Antennas and Propagation Aspects for Emerging Wireless Communication Technologies

The increasing demand for high data rate applications and the delivery of zero-latency multimedia content drives technological evolutions towards the design and implementation of next-generation broadband wireless networks. In this context, various novel technologies have been introduced, such as millimeter wave (mmWave) transmission, massive multiple input multiple output (MIMO) systems, and non-orthogonal multiple access (NOMA) schemes in order to support the vision of fifth generation (5G) wireless cellular networks. The introduction of these technologies, however, is inextricably connected with a holistic redesign of the current transceiver structures, as well as the network architecture reconfiguration. To this end, ultra-dense network deployment along with distributed massive MIMO technologies and intermediate relay nodes have been proposed, among others, in order to ensure an improved quality of services to all mobile users. In the same framework, the design and evaluation of novel antenna configurations able to support wideband applications is of utmost importance for 5G context support. Furthermore, in order to design reliable 5G systems, the channel characterization in these frequencies and in the complex propagation environments cannot be ignored because it plays a significant role. In this Special Issue, fourteen papers are published, covering various aspects of novel antenna designs for broadband applications, propagation models at mmWave bands, the deployment of NOMA techniques, radio network planning for 5G networks, and multi-beam antenna technologies for 5G wireless communications

Design and Synthesis of Dual Polarized Millimetre Wave Array Antennas for Advanced Wireless Communications

The millimetre-wave (mmWave) antenna arrays in traditional designs are usually very complicated, bulky and expensive. They suffer compromised radiation efficiency because of high insertion loss caused by the intricate feed networks. In addition, the cross polarization level is degraded, especially for the multibeam antenna arrays. To reduce the complexity and improve the electric characteristics, it is significant to develop mmWave antenna arrays with multi-functionality such as dual polarization, cross polarization suppression, beam switching and power splitting/combining, etc.In this thesis, four designs of sub-mmWave and mmWave dual polarized antenna arrays with low complexity, compact size and good electrical performance are proposed. Firstly, a dual slant polarized cavity-backed slot-coupled patch antenna arrays with modified feed networks is developed. This antenna array features high XPD, simple structure and low profile. Then, a dual polarized 2D multibeam shorted-patch antenna array with high XPD when beams scan to the maximum pointing angles is developed. Differential feed technique is used to design the multibeam antenna array for the first time. The third design is a dual polarized frequency-scanning cross slot antenna array realized on a single laminate. To enable high port isolation and excitation from orthogonal directions, a SIW crossover is proposed. This antenna array shows advantages in terms of low complexity, high XPD, high aperture efficiency and wide beam scanning range. A dual polarized slot-coupled patch antenna array differentially fed by an orthomode transducer is developed in the last design. The feed networks are taken into consideration of designing the subarray antenna. The via-loaded crossover is used to enable structure simplification and triple resonance is excited to improve operation bandwidth. This antenna array features low complexity, high XPD, high radiation efficiency, high gain and high integration.In this thesis, the design methods and synthesis procedures are detailed in order todeliver a comprehensive guide of designing the dual polarized antenna arrays. The design concept and outcomes of these antenna arrays are evaluated in the high frequency fullwave solver. All of the antenna arrays are prototyped and measured for validating the simulations. The measurements are in good agreement with the simulations, evidencing that the proposed antenna arrays have advantages in terms of high XPD, high aperture efficiency, high port isolation, low complexity and low profile. The design concepts depicted in this thesis and the developed antenna arrays could find potential applications in mobile communication systems and satellite communication systems

Radar Technology

In this book “Radar Technology”, the chapters are divided into four main topic areas: Topic area 1: “Radar Systems” consists of chapters which treat whole radar systems, environment and target functional chain. Topic area 2: “Radar Applications” shows various applications of radar systems, including meteorological radars, ground penetrating radars and glaciology. Topic area 3: “Radar Functional Chain and Signal Processing” describes several aspects of the radar signal processing. From parameter extraction, target detection over tracking and classification technologies. Topic area 4: “Radar Subsystems and Components” consists of design technology of radar subsystem components like antenna design or waveform design

Artificial materials for microwave applications

This thesis has focussed on the properties and manufacturing techniques of artificial RF materials. These artificial materials can be divided into two types depending on the whether their individual unit cell is resonant or non-resonant. Both these types have been discussed. It has been shown that the efficiency and bandwidth of a patch antenna using a flexible 3D printed substrate can be improved by using composite materials as heterogeneous substrates. Composite materials with a large range of relative permittivity values were manufactured by combing 3D printing with commercial laminates. An equation to design such composite materials has been presented. The engineering tolerance and repeatability of 3D printing as a manufacturing process to fabricate ‘on demand’ dielectrics has been presented. [Continues.

