Wireless transmission protocols using relays for broadcast and information exchange channels

Relays have been used to overcome existing network performance bottlenecks in meeting the growing demand for large bandwidth and high quality of service (QoS) in wireless networks. This thesis proposes several wireless transmission protocols using relays in practical multi-user broadcast and information exchange channels. The main theme is to demonstrate that efficient use of relays provides an additional dimension to improve reliability, throughput, power efficiency and secrecy. First, a spectrally efficient cooperative transmission protocol is proposed for the multiple-input and singleoutput (MISO) broadcast channel to improve the reliability of wireless transmission. The proposed protocol mitigates co-channel interference and provides another dimension to improve the diversity gain. Analytical and simulation results show that outage probability and the diversity and multiplexing tradeoff of the proposed cooperative protocol outperforms the non-cooperative scheme. Second, a two-way relaying protocol is proposed for the multi-pair, two-way relaying channel to improve the throughput and reliability. The proposed protocol enables both the users and the relay to participate in interference cancellation. Several beamforming schemes are proposed for the multi-antenna relay. Analytical and simulation results reveal that the proposed protocol delivers significant improvements in ergodic capacity, outage probability and the diversity and multiplexing tradeoff if compared to existing schemes. Third, a joint beamforming and power management scheme is proposed for multiple-input and multiple-output (MIMO) two-way relaying channel to improve the sum-rate. Network power allocation and power control optimisation problems are formulated and solved using convex optimisation techniques. Simulation results verify that the proposed scheme delivers better sum-rate or consumes lower power when compared to existing schemes. Fourth, two-way secrecy schemes which combine one-time pad and wiretap coding are proposed for the scalar broadcast channel to improve secrecy rate. The proposed schemes utilise the channel reciprocity and employ relays to forward secret messages. Analytical and simulation results reveal that the proposed schemes are able to achieve positive secrecy rates even when the number of users is large. All of these new wireless transmission protocols help to realise better throughput, reliability, power efficiency and secrecy for wireless broadcast and information exchange channels through the efficient use of relays

Principles of Physical Layer Security in Multiuser Wireless Networks: A Survey

This paper provides a comprehensive review of the domain of physical layer security in multiuser wireless networks. The essential premise of physical-layer security is to enable the exchange of confidential messages over a wireless medium in the presence of unauthorized eavesdroppers without relying on higher-layer encryption. This can be achieved primarily in two ways: without the need for a secret key by intelligently designing transmit coding strategies, or by exploiting the wireless communication medium to develop secret keys over public channels. The survey begins with an overview of the foundations dating back to the pioneering work of Shannon and Wyner on information-theoretic security. We then describe the evolution of secure transmission strategies from point-to-point channels to multiple-antenna systems, followed by generalizations to multiuser broadcast, multiple-access, interference, and relay networks. Secret-key generation and establishment protocols based on physical layer mechanisms are subsequently covered. Approaches for secrecy based on channel coding design are then examined, along with a description of inter-disciplinary approaches based on game theory and stochastic geometry. The associated problem of physical-layer message authentication is also introduced briefly. The survey concludes with observations on potential research directions in this area.Comment: 23 pages, 10 figures, 303 refs. arXiv admin note: text overlap with arXiv:1303.1609 by other authors. IEEE Communications Surveys and Tutorials, 201

Mathematical optimization techniques for resource allocation and spatial multiplexing in spectrum sharing networks

