Timing and Carrier Synchronization in Wireless Communication Systems: A Survey and Classification of Research in the Last 5 Years

Timing and carrier synchronization is a fundamental requirement for any wireless communication system to work properly. Timing synchronization is the process by which a receiver node determines the correct instants of time at which to sample the incoming signal. Carrier synchronization is the process by which a receiver adapts the frequency and phase of its local carrier oscillator with those of the received signal. In this paper, we survey the literature over the last 5 years (2010–2014) and present a comprehensive literature review and classification of the recent research progress in achieving timing and carrier synchronization in single-input single-output (SISO), multiple-input multiple-output (MIMO), cooperative relaying, and multiuser/multicell interference networks. Considering both single-carrier and multi-carrier communication systems, we survey and categorize the timing and carrier synchronization techniques proposed for the different communication systems focusing on the system model assumptions for synchronization, the synchronization challenges, and the state-of-the-art synchronization solutions and their limitations. Finally, we envision some future research directions

Initial synchronisation of wideband and UWB direct sequence systems: single- and multiple-antenna aided solutions

This survey guides the reader through the open literature on the principle of initial synchronisation in single-antenna-assisted single- and multi-carrier Code Division Multiple Access (CDMA) as well as Direct Sequence-Ultra WideBand (DS-UWB) systems, with special emphasis on the DownLink (DL). There is a paucity of up-to-date surveys and review articles on initial synchronization solutions for MIMO-aided and cooperative systems - even though there is a plethora of papers on both MIMOs and on cooperative systems, which assume perfect synchronization. Hence this paper aims to ?ll the related gap in the literature

Near-Instantaneously Adaptive HSDPA-Style OFDM Versus MC-CDMA Transceivers for WIFI, WIMAX, and Next-Generation Cellular Systems

Burts-by-burst (BbB) adaptive high-speed downlink packet access (HSDPA) style multicarrier systems are reviewed, identifying their most critical design aspects. These systems exhibit numerous attractive features, rendering them eminently eligible for employment in next-generation wireless systems. It is argued that BbB-adaptive or symbol-by-symbol adaptive orthogonal frequency division multiplex (OFDM) modems counteract the near instantaneous channel quality variations and hence attain an increased throughput or robustness in comparison to their fixed-mode counterparts. Although they act quite differently, various diversity techniques, such as Rake receivers and space-time block coding (STBC) are also capable of mitigating the channel quality variations in their effort to reduce the bit error ratio (BER), provided that the individual antenna elements experience independent fading. By contrast, in the presence of correlated fading imposed by shadowing or time-variant multiuser interference, the benefits of space-time coding erode and it is unrealistic to expect that a fixed-mode space-time coded system remains capable of maintaining a near-constant BER

Multiuser MIMO-OFDM for Next-Generation Wireless Systems

This overview portrays the 40-year evolution of orthogonal frequency division multiplexing (OFDM) research. The amelioration of powerful multicarrier OFDM arrangements with multiple-input multiple-output (MIMO) systems has numerous benefits, which are detailed in this treatise. We continue by highlighting the limitations of conventional detection and channel estimation techniques designed for multiuser MIMO OFDM systems in the so-called rank-deficient scenarios, where the number of users supported or the number of transmit antennas employed exceeds the number of receiver antennas. This is often encountered in practice, unless we limit the number of users granted access in the base station’s or radio port’s coverage area. Following a historical perspective on the associated design problems and their state-of-the-art solutions, the second half of this treatise details a range of classic multiuser detectors (MUDs) designed for MIMO-OFDM systems and characterizes their achievable performance. A further section aims for identifying novel cutting-edge genetic algorithm (GA)-aided detector solutions, which have found numerous applications in wireless communications in recent years. In an effort to stimulate the cross pollination of ideas across the machine learning, optimization, signal processing, and wireless communications research communities, we will review the broadly applicable principles of various GA-assisted optimization techniques, which were recently proposed also for employment inmultiuser MIMO OFDM. In order to stimulate new research, we demonstrate that the family of GA-aided MUDs is capable of achieving a near-optimum performance at the cost of a significantly lower computational complexity than that imposed by their optimum maximum-likelihood (ML) MUD aided counterparts. The paper is concluded by outlining a range of future research options that may find their way into next-generation wireless systems