1-D broadside-radiating leaky-wave antenna based on a numerically synthesized impedance surface

A newly-developed deterministic numerical technique for the automated design of metasurface antennas is applied here for the first time to the design of a 1-D printed Leaky-Wave Antenna (LWA) for broadside radiation. The surface impedance synthesis process does not require any a priori knowledge on the impedance pattern, and starts from a mask constraint on the desired far-field and practical bounds on the unit cell impedance values. The designed reactance surface for broadside radiation exhibits a non conventional patterning; this highlights the merit of using an automated design process for a design well known to be challenging for analytical methods. The antenna is physically implemented with an array of metal strips with varying gap widths and simulation results show very good agreement with the predicted performance

Dynamic Capacity Enhancement using a Smart Antenna in Mobile Telecommunications Networks

This work describes an investigation into the performance of antennas for mobile base station applications and techniques for improving the coverage and capacity within a base station cell. The work starts by tracing the development of mobile systems, both in technical and commercial terms, from the earliest analogue systems to present day broadband systems and includes anticipated future developments. This is followed by an outline of how smart antenna systems can be utilised to improve cell coverage and capacity. A novel smart antenna system incorporating an array of slant ± 450 dual- polarised stacked patch elements four columns wide excited by a novel multi-beam forming and beam shaping network has been designed, simulated and implemented. It is found that for an ideal smart antenna array, four narrow overlapping beams, one wide “broadcast channel” beam and right and left shaped beams can be provided. Results are presented for the simulation of the smart antenna system using CST EM simulation software which inherently includes mutual coupling and the effects of a truncated ground plane on the element patterns. The results show some significant changes to the desired set of coverage patterns and various mutual coupling compensation techniques have been reviewed. An improved design technique has been developed for compensating the performance degrading effects of mutual coupling and finite ground plane dimensions in microstrip antenna arrays. The improved technique utilises combination of two previously known techniques: complex excitation weights compensation by inversion of the array mutual coupling scattering matrix and the incorporation of a WAIM (wide angle impedance matching) sheet. The technique has been applied to a novel multi-beam smart antenna array to demonstrate the efficacy of the technique by electromagnetic simulation. In addition, a demonstrator array has been constructed and tested which has yielded a positive conformation of the simulation results. For the developed demonstrator array which provides seven different beams, beams “footprints” have been predicted both for free space propagation and for urban propagation to evaluate the dynamic capacity performance of the smart antenna in a 3G mobile network. The results indicate that sector capacity can be dynamically tailored to user demand profiles by selection of the appropriate beam patterns provided by the novel smart antenna system

Beam scanning by liquid-crystal biasing in a modified SIW structure

A fixed-frequency beam-scanning 1D antenna based on Liquid Crystals (LCs) is designed for application in 2D scanning with lateral alignment. The 2D array environment imposes full decoupling of adjacent 1D antennas, which often conflicts with the LC requirement of DC biasing: the proposed design accommodates both. The LC medium is placed inside a Substrate Integrated Waveguide (SIW) modified to work as a Groove Gap Waveguide, with radiating slots etched on the upper broad wall, that radiates as a Leaky-Wave Antenna (LWA). This allows effective application of the DC bias voltage needed for tuning the LCs. At the same time, the RF field remains laterally confined, enabling the possibility to lay several antennas in parallel and achieve 2D beam scanning. The design is validated by simulation employing the actual properties of a commercial LC medium

Analytical Design Procedures for the Odd Mode of Ridge Gap Waveguide Devices and Antennas

