Caseformer: Pre-training for Legal Case Retrieval Based on Inter-Case Distinctions

Legal case retrieval aims to help legal workers find relevant cases related to their cases at hand, which is important for the guarantee of fairness and justice in legal judgments. While recent advances in neural retrieval methods have significantly improved the performance of open-domain retrieval tasks (e.g., Web search), their advantages have not been observed in legal case retrieval due to their thirst for annotated data. As annotating large-scale training data in legal domains is prohibitive due to the need for domain expertise, traditional search techniques based on lexical matching such as TF-IDF, BM25, and Query Likelihood are still prevalent in legal case retrieval systems. While previous studies have designed several pre-training methods for IR models in open-domain tasks, these methods are usually suboptimal in legal case retrieval because they cannot understand and capture the key knowledge and data structures in the legal corpus. To this end, we propose a novel pre-training framework named Caseformer that enables the pre-trained models to learn legal knowledge and domain-specific relevance information in legal case retrieval without any human-labeled data. Through three unsupervised learning tasks, Caseformer is able to capture the special language, document structure, and relevance patterns of legal case documents, making it a strong backbone for downstream legal case retrieval tasks. Experimental results show that our model has achieved state-of-the-art performance in both zero-shot and full-data fine-tuning settings. Also, experiments on both Chinese and English legal datasets demonstrate that the effectiveness of Caseformer is language-independent in legal case retrieval

Neural Methods for Answer Passage Retrieval over Sparse Collections

Recent advances in machine learning have allowed information retrieval (IR) techniques to advance beyond the stage of handcrafting domain specific features. Specifically, deep neural models incorporate varying levels of features to learn whether a document answers the information need of a query. However, these neural models rely on a large number of parameters to successfully learn a relation between a query and a relevant document. This reliance on a large number of parameters, combined with the current methods of optimization relying on small updates necessitates numerous samples to allow the neural model to converge on an effective relevance function. This presents a significant obstacle in the realm of IR as relevance judgements are often sparse or noisy and combined with a large class imbalance. This is especially true for short text retrieval where there is often only one relevant passage. This problem is exacerbated when training these artificial neural networks, as excessive negative sampling can result in poor performance. Thus, we propose approaching this task through multiple avenues and examining their effectiveness on a non-factoid question answering (QA) task.We first propose learning local embeddings specific to the relevance information of the collection to improve performance of an upstream neural model. In doing so, we find significantly improved results over standard pre-trained embeddings, despite only developing the embeddings on a small collection which would not be sufficient for a full language model. Leveraging this local representation, and inspired by recent work in machine translation, we introduce a hybrid embedding based model that incorporates both pre-trained embeddings while dynamically constructing local representations from character embeddings. The hybrid approach relies on pre-trained embeddings to achieve an effective retrieval model, and continually adjusts its character level abstraction to fit a local representation.We next approach methods to adapt neural models to multiple IR collections, therefore reducing the collection specific training required and alleviating the need to retrain a neural model\u27s parameters for a new subdomain of a collection. First, we propose an adversarial retrieval model which achieves state-of-the-art performance on out of subdomain queries while maintaining in-domain performance. Second, we establish an informed negative sampling approach using a reinforcement learning agent. The agent is trained to directly maximize the performance of a neural IR model using a predefined IR metric by choosing which ranking function from which to sample negative documents. This policy based sampling allows the neural model to be exposed to more of a collection and results in a more consistent neural retrieval model over multiple training instances. Lastly, we move towards a universal retrieval function. We initially introduce a probe-based inspection of neural relevance models through the lens of standard natural language processing tasks and establish that while seemingly similar QA collections require the same basic abstract information, the final layers that determine relevance differ significantly. We then introduce Universal Retrieval Functions, a method to incorporate new collections using a library of previously trained linear relevance models and a common neural representation

Applying digital content management to support localisation

The retrieval and presentation of digital content such as that on the World Wide Web (WWW) is a substantial area of research. While recent years have seen huge expansion in the size of web-based archives that can be searched efficiently by commercial search engines, the presentation of potentially relevant content is still limited to ranked document lists represented by simple text snippets or image keyframe surrogates. There is expanding interest in techniques to personalise the presentation of content to improve the richness and effectiveness of the user experience. One of the most significant challenges to achieving this is the increasingly multilingual nature of this data, and the need to provide suitably localised responses to users based on this content. The Digital Content Management (DCM) track of the Centre for Next Generation Localisation (CNGL) is seeking to develop technologies to support advanced personalised access and presentation of information by combining elements from the existing research areas of Adaptive Hypermedia and Information Retrieval. The combination of these technologies is intended to produce significant improvements in the way users access information. We review key features of these technologies and introduce early ideas for how these technologies can support localisation and localised content before concluding with some impressions of future directions in DCM

Robust audio indexing for Dutch spoken-word collections

Abstract—Whereas the growth of storage capacity is in accordance with widely acknowledged predictions, the possibilities to index and access the archives created is lagging behind. This is especially the case in the oral history domain and much of the rich content in these collections runs the risk to remain inaccessible for lack of robust search technologies. This paper addresses the history and development of robust audio indexing technology for searching Dutch spoken-word collections and compares Dutch audio indexing in the well-studied broadcast news domain with an oral-history case-study. It is concluded that despite significant advances in Dutch audio indexing technology and demonstrated applicability in several domains, further research is indispensable for successful automatic disclosure of spoken-word collections

