MIMO-UFMC Transceiver Schemes for Millimeter Wave Wireless Communications

The UFMC modulation is among the most considered solutions for the realization of beyond-OFDM air interfaces for future wireless networks. This paper focuses on the design and analysis of an UFMC transceiver equipped with multiple antennas and operating at millimeter wave carrier frequencies. The paper provides the full mathematical model of a MIMO-UFMC transceiver, taking into account the presence of hybrid analog/digital beamformers at both ends of the communication links. Then, several detection structures are proposed, both for the case of single-packet isolated transmission, and for the case of multiple-packet continuous transmission. In the latter situation, the paper also considers the case in which no guard time among adjacent packets is inserted, trading off an increased level of interference with higher values of spectral efficiency. At the analysis stage, the several considered detection structures and transmission schemes are compared in terms of bit-error-rate, root-mean-square-error, and system throughput. The numerical results show that the proposed transceiver algorithms are effective and that the linear MMSE data detector is capable of well managing the increased interference brought by the removal of guard times among consecutive packets, thus yielding throughput gains of about 10 - 13 $\%$. The effect of phase noise at the receiver is also numerically assessed, and it is shown that the recursive implementation of the linear MMSE exhibits some degree of robustness against this disturbance

Single-Carrier Modulation versus OFDM for Millimeter-Wave Wireless MIMO

This paper presents results on the achievable spectral efficiency and on the energy efficiency for a wireless multiple-input-multiple-output (MIMO) link operating at millimeter wave frequencies (mmWave) in a typical 5G scenario. Two different single-carrier modem schemes are considered, i.e., a traditional modulation scheme with linear equalization at the receiver, and a single-carrier modulation with cyclic prefix, frequency-domain equalization and FFT-based processing at the receiver; these two schemes are compared with a conventional MIMO-OFDM transceiver structure. Our analysis jointly takes into account the peculiar characteristics of MIMO channels at mmWave frequencies, the use of hybrid (analog-digital) pre-coding and post-coding beamformers, the finite cardinality of the modulation structure, and the non-linear behavior of the transmitter power amplifiers. Our results show that the best performance is achieved by single-carrier modulation with time-domain equalization, which exhibits the smallest loss due to the non-linear distortion, and whose performance can be further improved by using advanced equalization schemes. Results also confirm that performance gets severely degraded when the link length exceeds 90-100 meters and the transmit power falls below 0 dBW.Comment: accepted for publication on IEEE Transactions on Communication

Channel estimation techniques for filter bank multicarrier based transceivers for next generation of wireless networks

A dissertation submitted to Faculty of Engineering and the Built Environment, University of the Witwatersrand, Johannesburg, in fulfillment of the requirements for the degree of Master of Science in Engineering (Electrical and Information Engineering), August 2017The fourth generation (4G) of wireless communication system is designed based on the principles of cyclic prefix orthogonal frequency division multiplexing (CP-OFDM) where the cyclic prefix (CP) is used to combat inter-symbol interference (ISI) and inter-carrier interference (ICI) in order to achieve higher data rates in comparison to the previous generations of wireless networks. Various filter bank multicarrier systems have been considered as potential waveforms for the fast emerging next generation (xG) of wireless networks (especially the fifth generation (5G) networks). Some examples of the considered waveforms are orthogonal frequency division multiplexing with offset quadrature amplitude modulation based filter bank, universal filtered multicarrier (UFMC), bi-orthogonal frequency division multiplexing (BFDM) and generalized frequency division multiplexing (GFDM). In perfect reconstruction (PR) or near perfect reconstruction (NPR) filter bank designs, these aforementioned FBMC waveforms adopt the use of well-designed prototype filters (which are used for designing the synthesis and analysis filter banks) so as to either replace or minimize the CP usage of the 4G networks in order to provide higher spectral efficiencies for the overall increment in data rates. The accurate designing of the FIR low-pass prototype filter in NPR filter banks results in minimal signal distortions thus, making the analysis filter bank a time-reversed version of the corresponding synthesis filter bank. However, in non-perfect reconstruction (Non-PR) the analysis filter bank is not directly a time-reversed version of the corresponding synthesis filter bank as the prototype filter impulse response for this system is formulated (in this dissertation) by the introduction of randomly generated errors. Hence, aliasing and amplitude distortions are more prominent for Non-PR. Channel estimation (CE) is used to predict the behaviour of the frequency selective channel and is usually adopted to ensure excellent reconstruction of the transmitted symbols. These techniques can be broadly classified as pilot based, semi-blind and blind channel estimation schemes. In this dissertation, two linear pilot based CE techniques namely the least square (LS) and linear minimum mean square error (LMMSE), and three adaptive channel estimation schemes namely least mean square (LMS), normalized least mean square (NLMS) and recursive least square (RLS) are presented, analyzed and documented. These are implemented while exploiting the near orthogonality properties of offset quadrature amplitude modulation (OQAM) to mitigate the effects of interference for two filter bank waveforms (i.e. OFDM/OQAM and GFDM/OQAM) for the next generation of wireless networks assuming conditions of both NPR and Non-PR in slow and fast frequency selective Rayleigh fading channel. Results obtained from the computer simulations carried out showed that the channel estimation schemes performed better in an NPR filter bank system as compared with Non-PR filter banks. The low performance of Non-PR system is due to the amplitude distortion and aliasing introduced from the random errors generated in the system that is used to design its prototype filters. It can be concluded that RLS, NLMS, LMS, LMMSE and LS channel estimation schemes offered the best normalized mean square error (NMSE) and bit error rate (BER) performances (in decreasing order) for both waveforms assuming both NPR and Non-PR filter banks. Keywords: Channel estimation, Filter bank, OFDM/OQAM, GFDM/OQAM, NPR, Non-PR, 5G, Frequency selective channel.CK201

