Beamforming Techniques for Non-Orthogonal Multiple Access in 5G Cellular Networks

In this paper, we develop various beamforming techniques for downlink transmission for multiple-input single-output (MISO) non-orthogonal multiple access (NOMA) systems. First, a beamforming approach with perfect channel state information (CSI) is investigated to provide the required quality of service (QoS) for all users. Taylor series approximation and semidefinite relaxation (SDR) techniques are employed to reformulate the original non-convex power minimization problem to a tractable one. Further, a fairness-based beamforming approach is proposed through a max-min formulation to maintain fairness between users. Next, we consider a robust scheme by incorporating channel uncertainties, where the transmit power is minimized while satisfying the outage probability requirement at each user. Through exploiting the SDR approach, the original non-convex problem is reformulated in a linear matrix inequality (LMI) form to obtain the optimal solution. Numerical results demonstrate that the robust scheme can achieve better performance compared to the non-robust scheme in terms of the rate satisfaction ratio. Further, simulation results confirm that NOMA consumes a little over half transmit power needed by OMA for the same data rate requirements. Hence, NOMA has the potential to significantly improve the system performance in terms of transmit power consumption in future 5G networks and beyond.Comment: accepted to publish in IEEE Transactions on Vehicular Technolog

Multi-Pair Two-Way Relay Network with Harvest-Then-Transmit Users: Resolving Pairwise Uplink-Downlink Coupling

While two-way relaying is a promising way to enhance the spectral efficiency of wireless networks, the imbalance of relay-user distances may lead to excessive wireless power at the nearby-users. To exploit the excessive power, the recently proposed harvest-then-transmit technique can be applied. However, it is well-known that harvest-then-transmit introduces uplink-downlink coupling for a user. Together with the co-dependent relationship between paired users and interference among multiple user pairs, wirelessly powered two-way relay network suffers from the unique pairwise uplink-downlink coupling, and the joint uplink-downlink network design is nontrivial. To this end, for the one pair users case, we show that a global optimal solution can be obtained. For the general case of multi-pair users, based on the rank-constrained difference of convex program, a convergence guaranteed iterative algorithm with an efficient initialization is proposed. Furthermore, a lower bound to the performance of the optimal solution is derived by introducing virtual receivers at relay. Numerical results on total transmit power show that the proposed algorithm achieves a transmit power value close to the lower bound

Principles of Physical Layer Security in Multiuser Wireless Networks: A Survey

This paper provides a comprehensive review of the domain of physical layer security in multiuser wireless networks. The essential premise of physical-layer security is to enable the exchange of confidential messages over a wireless medium in the presence of unauthorized eavesdroppers without relying on higher-layer encryption. This can be achieved primarily in two ways: without the need for a secret key by intelligently designing transmit coding strategies, or by exploiting the wireless communication medium to develop secret keys over public channels. The survey begins with an overview of the foundations dating back to the pioneering work of Shannon and Wyner on information-theoretic security. We then describe the evolution of secure transmission strategies from point-to-point channels to multiple-antenna systems, followed by generalizations to multiuser broadcast, multiple-access, interference, and relay networks. Secret-key generation and establishment protocols based on physical layer mechanisms are subsequently covered. Approaches for secrecy based on channel coding design are then examined, along with a description of inter-disciplinary approaches based on game theory and stochastic geometry. The associated problem of physical-layer message authentication is also introduced briefly. The survey concludes with observations on potential research directions in this area.Comment: 23 pages, 10 figures, 303 refs. arXiv admin note: text overlap with arXiv:1303.1609 by other authors. IEEE Communications Surveys and Tutorials, 201