A Survey of Physical Layer Security Techniques for 5G Wireless Networks and Challenges Ahead

Physical layer security which safeguards data confidentiality based on the information-theoretic approaches has received significant research interest recently. The key idea behind physical layer security is to utilize the intrinsic randomness of the transmission channel to guarantee the security in physical layer. The evolution towards 5G wireless communications poses new challenges for physical layer security research. This paper provides a latest survey of the physical layer security research on various promising 5G technologies, including physical layer security coding, massive multiple-input multiple-output, millimeter wave communications, heterogeneous networks, non-orthogonal multiple access, full duplex technology, etc. Technical challenges which remain unresolved at the time of writing are summarized and the future trends of physical layer security in 5G and beyond are discussed.Comment: To appear in IEEE Journal on Selected Areas in Communication

Near-capacity fixed-rate and rateless channel code constructions

Fixed-rate and rateless channel code constructions are designed for satisfying conflicting design tradeoffs, leading to codes that benefit from practical implementations, whilst offering a good bit error ratio (BER) and block error ratio (BLER) performance. More explicitly, two novel low-density parity-check code (LDPC) constructions are proposed; the first construction constitutes a family of quasi-cyclic protograph LDPC codes, which has a Vandermonde-like parity-check matrix (PCM). The second construction constitutes a specific class of protograph LDPC codes, which are termed as multilevel structured (MLS) LDPC codes. These codes possess a PCM construction that allows the coexistence of both pseudo-randomness as well as a structure requiring a reduced memory. More importantly, it is also demonstrated that these benefits accrue without any compromise in the attainable BER/BLER performance. We also present the novel concept of separating multiple users by means of user-specific channel codes, which is referred to as channel code division multiple access (CCDMA), and provide an example based on MLS LDPC codes. In particular, we circumvent the difficulty of having potentially high memory requirements, while ensuring that each user’s bits in the CCDMA system are equally protected. With regards to rateless channel coding, we propose a novel family of codes, which we refer to as reconfigurable rateless codes, that are capable of not only varying their code-rate but also to adaptively modify their encoding/decoding strategy according to the near-instantaneous channel conditions. We demonstrate that the proposed reconfigurable rateless codes are capable of shaping their own degree distribution according to the nearinstantaneous requirements imposed by the channel, but without any explicit channel knowledge at the transmitter. Additionally, a generalised transmit preprocessing aided closed-loop downlink multiple-input multiple-output (MIMO) system is presented, in which both the channel coding components as well as the linear transmit precoder exploit the knowledge of the channel state information (CSI). More explicitly, we embed a rateless code in a MIMO transmit preprocessing scheme, in order to attain near-capacity performance across a wide range of channel signal-to-ratios (SNRs), rather than only at a specific SNR. The performance of our scheme is further enhanced with the aid of a technique, referred to as pilot symbol assisted rateless (PSAR) coding, whereby a predetermined fraction of pilot bits is appropriately interspersed with the original information bits at the channel coding stage, instead of multiplexing pilots at the modulation stage, as in classic pilot symbol assisted modulation (PSAM). We subsequently demonstrate that the PSAR code-aided transmit preprocessing scheme succeeds in gleaning more information from the inserted pilots than the classic PSAM technique, because the pilot bits are not only useful for sounding the channel at the receiver but also beneficial for significantly reducing the computational complexity of the rateless channel decoder

Bandwidth-efficient communication systems based on finite-length low density parity check codes

