MIMO communication systems: receiver design and diversity-multiplexing tradeoff analysis

After a few decades\u27 evolution of wireless communication systems, to ensure reliable high-speed communication over unreliable wireless channels is still one of the major challenges facing researchers and engineers. The use of multiple antennas at transmitter and receiver, known as multiple-input multiple-output (MIMO) communications, is one promising technology delivering desired wireless services. The main goal of this thesis is to study two important issues in wireless MIMO communication systems: receiver design for coded MIMO systems, and diversity-multiplexing tradeoff analysis in general fading channels;In the first part of this thesis, we decompose the receiver design problem into two sub-problems: MIMO channel estimation and MIMO detection. For the MIMO channel estimation, we develop an expectation-maximization (EM) based semi-blind channel and noise covariance matrix estimation algorithm for space-time coding systems under spatially correlated noise. By incorporating the proposed channel estimator into the iterative receiver structure, both the channel estimation and the error-control decoding are improved significantly. We also derive the modified Cramer-Rao bounds (MCRB) for the unknown parameters as the channel estimation performance metric, and demonstrate that the proposed channel estimation algorithm can achieve the MCRB after several iterations. For the MIMO detection, we propose a novel low-complexity MIMO detection algorithm, which has only cubic order computational complexity, but with near-optimal performance. For a 4x4 turbo-coded system, we show that the proposed detector had the same performance as the maximum a posteriori (MAP) detector for BPSK modulation, and 0.1 dB advantage over the approximated MAP detector (list sphere decoding algorithm) for 16-QAM modulation at BER = 10-4;In the second part of this thesis, we derive the optimal diversity-multiplexing tradeoff for general MIMO fading channels, which include different fading types as special cases. We show that for a MIMO system with long coherence time, the optimal diversity-multiplexing tradeoff is also a piecewise linear function, and only the first segment is affected by different fading types. We proved that under certain full-rank assumptions spatial correlation has no effect on the optimal tradeoff. We also argued that non-zero channel means in general are not beneficial for multiplexing-diversity tradeoff

Finite SNR diversity-multiplexing trade-off in hybrid ABCom/RCom-assisted NOMA networks

The upcoming sixth generation (6G) driven Internetof- Things (IoT) will face the great challenges of extremely low power demand, high transmission reliability and massive connectivities. To meet these requirements, we propose a novel hybrid ambient backscatter communication (ABCom) or relay communication (RCom) assisted non-orthogonal multiple access (NOMA) network, which simultaneously enables traditional relay networks and ABCom-assisted IoT networks. Specifically, we investigate the reliability and the finite signal-to-noise ratio (SNR) diversity-multiplexing trade-off (f-DMT) of the proposed system to characterize the outage performance of the proposed system in the non-asymptotic SNR region. We derive the outage probability (OP) and the finite SNR diversity gain when two sources aim to communicate through either ABCom or RCom. On the basis that the results of Monte Carlo simulation and analysis are in perfect agreement, we discover that in the high SNR regime, the OP for ABCom tends to be a constant, leading to a zero diversity gain and an error floor, while the OP for RCom is monotone decreasing with respect to the SNR. Also, compared with the imperfect successive interference cancellation (ipSIC) mode, the reliability of the system under the ideal condition is significantly improved; Moreover, in the lower multiplexing gain regime, for both ABCom and RCom, the higher finite SNR diversity gain results in better system reliability, which provides good opportunities for ABCom to adapt f-DMT and improve relevant performance metrics by adapting the reflection parameter

