Angular dispersion of radio waves in mobile channels

Multi-antenna techniques are an important solution for significantly increasing the bandwidth efficiency of mobile wireless data transmission systems. Effective and reliable design of these multi-antenna systems requires thorough knowledge of radiowave propagation in the urban environment. The aim of the work presented in this thesis is to obtain a better physical understanding of radiowave propagation in mobile radio channels in order to provide a basis for the improvement of radiowave propagation prediction techniques for urban environments using knowledge from 3-D propagation experiments and simulations combined with space-wave modelling. In particular, the work focusses on: the development of an advanced 3-D mobile channel sounding system, obtaining propagation measurement data from mobile radio propagation experiments, the analysis of measured data and the modelling of angular dispersive scattering effects for the improvement of deterministic propagation prediction models. The first part of the study presents the design, implementation and verification of a wideband high-resolution measurement system for the characterisation of angular dispersion in mobile channels. The system uses complex impulse response data obtained from a novel 3-D tilted-cross switched antenna array as input to an improved version of 3-D Unitary ESPRIT. It is capable of characterising the delay and angular properties of physically-nonstationary radio channels at moderate urban speeds with high resolution in both azimuth and elevation. For the first time, omnidirectional video data that were captured during the measurements are used in combination with the measurement results to accurately identify and relate the received radio waves directly to the actual environment while moving through it. The second part of the study presents the results of experiments in which the highresolution measurement system, described in the first part, is used in several mobile outdoor experiments in different scenarios. The objective of these measurements was to gain more knowledge in order to improve the understanding of radiowave propagation. From these results the dispersive effects in the angular domain, caused by rough building surfaces and other irregular structures was paid particular attention. These effects not only influence the total amount of received power in dense urban environments, but can also have a large impact on the performance and deployment of multi-antenna systems. To improve the data representation and support further data analysis a hierarchical clustering method is presented that can successfully identify clusters of multipath signal components in multidimensional data. By using the data obtained from an omnidirectional video camera the clusters can be related directly to the environment and the scattering effects of specific objects can be isolated. These results are important in order to improve and calibrate deterministic propagation models. In the third part of the study a new method is presented to account for the angular dispersion caused by irregular surfaces in ray-tracing based propagation prediction models. The method is based on assigning an effective roughness to specific surfaces. Unlike the conventional reflection reduction factor for Gaussian surfaces, that only reduces the ray power, the new method also distributes power in the angular domain. The results of clustered measurement data are used to calibrated the model and show that this leads to improved channel representations that are better matched to the real-world channel behavior

Space Time MUSIC: Consistent Signal Subspace Estimation for Wide-band Sensor Arrays

Wide-band Direction of Arrival (DOA) estimation with sensor arrays is an essential task in sonar, radar, acoustics, biomedical and multimedia applications. Many state of the art wide-band DOA estimators coherently process frequency binned array outputs by approximate Maximum Likelihood, Weighted Subspace Fitting or focusing techniques. This paper shows that bin signals obtained by filter-bank approaches do not obey the finite rank narrow-band array model, because spectral leakage and the change of the array response with frequency within the bin create \emph{ghost sources} dependent on the particular realization of the source process. Therefore, existing DOA estimators based on binning cannot claim consistency even with the perfect knowledge of the array response. In this work, a more realistic array model with a finite length of the sensor impulse responses is assumed, which still has finite rank under a space-time formulation. It is shown that signal subspaces at arbitrary frequencies can be consistently recovered under mild conditions by applying MUSIC-type (ST-MUSIC) estimators to the dominant eigenvectors of the wide-band space-time sensor cross-correlation matrix. A novel Maximum Likelihood based ST-MUSIC subspace estimate is developed in order to recover consistency. The number of sources active at each frequency are estimated by Information Theoretic Criteria. The sample ST-MUSIC subspaces can be fed to any subspace fitting DOA estimator at single or multiple frequencies. Simulations confirm that the new technique clearly outperforms binning approaches at sufficiently high signal to noise ratio, when model mismatches exceed the noise floor.Comment: 15 pages, 10 figures. Accepted in a revised form by the IEEE Trans. on Signal Processing on 12 February 1918. @IEEE201

Efficient Two-Dimensional Direction-of-Arrival Estimation for a Mixture of Circular and Noncircular Sources

In this paper, the two-dimensional (2-D) direction-of-arrival (DOA) estimation problem for a mixture of circular and noncircular sources is considered. In particular, we focus on a 2-D array structure consisting of two parallel uniform linear arrays and build a general array model with mixed circular and noncircular sources. The received array data and its conjugate counterparts are combined together to form a new data vector, based on which a series of 2-D DOA estimators is derived. Compared with existing methods, the proposed one has three main advantages. First, it can give a more accurate estimation in situations, where the number of sources is within the traditional limit of high-resolution methods. Second, it can still work effectively when the number of mixed signals is larger than that of the array elements. Finally, the paired 2-D DOAs of the proposed method can be obtained automatically without the complicated 2-D spectrum peak search and, therefore, has a much lower computational complexity

Generalized DOA and Source Number Estimation Techniques for Acoustics and Radar

The purpose of this thesis is to emphasize the lacking areas in the field of direction of arrival estimation and to propose building blocks for continued solution development in the area. A review of current methods are discussed and their pitfalls are emphasized. DOA estimators are compared to each other for usage on a conformal microphone array which receives impulsive, wideband signals. Further, many DOA estimators rely on the number of source signals prior to DOA estimation. Though techniques exist to achieve this, they lack robustness to estimate for certain signal types, particularly in the case where multiple radar targets exist in the same range bin. A deep neural network approach is proposed and evaluated for this particular case. The studies detailed in this thesis are specific to acoustic and radar applications for DOA estimation

Beamforming and Direction of Arrival Estimation Based on Vector Sensor Arrays

Array signal processing is a technique linked closely to radar and sonar systems. In communication, the antenna array in these systems is applied to cancel the interference, suppress the background noise and track the target sources based on signals'parameters. Most of existing work ignores the polarisation status of the impinging signals and is mainly focused on their direction parameters. To have a better performance in array processing, polarized signals can be considered in array signal processing and their property can be exploited by employing various electromagnetic vector sensor arrays. In this thesis, firstly, a full quaternion-valued model for polarized array processing is proposed based on the Capon beamformer. This new beamformer uses crossed-dipole array and considers the desired signal as quaternion-valued. Two scenarios are dealt with, where the beamformer works at a normal environment without data model errors or with model errors under the worst-case constraint. After that, an algorithm to solve the joint DOA and polarisation estimation problem is proposed. The algorithm applies the rank reduction method to use two 2-D searches instead of a 4-D search to estimate the joint parameters. Moreover, an analysis is given to introduce the difference using crossed-dipole sensor array and tripole sensor array, which indicates that linear crossed-dipole sensor array has an ambiguity problem in the estimation work and the linear tripole sensor array avoid this problem effectively. At last, we study the problem of DOA estimation for a mixture of single signal transmission (SST) signals and duel signal transmission (DST) signals. Two solutions are proposed: the first is a two-step method to estimate the parameters of SST and DST signals separately; the second one is a unified one-step method to estimate SST and DST signals together, without treating them separately in the estimation process