Low density parity check (LDPC) codes are linear block codes constructed by pseudo-random parity check matrices. These codes are powerful in terms of error performance and, especially, have low decoding complexity. While infinite-length LDPC codes approach the capacity of communication channels, finite-length LDPC codes also perform well, and simultaneously meet the delay requirement of many communication applications such as voice and backbone transmissions. Therefore, finite-length LDPC codes are attractive to employ in low-latency communication systems. This thesis mainly focuses on the bandwidth-efficient communication systems using finite-length LDPC codes. Such bandwidth-efficient systems are realized by mapping a group of LDPC coded bits to a symbol of a high-order signal constellation. Depending on the systems' infrastructure and knowledge of the channel state information (CSI), the signal constellations in different coded modulation systems can be two-dimensional multilevel/multiphase constellations or multi-dimensional space-time constellations. In the first part of the thesis, two basic bandwidth-efficient coded modulation systems, namely LDPC coded modulation and multilevel LDPC coded modulation, are investigated for both additive white Gaussian noise (AWGN) and frequency-flat Rayleigh fading channels. The bounds on the bit error rate (BER) performance are derived for these systems based on the maximum likelihood (ML) criterion. The derivation of these bounds relies on the union bounding and combinatoric techniques. In particular, for the LDPC coded modulation, the ML bound is computed from the Hamming distance spectrum of the LDPC code and the Euclidian distance profile of the two-dimensional constellation. For the multilevel LDPC coded modulation, the bound of each decoding stage is obtained for a generalized multilevel coded modulation, where more than one coded bit is considered for level. For both systems, the bounds are confirmed by the simulation results of ML decoding and/or the performance of the ordered-statistic decoding (OSD) and the sum-product decoding. It is demonstrated that these bounds can be efficiently used to evaluate the error performance and select appropriate parameters (such as the code rate, constellation and mapping) for the two communication systems.The second part of the thesis studies bandwidth-efficient LDPC coded systems that employ multiple transmit and multiple receive antennas, i.e., multiple-input multiple-output (MIMO) systems. Two scenarios of CSI availability considered are: (i) the CSI is unknown at both the transmitter and the receiver; (ii) the CSI is known at both the transmitter and the receiver. For the first scenario, LDPC coded unitary space-time modulation systems are most suitable and the ML performance bound is derived for these non-coherent systems. To derive the bound, the summation of chordal distances is obtained and used instead of the Euclidean distances. For the second case of CSI, adaptive LDPC coded MIMO modulation systems are studied, where three adaptive schemes with antenna beamforming and/or antenna selection are investigated and compared in terms of the bandwidth efficiency. For uncoded discrete-rate adaptive modulation, the computation of the bandwidth efficiency shows that the scheme with antenna selection at the transmitter and antenna combining at the receiver performs the best when the number of antennas is small. For adaptive LDPC coded MIMO modulation systems, an achievable threshold of the bandwidth efficiency is also computed from the ML bound of LDPC coded modulation derived in the first part

Principles of Physical Layer Security in Multiuser Wireless Networks: A Survey

This paper provides a comprehensive review of the domain of physical layer security in multiuser wireless networks. The essential premise of physical-layer security is to enable the exchange of confidential messages over a wireless medium in the presence of unauthorized eavesdroppers without relying on higher-layer encryption. This can be achieved primarily in two ways: without the need for a secret key by intelligently designing transmit coding strategies, or by exploiting the wireless communication medium to develop secret keys over public channels. The survey begins with an overview of the foundations dating back to the pioneering work of Shannon and Wyner on information-theoretic security. We then describe the evolution of secure transmission strategies from point-to-point channels to multiple-antenna systems, followed by generalizations to multiuser broadcast, multiple-access, interference, and relay networks. Secret-key generation and establishment protocols based on physical layer mechanisms are subsequently covered. Approaches for secrecy based on channel coding design are then examined, along with a description of inter-disciplinary approaches based on game theory and stochastic geometry. The associated problem of physical-layer message authentication is also introduced briefly. The survey concludes with observations on potential research directions in this area.Comment: 23 pages, 10 figures, 303 refs. arXiv admin note: text overlap with arXiv:1303.1609 by other authors. IEEE Communications Surveys and Tutorials, 201