On the Non-Orthogonal Layered Broadcast Codes in Cooperative Wireless Networks

A multi-fold increase in spectral efficiency and throughput are envisioned in the fifth generation of cellular networks to meet the requirements of International Telecommunication Union (ITU) IMT-2020 on massive connectivity and tremendous data traffic. This is achieved by evolution in three aspects of current networks. The first aspect is shrinking the cell sizes and deploying dense picocells and femtocells to boost the spectral reuse. The second is to allocate more spectrum resources including millimeter-wave bands. The third is deploying highly efficient communications and multiple access techniques. Non-orthogonal multiple access (NOMA) is a promising communication technique that complements the current commercial spectrum access approach to boost the spectral efficiency, where different data streams/users’ data share the same time, frequency and code resource blocks (sub-bands) via superimposition with each other. The receivers decode their own messages by deploying the successive interference cancellation (SIC) decoding rule. It is known that the NOMA coding is superior to conventional orthogonal multiple access (OMA) coding, where the resources are split among the users in either time or frequency domain. The NOMA based coding has been incorporated into other coding techniques including multi-input multi-output (MIMO), orthogonal frequency division multiplexing (OFDM), cognitive radio and cooperative techniques. In cooperative NOMA codes, either dedicated relay stations or stronger users with better channel conditions, act as relay to leverage the spatial diversity and to boost the performance of the other users. The advantage of spatial diversity gain in relay-based NOMA codes, is deployed to extend the coverage area of the network, to mitigate the fading effect of multipath channel and to increase the system throughput, hence improving the system efficiency. In this dissertation we consider the multimedia content delivery and machine type communications over 5G networks, where scalable content and low complexity encoders is of interest. We propose cross-layer design for transmission of successive refinement (SR) source code interplayed with non-orthogonal layered broadcast code for deployment in several cooperative network architectures. Firstly, we consider a multi-relay coding scheme where a source node is assisted by a half-duplex multi-relay non-orthogonal amplify-forward (NAF) network to communicate with a destination node. Assuming the channel state information (CSI) is not available at the source node, the achievable layered diversity multiplexing tradeoff (DMT) curve is derived. Then, by taking distortion exponent (DE) as the figure of merit, several achievable lower bounds are proved, and the optimal expected distortion performance under high signal to noise ratio (SNR) approximation is explicitly obtained. It is shown that the proposed coding can achieve the multi-input single-output (MISO) upper bound under certain regions of bandwidth ratios, by which the optimal performance in these regions can be explicitly characterized. Further the non-orthogonal layered coding scheme is extended to a multi-hop MIMO decode-forward (DF) relay network where a set of DE lower bounds is derived. Secondly, we propose a layered cooperative multi-user scheme based on non-orthogonal amplify-forward (NAF) relaying and non-orthogonal multiple access (NOMA) codes, aiming to achieve multi-user uplink transmissions with low complexity and low signaling overhead, particularly applicable to the machine type communications (MTC) and internet of things (IoT) systems. By assuming no CSI available at the transmitting nodes, the proposed layered codes make the transmission rate of each user adaptive to the channel realization. We derive the close-form analytical results on outage probability and the DMT curve of the proposed layered NAF codes in the asymptotic regime of high SNR, and optimize the end-to-end performance in terms of the exponential decay rate of expected distortion. Thirdly, we consider a single relay network and study the non-orthogonal layered scheme in the general SNR regime. A layered relaying scheme based on compress-forward (CF) is introduced, where optimization of end to end performance in terms of expected distortion is conducted to jointly determine network parameters. We further derive the explicit analytical optimal solution with two layers in the absence of channel knowledge. Finally, we consider the problem of multicast of multi-resolution layered messages over downlink of a cellular system with the assumption of CSI is not available at the base station (BS). Without loss generality, spatially random users are divided into two groups, where the near group users with better channel conditions decode for both layers, while the users in the second group decode for base layer only. Once the BS launches a multicast message, the first group users who successfully decoded the message, deploy a distributed cooperating scheme to assist the transmission to the other users. The cooperative scheme is naive but we will prove it can effectively enhance the network capacity. Closed form outage probability is explicitly derived for the two groups of users. Further it is shown that diversity order equal to the number of users in the near group is achievable, hence the coding gain of the proposed distributed scheme fully compensate the lack of CSI at the BS in terms of diversity order

Joint Relay Selection and Power Allocation in Large-Scale MIMO Systems with Untrusted Relays and Passive Eavesdroppers

In this paper, a joint relay selection and power allocation (JRP) scheme is proposed to enhance the physical layer security of a cooperative network, where a multiple antennas source communicates with a single-antenna destination in presence of untrusted relays and passive eavesdroppers (Eves). The objective is to protect the data confidentially while concurrently relying on the untrusted relays as potential Eves to improve both the security and reliability of the network. To realize this objective, we consider cooperative jamming performed by the destination while JRP scheme is implemented. With the aim of maximizing the instantaneous secrecy rate, we derive a new closed-form solution for the optimal power allocation and propose a simple relay selection criterion under two scenarios of non-colluding Eves (NCE) and colluding Eves (CE). For the proposed scheme, a new closed-form expression is derived for the ergodic secrecy rate (ESR) and the secrecy outage probability as security metrics, and a new closed-form expression is presented for the average symbol error rate (SER) as a reliability measure over Rayleigh fading channels. We further explicitly characterize the high signal-to-noise ratio slope and power offset of the ESR to highlight the impacts of system parameters on the ESR. In addition, we examine the diversity order of the proposed scheme to reveal the achievable secrecy performance advantage. Finally, the secrecy and reliability diversity-multiplexing tradeoff of the optimized network are provided. Numerical results highlight that the ESR performance of the proposed JRP scheme for NCE and CE cases is increased with respect to the number of untrustworthy relays.Comment: 18 pages, 10 figures, IEEE Transactions on Information Forensics and Security (In press

Performance analysis of diversity techniques in wireless communication systems: Cooperative systems with CCI and MIMO-OFDM systems

