A Closed-Loop Bidirectional Brain-Machine Interface System For Freely Behaving Animals

A brain-machine interface (BMI) creates an artificial pathway between the brain and the external world. The research and applications of BMI have received enormous attention among the scientific community as well as the public in the past decade. However, most research of BMI relies on experiments with tethered or sedated animals, using rack-mount equipment, which significantly restricts the experimental methods and paradigms. Moreover, most research to date has focused on neural signal recording or decoding in an open-loop method. Although the use of a closed-loop, wireless BMI is critical to the success of an extensive range of neuroscience research, it is an approach yet to be widely used, with the electronics design being one of the major bottlenecks. The key goal of this research is to address the design challenges of a closed-loop, bidirectional BMI by providing innovative solutions from the neuron-electronics interface up to the system level. Circuit design innovations have been proposed in the neural recording front-end, the neural feature extraction module, and the neural stimulator. Practical design issues of the bidirectional neural interface, the closed-loop controller and the overall system integration have been carefully studied and discussed.To the best of our knowledge, this work presents the first reported portable system to provide all required hardware for a closed-loop sensorimotor neural interface, the first wireless sensory encoding experiment conducted in freely swimming animals, and the first bidirectional study of the hippocampal field potentials in freely behaving animals from sedation to sleep. This thesis gives a comprehensive survey of bidirectional BMI designs, reviews the key design trade-offs in neural recorders and stimulators, and summarizes neural features and mechanisms for a successful closed-loop operation. The circuit and system design details are presented with bench testing and animal experimental results. The methods, circuit techniques, system topology, and experimental paradigms proposed in this work can be used in a wide range of relevant neurophysiology research and neuroprosthetic development, especially in experiments using freely behaving animals

Resource-efficient algorithms and circuits for highly-scalable BMI channel architectures

The study of the human brain has for long fascinated mankind. This organ that controls all cognitive processes and physical actions remains, to this day, among the least understood biological systems. Several billions of neurons form intricate interconnected networks communicating information through through complex electrochemical activities. Electrode arrays, such as for EEG, ECoG, and MEAs (microelectrode arrays), have enabled the observation of neural activity through recording of these electrical signals for both investigative and clinical applications. Although MEAs are widely considered the most invasive such method for recording, they do however provide highest resolution (both spatially and temporally). Due to close proximity, each microelectrode can pick up spiking activity from multiple neurons. This thesis focuses on the design and implementation of novel circuits and systems suitable for high channel count implantable neural interfaces. Implantability poses stringent requirements on the design, such as ultra-low power, small silicon footprint, reduced communication bandwidth and high efficiency to avoid information loss. The information extraction chain typically involves signal amplification and conditioning, spike detection, and spike sorting to determine the spatial and time firing pattern of each neuron. This thesis first provides a background to the origin and basic electrophysiology of these biopotential signals followed by a thorough review of the relevant state-of-the circuits and systems for facilitating the neural interface. Within this context, novel front-end circuits are presented for achieving resource-constrained biopotential amplification whilst additionally considering the signal dynamics and realistic requirements for effective classification. Specifically, it is shown how a band-limited biopotential amplifier can reduce power requirements without compromising detectability. Furthermore through the development of a novel automatic gain control for neural spike recording, the dynamic range of the signal in subsequent processing blocks can be maintained in multichannel systems. This is particularly effective if now considering systems that no longer requiring independent tuning of amplification gains for each individual channel. This also alleviates the common requirement to over-spec the resolution in data conversion therefore saving power, area and data capacity. Dealing with basic spike detection and feature extraction, a novel circuit for maxima detection is presented for identifying and signalling the onset of spike peaks and troughs. This is then combined with a novel non-linear energy operator (NEO) preprocessor and applied to spike detection. This again contributes to the general theme of achieving a calibration-free multi-channel system that is signal-driven and adaptive. Another original contribution herein includes a spike rate encoder circuit suitable for applications that are not are not affected by providing multi-unit responses. Finally, spike sorting (feature extraction and clustering) is examined. A new method for feature extraction is proposed based on utilising the extrema of the first and second derivatives of the signal. It is shown that this provides an extremely resource-efficient metric than can achieve noise immunity than other methods of comparable complexity. Furthermore, a novel unsupervised clustering method is proposed which adaptively determines the number of clusters and assigns incoming spikes to appropriate cluster on-the-fly. In addition to high accuracy achieved by the combination of these methods for spike sorting, a major advantage is their low-computational complexity that renders them readily implementable in low-power hardware.Open Acces