Signal design for Multiple-Antenna Systems and Wireless Networks

This dissertation is concerned with the signal design problems for Multiple Input and Multiple Output (MIMO) antenna systems and wireless networks. Three related but distinct problems are considered.The first problem considered is the design of space time codes for MIMO systems in the case when neither the transmitter nor the receiver knows the channel. We present the theoretical concept of communicating over block fading channel using Layered Unitary Space Time Codes (LUSTC), where the input signal is formed as a product of a series of unitary matrices with corresponding dimensionality. We show the channel capacity using isotropically distributed (i.d.) input signaling and optimal decoding can be achieved by layered i.d. signaling scheme along with a low complexity successive decoding. The closed form layered channel capacity is obtained, which serves as a design guideline for practical LUSTC. In the design of LUSTC, a successive design method is applied to leverage the problem of optimizing over lots of parameters.The feedback of channel state information (CSI) to the transmitter in MIMO systems is known to increase the forward channel capacity. A suboptimal power allocation scheme for MIMO systems is then proposed for limited rate feedback of CSI. We find that the capacity loss of this simple scheme is rather small compared to the optimal water-filling solution. This knowledge is applied for the design of the feedback codebook. In the codebook design, a generalized Lloyd algorithm is employed, in which the computation of the centroid is formulated as an optimization problem and solved optimally. Numerical results show that the proposed codebook design outperforms the existing algorithms in the literature.While it is not feasible to deploy multiple antennas in a wireless node due to the space limitation, user cooperation is an alternative to increase performance of the wireless networks. To this end, a coded user cooperation scheme is considered in the dissertation, which is shown to be equivalent to a coding scheme with the encoding done in a distributive manner. Utilizing the coding theoretic bound and simulation results, we show that the coded user cooperation scheme has great advantage over the non-cooperative scheme

On Achieving Unconditionally Secure Communications Via the Physical Layer Approaches

Due to the broadcast nature, wireless links are open to malicious intrusions from outsiders, which makes the security issues a critical concern in the wireless communicationsover them. Physical-layer security techniques, which are based on the Shannon’s unconditional secrecy model, are effective in addressing the security issue while meeting the required performance level. According to the Wyner’s wiretap channel model, to achieve unconditionally security communication, the first step is to build up a wiretap channel with better channel quality between the legitimate communication peers than that of the eavesdropper; and the second step is to employ a robust security code to ensure that the legitimate users experience negligible errors while the eavesdropper is subject to 0.5 error probability. Motivated by this idea, in this thesis, we build wiretap channels for the single antenna systems without resorting to the spatial degree in commonly observed the multiple-input multiple-output (MIMO) systems. Firstly, to build effective wiretap channels, we design a novel scheme, called multi-round two-way communications (MRTWC). By taking feedback mechanisms into the design of Low Density Parity Check (LDPC) codes, our scheme adds randomness to the feedback signals from the destination to keep the eavesdropper ignorant while adding redundancy with the LDPC codes so that the legitimate receiver can correctly receive and decode the signals. Then, the channel BERs are specifically quantified according to the crossover probability in the case of Binary Symmetric Channel (BSC), or the Signal to Noise Ratio (SNR) in the case of AWGN and Rayleigh channels. Thus, the novel scheme can be utilized to address the security and reliability. Meanwhile, we develop a cross-layer approach to building the wiretap channel, which is suitable for high dynamic scenarios. By taking advantage of multiple parameters freedom in the discrete fractional Fourier transform (DFRFT) for single antenna systems, the proposed scheme introduces a distortion parameter instead of a general signal parameter for wireless networks based on DFRFT. The transmitter randomly flip-flops the uses of the distortion parameter and the general signal parameter to confuse the eavesdropper. An upper-layer cipher sequence will be employed to control the flip-flops. This cryptographic sequence in the higher layer is combined with the physical layer security scheme with random parameter fipping in DFRFT to guarantee security advantages over the main communication channel. As the efforts on the second step, this thesis introduces a novel approach to generate security codes, which can be used for encoding with low complexity by taking advantage of a matrix general inverse algorithm. The novel constructions of the security codes are based on binary and non-binary resilient functions. With the proposed security codes, we prove that our novel security codes can ensure 0.5 error probability seen by the wiretapper while close to zero by the intended receiver if the error probability of the wiretapper’s channel is over a derived threshold. Therefore, the unconditionally secure communication of legitimate partners can be guaranteed. It has been proved mathematically that the non-binary security codes could achieve closer to the security capacity bound than any other reported short-length security codes under BSC. Finally, we develop the framework of associating the wiretap channel building approach with the security codes. The advantages between legitimate partners are extended via developing the security codes on top of our cross-layer DFRFT and feedback MRTWC security communication model. In this way, the proposed system could ensure almost zero information obtained by the eavesdroppers while still keeping rather lower error transmissions for legitimate users. Extensive experiments are carried out to verify the proposed security schemes and demonstrate the feasibility and implement ability. An USRP testbed is also constructed, under which the physical layer security mechanisms are implemented and tested. Our study shows that our proposed security schemes can be implemented in practical communications settings