Waveform Design for 5G and Beyond

5G is envisioned to improve major key performance indicators (KPIs), such as peak data rate, spectral efficiency, power consumption, complexity, connection density, latency, and mobility. This chapter aims to provide a complete picture of the ongoing 5G waveform discussions and overviews the major candidates. It provides a brief description of the waveform and reveals the 5G use cases and waveform design requirements. The chapter presents the main features of cyclic prefix-orthogonal frequency-division multiplexing (CP-OFDM) that is deployed in 4G LTE systems. CP-OFDM is the baseline of the 5G waveform discussions since the performance of a new waveform is usually compared with it. The chapter examines the essential characteristics of the major waveform candidates along with the related advantages and disadvantages. It summarizes and compares the key features of different waveforms.Comment: 22 pages, 21 figures, 2 tables; accepted version (The URL for the final version: https://onlinelibrary.wiley.com/doi/abs/10.1002/9781119333142.ch2

Intersymbol and Intercarrier Interference in OFDM Transmissions through Highly Dispersive Channels

This work quantifies, for the first time, intersymbol and intercarrier interferences induced by very dispersive channels in OFDM systems. The resulting achievable data rate for \wam{suboptimal} OFDM transmissions is derived based on the computation of signal-to-interference-plus-noise ratio for arbitrary length finite duration channel impulse responses. Simulation results point to significant differences between data rates obtained via conventional formulations, for which interferences are supposed to be limited to two or three blocks, versus the data rates considering the actual channel dispersion

A Link Quality Model for Generalised Frequency Division Multiplexing

5G systems aim to achieve extremely high data rates, low end-to-end latency and ultra-low power consumption. Recently, there has been considerable interest in the design of 5G physical layer waveforms. One important candidate is Generalised Frequency Division Multiplexing (GFDM). In order to evaluate its performance and features, system-level studies should be undertaken in a range of scenarios. These studies, however, require highly complex computations if they are performed using bit-level simulators. In this paper, the Mutual Information (MI) based link quality model (PHY abstraction), which has been regularly used to implement system-level studies for Orthogonal Frequency Division Multiplexing (OFDM), is applied to GFDM. The performance of the GFDM waveform using this model and the bit-level simulation performance is measured using different channel types. Moreover, a system-level study for a GFDM based LTE-A system in a realistic scenario, using both a bit-level simulator and this abstraction model, has been studied and compared. The results reveal the accuracy of this model using realistic channel data. Based on these results, the PHY abstraction technique can be applied to evaluate the performance of GFDM based systems in an effective manner with low complexity. The maximum difference in the Packet Error Rate (PER) and throughput results in the abstraction case compared to bit-level simulation does not exceed 4% whilst offering a simulation time saving reduction of around 62,000 times.Comment: 5 pages, 8 figures, accepted in VTC- spring 201

Intersymbol and Intercarrier Interference in OFDM Systems: Unified Formulation and Analysis

A unified matrix formulation is presented for the analysis of intersymbol and intercarrier interference in orthogonal frequency-division multiplexing (OFDM) systems. The proposed formulation relies on six parameters and allows studying various schemes, including those with windowing in the transmitter and/or in the receiver (called windowed OFDM systems), which may add cyclic suffix and/or cyclic prefix (CP), besides the conventional CP-OFDM. The proposed framework encompasses seven different OFDM systems. It considers the overlap-and-add procedure performed in the transmitter of windowed OFDM systems, being jointly formulated with the channel convolution. The intersymbol and intercarrier interference, caused when the order of the channel impulse response is higher than the number of CP samples, is characterized. A new equivalent channel matrix that is useful for calculating both the received signal and the interference power is defined and characterized. Unlike previous works, this new channel matrix has no restrictions on the length of the channel impulse response, which means that the study is not constrained to the particular case of two or three data blocks interfering in the received signal. Theoretical expressions for the powers of three different kinds of interference are derived. These expressions allow calculating the signal-to-interference-plus-noise ratio, useful for computing the data rate of each OFDM system. The proposed formulation is applied to realistic examples, showing its effectiveness through comparisons based on numerical performance assessments of the considered OFDM systems