The millimeter-wave (mm-wave) band has attracted attention due to its wideband characteristics that make it able to support multi-gigabit per second data rate. Nevertheless, the performance of mm-wave wireless communication systems is restricted due to attenuation loss. Design of mm-wave components and antennas is rapidly growing with the current evolution in the wireless communication systems. However, the traditional waveguide structures such as microstrip, coplanar, substrate integrated waveguide, and rectangular waveguide either suffer from high losses or difficulty in manufacturing at mm-wave band. The ridge gap waveguide (RGW) technology is considered as a promising waveguide technology for the mm-wave band. RGW technology overcomes the conventional guiding structure problems as the wave propagates in an air gap region which eliminates the dielectric loss. Moreover, RGW does not need any electrical contacts, unlike traditional rectangular waveguides. Also, the RGW can be implemented in the printed form (PRGW) for easy integration with other planer system components. In this thesis, the use of the odd mode (TE10 (RGW)) RGW to design mm-wave components and antennas is presented. First, a systematic design methodology for the RGW using hybrid PEC/PMC waveguide approximation is presented. This reduces the design time using full wave simulators. The concept has been verified by simulation and experimental measurements. Second, two different methods to excite the odd mode in RGW are studied and investigated. In the first method, a planar L-shape RGW is used where less than -10 dB reflection coefficient is achieved, from 28 to 36 GHz, and more than 93% of the input power has been converted into the odd mode at the output port. The second method uses a magic tee with a shorted sum port and provides a wideband pure odd mode at the output port with reflection coefficient less than -10 dB from 28 GHz to 39 GHz. Other mm-wave components based on odd mode TE10 RGW are designed and presented including a Y-junction power divider and 3 dB forward coupler are designed for the first time in RGW technology. The Y-junction has a wideband matching from 28 to 34 GHz with a reflection coefficient less than -15 dB and the transmission output levels are about -3.3 dB. The usefulness of the odd mode RGW lies in the ability to increase the channel bandwidth that has been achieved by designing a dual-mode RGW. A magic tee is used to simultaneously excite the fundamental mode Q-TEM and the odd mode TE10 (RGW) on the ridgeline. The proposed dual-mode RGW performance is verified through simulation and measurement of a back-to-back configuration. The proposed design achieves a matching level less than -10 dB for the two modes over the frequency range from 29 GHz to 34.5 GHz with isolation better than 23 dB. The dual-mode RGW is then used to feed a reconfigurable Vivaldi horn antenna where two different radiation patterns can be obtained depending on the excited mode. The Q-TEM generates a single beam pattern, while the odd mode TE10 (RGW) generates a dual-beam pattern. The maximum gain for the single beam radiation is 12.1 dBi, while it is 10.43 dBi for the dual-beam pattern. The bandwidth of the dual-mode antenna is 25% at 32 GHz with impedance matching less than -10 dB and isolation better than 20 dB. Finally, several antennas are presented in this thesis based on the odd mode RGW. A novel differential feeding cavity antenna using the odd mode of RGW is presented. The measured results show good performance in terms of gain, bandwidth, sidelobe level, and cross-polarization. The maximum gain is 16.5 dBi, and the sidelobe level is -17 dB and -13.8 dB, for the E-plane and H-plane, respectively. Moreover, the proposed antenna has low cross-polarization levels of -35 dB in the E-plane and -27 dB in the H-plane. In addition, two 2x1 linear frequency scanning array antennas are designed and implemented using the proposed Y-junction to generate single beam and dual-beam patterns. The beam scan is from -11(degree) to -40(degree) at 28 GHz and 32 GHz, respectively

