Uplink Beam Management for Millimeter Wave Cellular MIMO Systems with Hybrid Beamforming

Hybrid analog and digital BeamForming (HBF) is one of the enabling transceiver technologies for millimeter Wave (mmWave) Multiple Input Multiple Output (MIMO) systems. This technology offers highly directional communication, which is able to confront the intrinsic characteristics of mmWave signal propagation. However, the small coherence time in mmWave systems, especially under mobility conditions, renders efficient Beam Management (BM) in standalone mmWave communication a very difficult task. In this paper, we consider HBF transceivers with planar antenna panels and design a multi-level beam codebook for the analog beamformer comprising flat top beams with variable widths. These beams exhibit an almost constant array gain for the whole desired angle width, thereby facilitating efficient hierarchical BM. Focusing on the uplink communication, we present a novel beam training algorithm with dynamic beam ordering, which is suitable for the stringent latency requirements of the latest mmWave standard discussions. Our simulation results showcase the latency performance improvement and received signal-to-noise ratio with different variations of the proposed scheme over the optimum beam training scheme based on exhaustive narrow beam search.Comment: 7 pages; 6 figures; accepted to an IEEE conferenc

Efficient Beam Sweeping Algorithms and Initial Access Protocols for Millimeter-Wave Networks

5G millimeter-wave (mmW) systems rely on electronically steerable antenna arrays to support directional communications. Directionality complicates the initial access (IA) process, whereby a base station (BS) announces itself to nearby user equipments (UEs), giving them the opportunity to associate with this BS. Existing approaches for IA suffer from long discovery time and/or nonnegligable probability of missing UEs. In this paper, we propose FastLink, an efficient IA protocol for mmW systems, in which discovery beacons are transmitted/received using the narrowest possible beams, allowing for high beamforming gains and low misdetection rate, while maintaining low discovery time. Fastlink executes a unique algorithm, called 3-dimensional peak finding (3DPF), to find the best beam in logarithmic time. We formulate the beam-finding process as a sparse problem and use compressive sensing to determine the minimum number of measurements needed for this process. We first study FastLink for the discovery of a single UE and then extend our analysis to a multi-user scenario. Both simulations and over-the-air experiments based on a custom mmW testbed are used to evaluate FastLink. Our results verify its efficiency, and show that it can reduce the search time by 90% compared to the scanning approach used in 802.11ad systems