This Dissertation analyzes the performance of ecient digital commu- nication systems, the performance analysis includes the bit error rate (BER) of dier- ent binary and M-ary modulation schemes, and the average channel capacity (ACC) under dierent adaptive transmission protocols, namely, the simultaneous power and rate adaptation protocol (OPRA), the optimal rate with xed power protocol (ORA), the channel inversion with xed rate protocol (CIFR), and the truncated channel in- version with xed transmit power protocol (CTIFR). In this dissertation, BER and ACC performance of interference-limited dual-hop decode-and-forward (DF) relay- ing cooperative systems with co-channel interference (CCI) at both the relay and destination nodes is analyzed in small-scale multipath Nakagami-m fading channels with arbitrary (integer as well as non-integer) values of m. This channel condition is assumed for both the desired signal as well as co-channel interfering signals. In addition, the practical case of unequal average fading powers between the two hops is assumed in the analysis. The analysis assumes an arbitrary number of indepen- dent and non-identically distributed (i.n.i.d.) interfering signals at both relay (R) and destination (D) nodes. Also, the work extended to the case when the receiver employs the maximum ratio combining (MRC) and the equal gain combining (EGC) schemes to exploit the diversity gain

Symbol-Level Selective Full-Duplex Relaying with Power and Location Optimization

In this paper, a symbol-level selective transmission for full-duplex (FD) relaying networks is proposed to mitigate error propagation effects and improve system spectral efficiency. The idea is to allow the FD relay node to predict the correctly decoded symbols of each frame, based on the generalized square deviation method, and discard the erroneously decoded symbols, resulting in fewer errors being forwarded to the destination node. Using the capability for simultaneous transmission and reception at the FD relay node, our proposed strategy can improve the transmission efficiency without extra cost of signalling overhead. In addition, targeting on the derived expression for outage probability, we compare it with half-duplex (HD) relaying case, and provide the transmission power and relay location optimization strategy to further enhance system performance. The results show that our proposed scheme outperforms the classic relaying protocols, such as cyclic redundancy check based selective decode-and-forward (S-DF) relaying and threshold based S-DF relaying in terms of outage probability and bit-error-rate. Moreover, the performances with optimal power allocation is better than that with equal power allocation, especially when the FD relay node encounters strong self-interference and/or it is close to the destination node.Comment: 34 pages (single-column), 14 figures, 2 tables, accepted pape

Hybrid Free-Space Optical and Visible Light Communication Link

V součastnosti bezdrátové optické komunikace (optical wireless communication, OWC) získávají širokou pozornost jako vhodný doplněk ke komunikačním přenosům v rádiovém pásmu. OWC nabízejí několik výhod včetně větší šířky přenosového pásma, neregulovaného frekvenčního pásma či odolnosti vůči elektromagnetickému rušení. Tato práce se zabývá návrhem OWC systémů pro připojení koncových uživatelů. Samotná realizace spojení může být provedena za pomoci různých variant bezdrátových technologií, například pomocí OWC, kombinací různých OWC technologií nebo hybridním rádio-optickým spojem. Za účelem propojení tzv. poslední míle je analyzován optický bezvláknový spoj (free space optics, FSO). Tato práce se dále zabývá analýzou přenosových vlastností celo-optického více skokového spoje s důrazem na vliv atmosférických podmínek. V dnešní době mnoho uživatelů tráví čas ve vnitřních prostorech kanceláří či doma, kde komunikace ve viditelném spektru (visible light communication, VLC) poskytuje lepší přenosové parametry pokrytí než úzce směrové FSO. V rámci této práce byla odvozena a experimentálně ověřena závislost pro bitovou chybovost přesměrovaného (relaying) spoje ve VLC. Pro propojení poskytovatele datavých služeb s koncovým uživatelem může být výhodné zkombinovat více přenosových technologií. Proto je navržen a analyzovám systém pro překonání tzv. problému poslední míle a posledního metru kombinující hybridní FSO a VLC technologie.The field of optical wireless communications (OWC) has recently attracted significant attention as a complementary technology to radio frequency (RF). OWC systems offer several advantages including higher bandwidth, an unregulated spectrum, resistance to electromagnetic interference and a high order of reusability. The thesis focuses on the deployment and analyses of end-user interconnections using the OWC systems. Interconnection can be established by many wireless technologies, for instance, by a single OWC technology, a combination of OWC technologies, or by hybrid OWC/RF links. In order to establish last mile outdoor interconnection, a free-space optical (FSO) has to be investigated. In this thesis, the performance of all-optical multi-hop scenarios is analyzed under atmospheric conditions. However, nowadays, many end users spend much time in indoor environments where visible light communication (VLC) technology can provide better transmission parameters and, significantly, better coverage. An analytical description of bit error rate for relaying VLC schemes is derived and experimentally verified. Nonetheless, for the last mile, interconnection of a provider and end users (joint outdoor and indoor connection) can be advantageous when combining multiple technologies. Therefore, a hybrid FSO/VLC system is proposed and analyzed for the interconnection of the last mile and last meter bottleneck

Relay technology for performance improvement in WiMAX system

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