Photonic Vector Processing Techniques for Radiofrequency Signals

[EN] The processing of radiofrequency signals using photonics means is a discipline that appeared almost at the same time as the laser and the optical fibre. Photonics offers the capability of managing broadband radiofrequency (RF) signals thanks to its low transmission attenuation, a variety of linear and non-linear phenomena and, recently, the potential to implement integrated photonic subsystems. These features open the door for the implementation of multiple functionalities including optical transportation, up and down frequency conversion, optical RF filtering, signal multiplexing, de-multiplexing, routing and switching, optical sampling, tone generation, delay control, beamforming and photonic generation of digital modulations, and even a combination of several of these functionalities. This thesis is focused on the application of vector processing in the optical domain to radiofrequency signals in two fields of application: optical beamforming, and photonic vector modulation and demodulation of digital quadrature amplitude modulations. The photonic vector control enables to adjust the amplitude and phase of the radiofrequency signals in the optical domain, which is the fundamental processing that is required in different applications such as beamforming networks for direct radiating array (DRA) antennas and multilevel quadrature modulation. The work described in this thesis include different techniques for implementing a photonic version of beamforming networks for direct radiating arrays (DRA) known as optical beamforming networks (OBFN), with the objectives of providing a precise control in terrestrial applications of broadband signals at very high frequencies above 40 GHz in communication antennas, optimizing the size and mass when compared with the electrical counterparts in space application, and presenting new photonic-based OBFN functionalities. Thus, two families of OBFNs are studied: fibre-based true time delay architectures and integrated networks. The first allow the control of broadband signals using dispersive optical fibres with wavelength division multiplexing techniques and advanced functionalities such as direction of arrival estimation in receiving architectures. In the second, passive OBFNs based on monolithically-integrated Optical Butler Matrices are studied, including an ultra-compact solution using optical heterodyne techniques in silicon-on-insulator (SOI) material, and an alternative implementing a homodyne counterpart in germanium doped silica material. In this thesis, the application of photonic vector processing to the generation of quadrature digital modulations has also been investigated. Multilevel modulations are based on encoding digital information in discrete states of phase and amplitude of an electrical signal to enhance spectral efficiency, as for instance, in quadrature modulation. The signal process required for generating and demodulating this kind of signals involves vector processing (phase and amplitude control) and frequency conversion. Unlike the common electronic or digital implementation, in this thesis, different photonic based signal processing techniques are studied to produce digital modulation (photonic vector modulation, PVM) and demodulation (PVdM). These techniques are of particular interest in the case of broadband signals where the data rate required to be managed is in the order of gigabit per second, for applications like wireless backhauling of metro optical networks (known as fibre-to-the-air). The techniques described use optical dispersion in optical fibres, wavelength division multiplexing and photonic up/down conversion. Additionally, an optical heterodyne solution implemented monolithically in a photonic integrated circuit (PIC) is also described.[ES] El procesamiento de señales de radiofrecuencia (RF) utilizando medios fotónicos es una disciplina que apareció casi al mismo tiempo que el láser y la fibra óptica. La fotónica ofrece la capacidad de manipular señales de radiofrecuencia de banda ancha, una baja atenuación, procesados basados en una amplia variedad de fenómenos lineales y no lineales y, recientemente, el potencial para implementar subsistemas fotónicos integrados. Estas características ofrecen un gran potencial para la implementación de múltiples funcionalidades incluyendo transporte óptico, conversión de frecuencia, filtrado óptico de RF, multiplexación y demultiplexación de señales, encaminamiento y conmutación, muestreo óptico, generación de tonos, líneas de retardo, conformación de haz en agrupaciones de antenas o generación fotónica de modulaciones digitales, e incluso una combinación de varias de estas funcionalidades. Esta tesis se centra en la aplicación del procesamiento vectorial en el dominio óptico de señales de radiofrecuencia en dos campos de aplicación: la conformación óptica de haces y la modulación y demodulación vectorial fotónica de señales digitales en cuadratura. El control fotónico vectorial permite manipular la amplitud y fase de las señales de radiofrecuencia en el dominio óptico, que es el procesamiento fundamental que se requiere en diferentes aplicaciones tales como las redes de conformación de haces para agrupaciones de antenas y en la modulación en cuadratura. El trabajo descrito en esta tesis incluye diferentes técnicas para implementar una versión fotónica de las redes de conformación de haces de en agrupaciones de antenas, conocidas como redes ópticas de conformación de haces (OBFN). Se estudian dos familias de redes: arquitecturas de retardo en fibra óptica y arquitecturas integradas. Las primeras permiten el control de señales de banda ancha utilizando fibras ópticas dispersivas con técnicas de multiplexado por división