Optimal Beamforming for Gaussian MIMO Wiretap Channels with Two Transmit Antennas

A Gaussian multiple-input multiple-output wiretap channel in which the eavesdropper and legitimate receiver are equipped with arbitrary numbers of antennas and the transmitter has two antennas is studied in this paper. Under an average power constraint, the optimal input covariance to obtain the secrecy capacity of this channel is unknown, in general. In this paper, the input covariance matrix required to achieve the capacity is determined. It is shown that the secrecy capacity of this channel can be achieved by linear precoding. The optimal precoding and power allocation schemes that maximize the achievable secrecy rate, and thus achieve the capacity, are developed subsequently. The secrecy capacity is then compared with the achievable secrecy rate of generalized singular value decomposition (GSVD)-based precoding, which is the best previously proposed technique for this problem. Numerical results demonstrate that substantial gain can be obtained in secrecy rate between the proposed and GSVD-based precodings.Comment: Accepted for publication in IEEE Transactions on Wireless Communication

Improved Linear Precoding over Block Diagonalization in Multi-cell Cooperative Networks

In downlink multiuser multiple-input multiple-output (MIMO) systems, block diagonalization (BD) is a practical linear precoding scheme which achieves the same degrees of freedom (DoF) as the optimal linear/nonlinear precoding schemes. However, its sum-rate performance is rather poor in the practical SNR regime due to the transmit power boost problem. In this paper, we propose an improved linear precoding scheme over BD with a so-called "effective-SNR-enhancement" technique. The transmit covariance matrices are obtained by firstly solving a power minimization problem subject to the minimum rate constraint achieved by BD, and then properly scaling the solution to satisfy the power constraints. It is proved that such approach equivalently enhances the system SNR, and hence compensates the transmit power boost problem associated with BD. The power minimization problem is in general non-convex. We therefore propose an efficient algorithm that solves the problem heuristically. Simulation results show significant sum rate gains over the optimal BD and the existing minimum mean square error (MMSE) based precoding schemes.Comment: 21 pages, 4 figure

Linear Precoding in Cooperative MIMO Cellular Networks with Limited Coordination Clusters

In a cooperative multiple-antenna downlink cellular network, maximization of a concave function of user rates is considered. A new linear precoding technique called soft interference nulling (SIN) is proposed, which performs at least as well as zero-forcing (ZF) beamforming. All base stations share channel state information, but each user's message is only routed to those that participate in the user's coordination cluster. SIN precoding is particularly useful when clusters of limited sizes overlap in the network, in which case traditional techniques such as dirty paper coding or ZF do not directly apply. The SIN precoder is computed by solving a sequence of convex optimization problems. SIN under partial network coordination can outperform ZF under full network coordination at moderate SNRs. Under overlapping coordination clusters, SIN precoding achieves considerably higher throughput compared to myopic ZF, especially when the clusters are large.Comment: 13 pages, 5 figure

Multi-user Linear Precoding for Multi-polarized Massive MIMO System under Imperfect CSIT

The space limitation and the channel acquisition prevent Massive MIMO from being easily deployed in a practical setup. Motivated by current deployments of LTE-Advanced, the use of multi-polarized antennas can be an efficient solution to address the space constraint. Furthermore, the dual-structured precoding, in which a preprocessing based on the spatial correlation and a subsequent linear precoding based on the short-term channel state information at the transmitter (CSIT) are concatenated, can reduce the feedback overhead efficiently. By grouping and preprocessing spatially correlated mobile stations (MSs), the dimension of the precoding signal space is reduced and the corresponding short-term CSIT dimension is reduced. In this paper, to reduce the feedback overhead further, we propose a dual-structured multi-user linear precoding, in which the subgrouping method based on co-polarization is additionally applied to the spatially grouped MSs in the preprocessing stage. Furthermore, under imperfect CSIT, the proposed scheme is asymptotically analyzed based on random matrix theory. By investigating the behavior of the asymptotic performance, we also propose a new dual-structured precoding in which the precoding mode is switched between two dual-structured precoding strategies with 1) the preprocessing based only on the spatial correlation and 2) the preprocessing based on both the spatial correlation and polarization. Finally, we extend it to 3D dual-structured precoding.Comment: accepted to IEEE Transactions on Wireless Communication

A New SLNR-based Linear Precoding for Downlink Multi-User Multi-Stream MIMO Systems

Signal-to-leakage-and-noise ratio (SLNR) is a promising criterion for linear precoder design in multi-user (MU) multiple-input multiple-output (MIMO) systems. It decouples the precoder design problem and makes closed-form solution available. In this letter, we present a new linear precoding scheme by slightly relaxing the SLNR maximization for MU-MIMO systems with multiple data streams per user. The precoding matrices are obtained by a general form of simultaneous diagonalization of two Hermitian matrices. The new scheme reduces the gap between the per-stream effective channel gains, an inherent limitation in the original SLNR precoding scheme. Simulation results demonstrate that the proposed precoding achieves considerable gains in error performance over the original one for multi-stream transmission while maintaining almost the same achievable sum-rate.Comment: 8 pages, 1 figur