A spoken document retrieval application in the oral history domain

The application of automatic speech recognition in the broadcast news domain is well studied. Recognition performance is generally high and accordingly, spoken document retrieval can successfully be applied in this domain, as demonstrated by a number of commercial systems. In other domains, a similar recognition performance is hard to obtain, or even far out of reach, for example due to lack of suitable training material. This is a serious impediment for the successful application of spoken document retrieval techniques for other data then news. This paper outlines our first steps towards a retrieval system that can automatically be adapted to new domains. We discuss our experience with a recently implemented spoken document retrieval application attached to a web-portal that aims at the disclosure of a multimedia data collection in the oral history domain. The paper illustrates that simply deploying an off-theshelf\ud broadcast news system in this task domain will produce error rates that are too high to be useful for retrieval tasks. By applying adaptation techniques on the acoustic level and language model level, system performance can be improved considerably, but additional research on unsupervised adaptation and search interfaces is required to create an adequate search environment based on speech transcripts

Personalized Fuzzy Text Search Using Interest Prediction and Word Vectorization

In this paper we study the personalized text search problem. The keyword based search method in conventional algorithms has a low efficiency in understanding users' intention since the semantic meaning, user profile, user interests are not always considered. Firstly, we propose a novel text search algorithm using a inverse filtering mechanism that is very efficient for label based item search. Secondly, we adopt the Bayesian network to implement the user interest prediction for an improved personalized search. According to user input, it searches the related items using keyword information, predicted user interest. Thirdly, the word vectorization is used to discover potential targets according to the semantic meaning. Experimental results show that the proposed search engine has an improved efficiency and accuracy and it can operate on embedded devices with very limited computational resources

Improving Retrieval-Based Question Answering with Deep Inference Models

Question answering is one of the most important and difficult applications at the border of information retrieval and natural language processing, especially when we talk about complex science questions which require some form of inference to determine the correct answer. In this paper, we present a two-step method that combines information retrieval techniques optimized for question answering with deep learning models for natural language inference in order to tackle the multi-choice question answering in the science domain. For each question-answer pair, we use standard retrieval-based models to find relevant candidate contexts and decompose the main problem into two different sub-problems. First, assign correctness scores for each candidate answer based on the context using retrieval models from Lucene. Second, we use deep learning architectures to compute if a candidate answer can be inferred from some well-chosen context consisting of sentences retrieved from the knowledge base. In the end, all these solvers are combined using a simple neural network to predict the correct answer. This proposed two-step model outperforms the best retrieval-based solver by over 3% in absolute accuracy.Comment: 8 pages, 2 figures, 8 tables, accepted at IJCNN 201

Multi modal multi-semantic image retrieval

PhDThe rapid growth in the volume of visual information, e.g. image, and video can overwhelm users’ ability to find and access the specific visual information of interest to them. In recent years, ontology knowledge-based (KB) image information retrieval techniques have been adopted into in order to attempt to extract knowledge from these images, enhancing the retrieval performance. A KB framework is presented to promote semi-automatic annotation and semantic image retrieval using multimodal cues (visual features and text captions). In addition, a hierarchical structure for the KB allows metadata to be shared that supports multi-semantics (polysemy) for concepts. The framework builds up an effective knowledge base pertaining to a domain specific image collection, e.g. sports, and is able to disambiguate and assign high level semantics to ‘unannotated’ images. Local feature analysis of visual content, namely using Scale Invariant Feature Transform (SIFT) descriptors, have been deployed in the ‘Bag of Visual Words’ model (BVW) as an effective method to represent visual content information and to enhance its classification and retrieval. Local features are more useful than global features, e.g. colour, shape or texture, as they are invariant to image scale, orientation and camera angle. An innovative approach is proposed for the representation, annotation and retrieval of visual content using a hybrid technique based upon the use of an unstructured visual word and upon a (structured) hierarchical ontology KB model. The structural model facilitates the disambiguation of unstructured visual words and a more effective classification of visual content, compared to a vector space model, through exploiting local conceptual structures and their relationships. The key contributions of this framework in using local features for image representation include: first, a method to generate visual words using the semantic local adaptive clustering (SLAC) algorithm which takes term weight and spatial locations of keypoints into account. Consequently, the semantic information is preserved. Second a technique is used to detect the domain specific ‘non-informative visual words’ which are ineffective at representing the content of visual data and degrade its categorisation ability. Third, a method to combine an ontology model with xi a visual word model to resolve synonym (visual heterogeneity) and polysemy problems, is proposed. The experimental results show that this approach can discover semantically meaningful visual content descriptions and recognise specific events, e.g., sports events, depicted in images efficiently. Since discovering the semantics of an image is an extremely challenging problem, one promising approach to enhance visual content interpretation is to use any associated textual information that accompanies an image, as a cue to predict the meaning of an image, by transforming this textual information into a structured annotation for an image e.g. using XML, RDF, OWL or MPEG-7. Although, text and image are distinct types of information representation and modality, there are some strong, invariant, implicit, connections between images and any accompanying text information. Semantic analysis of image captions can be used by image retrieval systems to retrieve selected images more precisely. To do this, a Natural Language Processing (NLP) is exploited firstly in order to extract concepts from image captions. Next, an ontology-based knowledge model is deployed in order to resolve natural language ambiguities. To deal with the accompanying text information, two methods to extract knowledge from textual information have been proposed. First, metadata can be extracted automatically from text captions and restructured with respect to a semantic model. Second, the use of LSI in relation to a domain-specific ontology-based knowledge model enables the combined framework to tolerate ambiguities and variations (incompleteness) of metadata. The use of the ontology-based knowledge model allows the system to find indirectly relevant concepts in image captions and thus leverage these to represent the semantics of images at a higher level. Experimental results show that the proposed framework significantly enhances image retrieval and leads to narrowing of the semantic gap between lower level machinederived and higher level human-understandable conceptualisation