de longitud de onda y funcionalidades avanzadas tales como la estimación del ángulo de llegada de la señal en la antena receptora. En la segunda, se estudian redes de conformación pasivas basadas en Matrices de Butler ópticas integradas, incluyendo una solución ultra-compacta utilizando técnicas ópticas heterodinas en silicio sobre aislante (SOI), y una alternativa homodina en sílice dopado con germanio. En esta tesis, también se han investigado técnicas de procesado vectorial fotónico para la generación de modulaciones digitales en cuadratura. Las modulaciones multinivel codifican la información digital en estados discretos de fase y amplitud de una señal eléctrica para aumentar su eficiencia espectral, como por ejemplo la modulación en cuadratura. El procesado necesario para generar y demodular este tipo de señales implica el procesamiento vectorial (control de amplitud y fase) y la conversión de frecuencia. A diferencia de la implementación electrónica o digital convencional, en esta tesis se estudian diferentes técnicas de procesado fotónico tanto para la generación de modulaciones digitales (modulación vectorial fotónica, PVM) como para su demodulación (PVdM). Esto es de particular interés en el caso de señales de banda ancha, donde la velocidad de datos requerida es del orden de gigabits por segundo, para aplicaciones como backhaul inalámbrico de redes ópticas metropolitanas (conocida como fibra hasta el aire). Las técnicas descritas se basan en explotar la dispersión cromática de la fibra óptica, la multiplexación por división de longitud de onda y la conversión en frecuencia. Además, se presenta una solución heterodina implementada monolíticamente en un circuito integrado fotónico (PIC).[CA] El processament de senyals de radiofreqüència (RF) utilitzant mitjans fotònics és una disciplina que va aparèixer gairebé al mateix temps que el làser i la fibra òptica. La fotònica ofereix la capacitat de manipular senyals de radiofreqüència de banda ampla, una baixa atenuació, processats basats en una àmplia varietat de fenòmens lineals i no lineals i, recentment, el potencial per implementar subsistemes fotònics integrats. Aquestes característiques ofereixen un gran potencial per a la implementació de múltiples funcionalitats incloent transport òptic, conversió de freqüència, filtrat òptic de RF, multiplexació i demultiplexació de senyals, encaminament i commutació, mostreig òptic, generació de tons, línies de retard, conformació de feix en agrupacions d'antenes i la generació fotònica de modulacions digitals, i fins i tot una combinació de diverses d'aquestes funcionalitats. Aquesta tesi es centra en l'aplicació del processament vectorial en el domini òptic de senyals de radiofreqüència en dos camps d'aplicació: la conformació òptica de feixos i la modulació i demodulació vectorial fotònica de senyals digitals en quadratura. El control fotònic vectorial permet manipular l'amplitud i la fase dels senyals de radiofreqüència en el domini òptic, que és el processament fonamental que es requereix en diferents aplicacions com ara les xarxes de conformació de feixos per agrupacions d'antenes i en modulació multinivell. El treball descrit en aquesta tesi inclou diferents tècniques per implementar una versió fotònica de les xarxes de conformació de feixos en agrupacions d'antenes, conegudes com a xarxes òptiques de conformació de feixos (OBFN), amb els objectius de proporcionar un control precís en aplicacions terrestres de senyals de banda ampla a freqüències molt altes per sobre de 40 GHz en antenes de comunicacions, optimitzant la mida i el pes quan es compara amb els homòlegs elèctrics en aplicacions espacials, i la presentació de noves funcionalitats fotòniques per agrupacions d'antenes. Per tant, s'estudien dues famílies de OBFNs: arquitectures de retard en fibra òptica i arquitectures integrades. Les primeres permeten el control de senyals de banda ampla utilitzant fibres òptiques dispersives amb tècniques de multiplexació per divisió en longitud d'ona i funcionalitats avançades com ara l'estimació de l'angle d'arribada del senyal a l'antena receptora. A la segona, s'estudien xarxes de conformació passives basades en Matrius de Butler òptiques en fotònica integrada, incloent una solució ultra-compacta utilitzant tècniques òptiques heterodinas en silici sobre aïllant (SOI), i una alternativa homodina en sílice dopat amb germani. D'altra banda, també s'ha investigat en aquesta tesi tècniques de processament vectorial fotònic per a la generació de modulacions digitals en quadratura. Les modulacions multinivell codifiquen la informació digital en estats discrets de fase i amplitud d'un senyal elèctric per augmentar la seva eficiència espectral, com ara la modulació en quadratura. El processat necessari per generar i desmodular aquest tipus de senyals implica el processament vectorial (control d'amplitud i fase) i la conversió de freqüència. A diferència de la implementació electrònica o digital convencional, en aquesta tesi s'estudien diferents tècniques de processament fotònic tant per a la generació de modulacions digitals (modulació vectorial fotònica, PVM) com per la seva demodulació (PVdM). Això és de particular interès en el cas de senyals de banda ampla, on la velocitat de dades requerida és de l'ordre de gigabits per segon, per a aplicacions com backhaul sense fils de xarxes òptiques metropolitanes (coneguda com fibra fins l'aire). Les tècniques descrites es basen en explotar la dispersió cromàtica de la fibra òptica, la multiplexació per divisió en longitud d'ona i la conversió en freqüència. A més, es presePiqueras Ruipérez, MÁ. (2016). Photonic Vector Processing Techniques for Radiofrequency Signals [Tesis doctoral no publicada]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/63264TESI