Design and implementation of a downlink MC-CDMA receiver

Cette thèse présente une étude d'un système complet de transmission en liaison descendante utilisant la technologie multi-porteuse avec l'accès multiple par division de code (Multi-Carrier Code Division Multiple Access, MC-CDMA). L'étude inclut la synchronisation et l'estimation du canal pour un système MC-CDMA en liaison descendante ainsi que l'implémentation sur puce FPGA d'un récepteur MC-CDMA en liaison descendante en bande de base. Le MC-CDMA est une combinaison de la technique de multiplexage par fréquence orthogonale (Orthogonal Frequency Division Multiplexing, OFDM) et de l'accès multiple par répartition de code (CDMA), et ce dans le but d'intégrer les deux technologies. Le système MC-CDMA est conçu pour fonctionner à l'intérieur de la contrainte d'une bande de fréquence de 5 MHz pour les modèles de canaux intérieur/extérieur pédestre et véhiculaire tel que décrit par le "Third Genaration Partnership Project" (3GPP). La composante OFDM du système MC-CDMA a été simulée en utilisant le logiciel MATLAB dans le but d'obtenir des paramètres de base. Des codes orthogonaux à facteur d'étalement variable (OVSF) de longueur 8 ont été choisis comme codes d'étalement pour notre système MC-CDMA. Ceci permet de supporter des taux de transmission maximum jusquà 20.6 Mbps et 22.875 Mbps (données non codées, pleine charge de 8 utilisateurs) pour les canaux intérieur/extérieur pédestre et véhiculaire, respectivement. Une étude analytique des expressions de taux d'erreur binaire pour le MC-CDMA dans un canal multivoies de Rayleigh a été réalisée dans le but d'évaluer rapidement et de façon précise les performances. Des techniques d'estimation de canal basées sur les décisions antérieures ont été étudiées afin d'améliorer encore plus les performances de taux d'erreur binaire du système MC-CDMA en liaison descendante. L'estimateur de canal basé sur les décisions antérieures et utilisant le critère de l'erreur quadratique minimale linéaire avec une matrice' de corrélation du canal de taille 64 x 64 a été choisi comme étant un bon compromis entre la performance et la complexité pour une implementation sur puce FPGA. Une nouvelle séquence d'apprentissage a été conçue pour le récepteur dans la configuration intérieur/extérieur pédestre dans le but d'estimer de façon grossière le temps de synchronisation et le décalage fréquentiel fractionnaire de la porteuse dans le domaine du temps. Les estimations fines du temps de synchronisation et du décalage fréquentiel de la porteuse ont été effectués dans le domaine des fréquences à l'aide de sous-porteuses pilotes. Un récepteur en liaison descendante MC-CDMA complet pour le canal intérieur /extérieur pédestre avec les synchronisations en temps et en fréquence en boucle fermée a été simulé avant de procéder à l'implémentation matérielle. Le récepteur en liaison descendante en bande de base pour le canal intérieur/extérieur pédestre a été implémenté sur un système de développement fabriqué par la compagnie Nallatech et utilisant le circuit XtremeDSP de Xilinx. Un transmetteur compatible avec le système de réception a également été réalisé. Des tests fonctionnels du récepteur ont été effectués dans un environnement sans fil statique de laboratoire. Un environnement de test plus dynamique, incluant la mobilité du transmetteur, du récepteur ou des éléments dispersifs, aurait été souhaitable, mais n'a pu être réalisé étant donné les difficultés logistiques inhérentes. Les taux d'erreur binaire mesurés avec différents nombres d'usagers actifs et différentes modulations sont proches des simulations sur ordinateurs pour un canal avec bruit blanc gaussien additif