Due to introduction of smart phones with data intensive multimedia and interactive applications and exponential growth of wireless devices, there is a shortage for useful radio spectrum. Even though the spectrum has become crowded, many spectrum occupancy measurements indicate that most of the allocated spectrum is underutilised. Hence radically new approaches in terms of allocation of wireless resources are required for better utilization of radio spectrum. This has motivated the concept of opportunistic spectrum sharing or the so-called cognitive radio technology that has great potential to improve spectrum utilization. The cognitive radio technology allows an opportunistic user namely the secondary user to access the spectrum of the licensed user (known as primary user) provided that the secondary transmission does not harmfully affect the primary user. This is possible with the introduction of advanced resource allocation techniques together with the use of wireless relays and spatial diversity techniques. In this thesis, various mathematical optimization techniques have been developed for the efficient use of radio spectrum within the context of spectrum sharing networks. In particular, optimal power allocation techniques and centralised and distributed beamforming techniques have been developed. Initially, an optimization technique for subcarrier and power allocation has been proposed for an Orthogonal Frequency Division Multiple Access (OFDMA) based secondary wireless network in the presence of multiple primary users. The solution is based on integer linear programming with multiple interference leakage and transmission power constraints. In order to enhance the spectrum efficiency further, the work has been extended to allow multiple secondary users to occupy the same frequency band under a multiple-input and multiple-output (MIMO) framework. A sum rate maximization technique based on uplink-downlink duality and dirty paper coding has been developed for the MIMO based OFDMA network. The work has also been extended to handle fading scenarios based on maximization of ergodic capacity. The optimization techniques for MIMO network has been extended to a spectrum sharing network with relays. This has the advantage of extending the coverage of the secondary network and assisting the primary network in return for the use of the primary spectrum. Finally, instead of considering interference mitigation, the recently emerged concept of interference alignment has been used for the resource allocation in spectrum sharing networks. The performances of all these new algorithms have been demonstrated using MATLAB based simulation studies

Optimising Cooperative Spectrum Sensing in Cognitive Radio Networks Using Interference Alignment and Space-Time Coding

In this thesis, the process of optimizing Cooperative Spectrum Sensing in Cognitive Radio has been investigated in fast-fading environments where simulation results have shown that its performance is limited by the Probability of Reporting Errors. By proposing a transmit diversity scheme using Differential space-time block codes (D-STBC) where channel state information (CSI) is not required and regarding multiple pairs of Cognitive Radios (CR’s) with single antennas as a virtual MIMO antenna arrays in multiple clusters, Differential space-time coding is applied for the purpose of decision reporting over Rayleigh channels. Both Hard and Soft combination schemes were investigated at the fusion center to reveal performance advantages for Hard combination schemes due to their minimal bandwidth requirements and simplistic implementation. The simulations results show that this optimization process achieves full transmit diversity, albeit with slight performance degradation in terms of power with improvements in performance when compared to conventional Cooperative Spectrum Sensing over non-ideal reporting channels. Further research carried out in this thesis shows performance deficits of Cooperative Spectrum Sensing due to interference on sensing channels of Cognitive Radio. Interference Alignment (IA) being a revolutionary wireless transmission strategy that reduces the impact of interference seems well suited as a strategy that can be used to optimize the performance of Cooperative Spectrum Sensing. The idea of IA is to coordinate multiple transmitters so that their mutual interference aligns at their receivers, facilitating simple interference cancellation techniques. Since its inception, research efforts have primarily been focused on verifying IA’s ability to achieve the maximum degrees of freedom (an approximation of sum capacity), developing algorithms for determining alignment solutions and designing transmission strategies that relax the need for perfect alignment but yield better performance. With the increased deployment of wireless services, CR’s ability to opportunistically sense and access the unused licensed frequency spectrum, without causing harmful interference to the licensed users becomes increasingly diminished, making the concept of introducing IA in CR a very attractive proposition. For a multiuser multiple-input–multiple-output (MIMO) overlay CR network, a space-time opportunistic IA (ST-OIA) technique has been proposed that allows spectrum sharing between a single primary user (PU) and multiple secondary users (SU) while ensuring zero interference to the PUs. With local CSI available at both the transmitters and receivers of SUs, the PU employs a space-time WF (STWF) algorithm to optimize its transmission and in the process, frees up unused eigenmodes that can be exploited by the SU. STWF achieves higher performance than other WF algorithms at low to moderate signal-to-noise ratio (SNR) regimes, which makes it ideal for implementation in CR networks. The SUs align their transmitted signals in such a way their interference impairs only the PU’s unused eigenmodes. For the multiple SUs to further exploit the benefits of Cooperative Spectrum Sensing, it was shown in this thesis that IA would only work when a set of conditions were met. The first condition ensures that the SUs satisfy a zero interference constraint at the PU’s receiver by designing their post-processing matrices such that they are orthogonal to the received signal from the PU link. The second condition ensures a zero interference constraint at both the PU and SUs receivers i.e. the constraint ensures that no interference from the SU transmitters is present at the output of the post-processing matrices of its unintended receivers. The third condition caters for the multiple SUs scenario to ensure interference from multiple SUs are aligned along unused eigenmodes. The SU system is assumed to employ a time division multiple access (TDMA) system such that the Principle of Reciprocity is employed towards optimizing the SUs transmission rates. Since aligning multiple SU transmissions at the PU is always limited by availability of spatial dimensions as well as typical user loads, the third condition proposes a user selection algorithm by the fusion centre (FC), where the SUs are grouped into clusters based on their numbers (i.e. two SUs per cluster) and their proximity to the FC, so that they can be aligned at each PU-Rx. This converts the cognitive IA problem into an unconstrained standard IA problem for a general cognitive system. Given the fact that the optimal power allocation algorithms used to optimize the SUs transmission rates turns out to be an optimal beamformer with multiple eigenbeams, this work initially proposes combining the diversity gain property of STBC, the zero-forcing function of IA and beamforming to optimize the SUs transmission rates. However, this solution requires availability of CSI, and to eliminate the need for this, this work then combines the D-STBC scheme with optimal IA precoders (consisting of beamforming and zero-forcing) to maximize the SUs data rates