Electromagnetic interactions in one-dimensional metamaterials

All data created during this research is available in ORE at https://doi.org/10.24378/exe.630Metamaterials offer the freedom to tune the rich electromagnetic coupling between the constituent meta-atoms to tailor their collective electromagnetic response. Therefore, a comprehensive understanding of the nature of electromagnetic interactions between meta-atoms is necessary for novel metamaterial design, which is provided in the first part of this thesis. The subsequent work in the thesis applies the understanding from the first part to design and demonstrate novel one-dimensional metamaterials that overcome the limitations of metamaterials proposed in literature or exhibit electromagnetic responses not previously observed. Split-ring Resonators (SRRs) are a fundamental building block of many electromagnetic metamaterials. In the first part of the work in this thesis, it is shown that bianisotropic SRRs (with magneto-electric cross-polarisation) when in close proximity to each other, exhibit a rich coupling that involves both electric and magnetic interactions. The strength and nature of the coupling between two identical SRRs are studied experimentally and computationally as a function of their separation and relative orientation. The electric and magnetic couplings are characterised and it is found that, when SRRs are close enough to be in each other's near-field, the electric and magnetic couplings may either reinforce each other or act in opposition. At larger separations retardation effects become important. The findings on the electromagnetic interactions between bianisotropic resonators are next applied to developing a one-dimensional ultra-wideband backward-wave metamaterial waveguide. The key concept on which the metamaterial waveguide is built is electro-inductive wave propagation, which has emerged as an attractive solution for designing backward-wave supporting metamaterials. Stacked metasurfaces etched with complementary SRRs (CSRRs) have also been shown to exhibit a broadband negative dispersion. It is demonstrated through experiment and numerical modeling, that the operational bandwidth of a CSRR metamaterial waveguide can be improved by restricting the cross-polarisation effects in the constituent meta-atoms. The metamaterial waveguide constructed using the modified non-bianisotropic CSRRs are found to have a fractional bandwidth of 56.3\% which, based on a thorough search of relevant literature, is the broadest reported value for an electro-inductive metamaterial. A traditional coupled-dipole toy-model is presented as a tool to understand the field interactions in CSRR based metamaterials, and to explain the origin of their negative dispersion response. This metamaterial waveguide should be of assistance in the design of broadband backward-wave metamaterial devices, with enhanced electro-inductive waveguiding effects. In the final part of the thesis, a one-dimensional metamaterial prototype that permits simultaneous forward- and backward-wave propagation is designed. Such a metamaterial waveguide could act as a microwave analogue of nanoparticle chains that support electromagnetic energy transfer with a positive or a negative dispersion due to the excitation of their longitudinal or transverse dipole modes. The symmetry of the designed hybrid meta-atom permits the co-existence of two non-interfering resonances closely separated in frequency. It is experimentally and computationally shown that the metamaterial waveguide supports simultaneous non-interacting forward- and backward-wave propagation in an overlapping frequency band. The proposed metamaterial design should be suitable for realising bidirectional wireless power transfer applications.EPSRC Centre for Doctoral Training in Electromagnetic Metamaterial