Initial access (IA) is a fundamental physical layer procedure in cellular systems where user equipment (UE) detects nearby base station (BS) as well as acquire synchronization. Due to the necessity of using antenna array in millimeter-wave (mmW) IA, the channel spatial information can also be inferred. The state-of-the-art directional IA (DIA) uses sector sounding beams with limited angular resolution, and thus requires additional dedicated radio resources, access latency and overhead for refined beam training. To remedy the problem of access latency and overhead in DIA, this work proposes to use a quasi-omni pseudorandom sounding beam for IA, and develops a novel algorithm for joint initial access and fine resolution initial beam training without requiring extra radio resources. We provide the analysis of the proposed algorithm miss detection rate under synchronization error, and further derive Cram\'er-Rao lower bound of angular estimation under frequency offset. Using QuaDRiGa simulator with mmMAGIC model at 28 GHz, the numerical results show that the proposed approach is advantageous to DIA with hierarchical beam training. The proposed algorithm offers up to two order of magnitude access latency saving compared to DIA, when the same discovery, post training SNR, and overhead performance are targeted. This conclusion holds true in various propagation environments and 3D locations of a mmW pico-cell with up to 140m radius.Comment: 14 pages, 7 figures, submitted to IEEE Journal of Selected Topics in Signal Processin

Beamforming Algorithm for Multiuser Wideband Millimeter-Wave Systems with Hybrid and Subarray Architectures

We present a beamforming algorithm for multiuser wideband millimeter wave (mmWave) communication systems where one access point uses hybrid analog/digital beamforming while multiple user stations have phased-arrays with a single RF chain. The algorithm operates in a more general mode than others available in literature and has lower computational complexity and training overhead. Throughout the paper, we describe: i) the construction of novel beamformer sets (codebooks) with wide sector beams and narrow beams based on the orthogonality property of beamformer vectors, ii) a beamforming algorithm that uses training transmissions over the codebooks to select the beamformers that maximize the received sumpower along the bandwidth, and iii) a numerical validation of the algorithm in standard indoor scenarios for mmWave WLANs using channels obtained with both statistical and raytracing models. Our algorithm is designed to serve multiple users in a wideband OFDM system and does not require channel matrix knowledge or a particular channel structure. Moreover, we incorporate antenna-specific aspects in the analysis, such as antenna coupling, element radiation pattern, and beam squint. Although there are no other solutions for the general system studied in this paper, we characterize the algorithm's achievable rate and show that it attains more than 70 percent of the spectral efficiency (between 1.5 and 3 dB SNR loss) with respect to ideal fully-digital beamforming in the analyzed scenarios. We also show that our algorithm has similar sum-rate performance as other solutions in the literature for some special cases, while providing significantly lower computational complexity (with a linear dependence on the number of antennas) and shorter training overhead

Channel Tracking and Hybrid Precoding for Wideband Hybrid Millimeter Wave MIMO Systems

A major source of difficulty when operating with large arrays at mmWave frequencies is to estimate the wideband channel, since the use of hybrid architectures acts as a compression stage for the received signal. Moreover, the channel has to be tracked and the antenna arrays regularly reconfigured to obtain appropriate beamforming gains when a mobile setting is considered. In this paper, we focus on the problem of channel tracking for frequency-selective mmWave channels, and propose two novel channel tracking algorithms that leverage prior statistical information on the angles-of-arrival and angles-of-departure. Exploiting this prior information, we also propose a precoding and combining design method to increase the received SNR during channel tracking, such that near-optimum data rates can be obtained with low-overhead. In our numerical results, we analyze the performance of our proposed algorithms for different system parameters. Simulation results show that, using channel realizations extracted from the 5G New Radio channel model, our proposed channel tracking framework is able to achieve near-optimum data rates

Channel Estimation and Hybrid Precoding for Distributed Phased Arrays Based MIMO Wireless Communications

Distributed phased arrays based multiple-input multiple-output (DPA-MIMO) is a newly introduced architecture that enables both spatial multiplexing and beamforming while facilitating highly reconfigurable hardware implementation in millimeter-wave (mmWave) frequency bands. With a DPA-MIMO system, we focus on channel state information (CSI) acquisition and hybrid precoding. As benefited from a coordinated and open-loop pilot beam pattern design, all the sub-arrays can perform channel sounding with less training overhead compared with the traditional orthogonal operation of each sub-array. Furthermore, two sparse channel recovery algorithms, known as joint orthogonal matching pursuit (JOMP) and joint sparse Bayesian learning with $\ell_2$ reweighting (JSBL-$\ell_2$), are proposed to exploit the hidden structured sparsity in the beam-domain channel vector. Finally, successive interference cancellation (SIC) based hybrid precoding through sub-array grouping is illustrated for the DPA-MIMO system, which decomposes the joint sub-array RF beamformer design into an interactive per-sub-array-group handle. Simulation results show that the proposed two channel estimators fully take advantage of the partial coupling characteristic of DPA-MIMO channels to perform channel recovery, and the proposed hybrid precoding algorithm is suitable for such array-of-sub-arrays architecture with satisfactory performance and low complexity.Comment: accepted by IEEE Transactions on Vehicular Technolog

True-Time-Delay Arrays for Fast Beam Training in Wideband Millimeter-Wave Systems

The best beam steering directions are estimated through beam training, which is one of the most important and challenging tasks in millimeter-wave and sub-terahertz communications. Novel array architectures and signal processing techniques are required to avoid prohibitive beam training overhead associated with large antenna arrays and narrow beams. In this work, we leverage recent developments in true-time-delay (TTD) arrays with large delay-bandwidth products to accelerate beam training using frequency-dependent probing beams. We propose and study two TTD architecture candidates, including analog and hybrid analog-digital arrays, that can facilitate beam training with only one wideband pilot. We also propose a suitable algorithm that requires a single pilot to achieve high-accuracy estimation of angle of arrival. The proposed array architectures are compared in terms of beam training requirements and performance, robustness to practical hardware impairments, and power consumption. The findings suggest that the analog and hybrid TTD arrays achieve a sub-degree beam alignment precision with 66% and 25% lower power consumption than a fully digital array, respectively. Our results yield important design trade-offs among the basic system parameters, power consumption, and accuracy of angle of arrival estimation in fast TTD beam training.Comment: Journal pape

Design of Millimeter-Wave Single-Shot Beam Training for True-Time-Delay Array

Beam training is one of the most important and challenging tasks in millimeter-wave and sub-terahertz communications. Novel transceiver architectures and signal processing techniques are required to avoid prohibitive training overhead when large antenna arrays with narrow beams are used. In this work, we leverage recent developments in wide range true-time-delay (TTD) analog arrays and frequency dependent probing beams to accelerate beam training. We propose an algorithm that achieves high-accuracy angle of arrival estimation with a single training symbol. Further, the impact of TTD front-end impairments on beam training accuracy is investigated, including the impact of gain, phase, and delay errors. Lastly, the study on impairments and required specifications of resolution and range of analog delay taps are used to provide a design insight of energy efficient TTD array, which employs a novel architecture with discrete-time sampling based TTD elements.Comment: SPAWC 202