High Capacity CDMA and Collaborative Techniques

The thesis investigates new approaches to increase the user capacity and improve the error performance of Code Division Multiple Access (CDMA) by employing adaptive interference cancellation and collaborative spreading and space diversity techniques. Collaborative Coding Multiple Access (CCMA) is also investigated as a separate technique and combined with CDMA. The advantages and shortcomings of CDMA and CCMA are analysed and new techniques for both the uplink and downlink are proposed and evaluated. Multiple access interference (MAI) problem in the uplink of CDMA is investigated first. The practical issues of multiuser detection (MUD) techniques are reviewed and a novel blind adaptive approach to interference cancellation (IC) is proposed. It exploits the constant modulus (CM) property of digital signals to blindly suppress interference during the despreading process and obtain amplitude estimation with minimum mean squared error for use in cancellation stages. Two new blind adaptive receiver designs employing successive and parallel interference cancellation architectures using the CM algorithm (CMA) referred to as ‘CMA-SIC’ and ‘BA-PIC’, respectively, are presented. These techniques have shown to offer near single user performance for large number of users. It is shown to increase the user capacity by approximately two fold compared with conventional IC receivers. The spectral efficiency analysis of the techniques based on output signal-to interference-and-noise ratio (SINR) also shows significant gain in data rate. Furthermore, an effective and low complexity blind adaptive subcarrier combining (BASC) technique using a simple gradient descent based algorithm is proposed for Multicarrier-CDMA. It suppresses MAI without any knowledge of channel amplitudes and allows large number of users compared with equal gain and maximum ratio combining techniques normally used in practice. New user collaborative schemes are proposed and analysed theoretically and by simulations in different channel conditions to achieve spatial diversity for uplink of CCMA and CDMA. First, a simple transmitter diversity and its equivalent user collaborative diversity techniques for CCMA are designed and analysed. Next, a new user collaborative scheme with successive interference cancellation for uplink of CDMA referred to as collaborative SIC (C-SIC) is investigated to reduce MAI and achieve improved diversity. To further improve the performance of C-SIC under high system loading conditions, Collaborative Blind Adaptive SIC (C-BASIC) scheme is proposed. It is shown to minimize the residual MAI, leading to improved user capacity and a more robust system. It is known that collaborative diversity schemes incur loss in throughput due to the need of orthogonal time/frequency slots for relaying source’s data. To address this problem, finally a novel near-unity-rate scheme also referred to as bandwidth efficient collaborative diversity (BECD) is proposed and evaluated for CDMA. Under this scheme, pairs of users share a single spreading sequence to exchange and forward their data employing a simple superposition or space-time encoding methods. At the receiver collaborative joint detection is performed to separate each paired users’ data. It is shown that the scheme can achieve full diversity gain at no extra bandwidth as inter-user channel SNR becomes high. A novel approach of ‘User Collaboration’ is introduced to increase the user capacity of CDMA for both the downlink and uplink. First, collaborative group spreading technique for the downlink of overloaded CDMA system is introduced. It allows the sharing of the same single spreading sequence for more than one user belonging to the same group. This technique is referred to as Collaborative Spreading CDMA downlink (CS-CDMA-DL). In this technique T-user collaborative coding is used for each group to form a composite codeword signal of the users and then a single orthogonal sequence is used for the group. At each user’s receiver, decoding of composite codeword is carried out to extract the user’s own information while maintaining a high SINR performance. To improve the bit error performance of CS-CDMA-DL in Rayleigh fading conditions, Collaborative Space-time Spreading (C-STS) technique is proposed by combining the collaborative coding multiple access and space-time coding principles. A new scheme for uplink of CDMA using the ‘User Collaboration’ approach, referred to as CS-CDMA-UL is presented next. When users’ channels are independent (uncorrelated), significantly higher user capacity can be achieved by grouping multiple users to share the same spreading sequence and performing MUD on per group basis followed by a low complexity ML decoding at the receiver. This approach has shown to support much higher number of users than the available sequences while also maintaining the low receiver complexity. For improved performance under highly correlated channel conditions, T-user collaborative coding is also investigated within the CS-CDMA-UL system

Downlink Space–Time Spreading Using Interference Rejection Codes

In this paper, the authors will investigate the performance of a loosely synchronized (LS) code-based space–time spreading (STS) scheme in comparison to that of classic Walsh code and pseudonoise code-based STS when communicating over dispersive Nakagami-m multipath channels. Closed-form formulas are derived for characterizing the bit-error-rate performance as a function of the number of resolvable paths L and the number of users K. Our numerical results suggest that the employment of LS code-based STS scheme is beneficial in a low-user-load and low-dispersion channel scenario, where a near-single-user performance can be achieved without a multiuser detector. Index Terms—Code-division multiple access (CDMA), Gaussian approximation, interference-free window (IFW), large area synchronized (LAS) codes, loosely synchronized (LS) codes, Nakagami-m fading

A universal space-time architecture for multiple-antenna aided systems

In this tutorial, we first review the family of conventional multiple-antenna techniques, and then we provide a general overview of the recent concept of the powerful Multiple-Input Multiple-Output (MIMO) family based on a universal Space-Time Shift Keying (STSK) philosophy. When appropriately configured, the proposed STSK scheme has the potential of outperforming conventional MIMO arrangements