Energy Efficient Massive MIMO and Beamforming for 5G Communications

Massive multiple-input multiple-output (MIMO) has been a key technique in the next generation of wireless communications for its potential to achieve higher capacity and data rates. However, the exponential growth of data traffic has led to a significant increase in the power consumption and system complexity. Therefore, we propose and study wireless technologies to improve the trade-off between system performance and power consumption of wireless communications. This Thesis firstly proposes a strategy with partial channel state information (CSI) acquisition to reduce the power consumption and hardware complexity of massive MIMO base stations. In this context, the employment of partial CSI is proposed in correlated communication channels with user mobility. By exploiting both the spatial correlation and temporal correlation of the channel, our analytical results demonstrate significant gains in the energy efficiency of the massive MIMO base station. Moreover, relay-aided communications have experienced raising interest; especially, two-way relaying systems can improve spectral efficiency with short required operating time. Therefore, this Thesis focuses on an uncorrelated massive MIMO two-way relaying system and studies power scaling laws to investigate how the transmit powers can be scaled to improve the energy efficiency up to several times the energy efficiency without power scaling while approximately maintaining the system performance. In a similar line, large antenna arrays deployed at the space-constrained relay would give rise to the spatial correlation. For this reason, this Thesis presents an incomplete CSI scheme to evaluate the trade-off between the spatial correlation and system performance. In addition, the advantages of linear processing methods and the effects of channel aging are investigated to further improve the relay-aided system performance. Similarly, large antenna arrays are required in millimeter-wave communications to achieve narrow beams with higher power gain. This poses the problem that locating the best beam direction requires high power and complexity consumption. Therefore, this Thesis presents several low-complexity beam alignment methods with respect to the state-of-the-art to evaluate the trade-off between complexity and system performance. Overall, extensive analytical and numerical results show an improved performance and validate the effectiveness of the proposed techniques

Rate-Energy Balanced Precoding Design for SWIPT based Two-Way Relay Systems

Simultaneous wireless information and power transfer (SWIPT) technique is a popular strategy to convey both information and RF energy for harvesting at receivers. In this regard, we consider a two-way relay system with multiple users and a multi-antenna relay employing SWIPT strategy, where splitting the received signal leads to a rate-energy trade-off. In literature, the works on transceiver design have been studied using computationally intensive and suboptimal convex relaxation based schemes. In this paper, we study the balanced precoder design using chordal distance (CD) decomposition, which incurs much lower complexity, and is flexible to dynamic energy requirements. It is analyzed that given a non-negative value of CD, the achieved harvested energy for the proposed balanced precoder is higher than that for the perfect interference alignment (IA) precoder. The corresponding loss in sum rates is also analyzed via an upper bound. Simulation results add that the IA schemes based on mean-squared error are better suited for the SWIPT maximization than the subspace alignment-based methods.Comment: arXiv admin note: text overlap with arXiv:2101.1216