On the Fattorini Criterion for Approximate Controllability and Stabilizability of Parabolic Systems

In this paper, we consider the well-known Fattorini's criterion for approximate controllability of infinite dimensional linear systems of type $y'=A y+Bu$. We precise the result proved by H. O. Fattorini in \cite{Fattorini1966} for bounded input $B$, in the case where $B$ can be unbounded or in the case of finite-dimensional controls. More precisely, we prove that if Fattorini's criterion is satisfied and if the set of geometric multiplicities of $A$ is bounded then approximate controllability can be achieved with finite dimensional controls. An important consequence of this result consists in using the Fattorini's criterion to obtain the feedback stabilizability of linear and nonlinear parabolic systems with feedback controls in a finite dimensional space. In particular, for systems described by partial differential equations, such a criterion reduces to a unique continuation theorem for a stationary system. We illustrate such a method by tackling some coupled Navier-Stokes type equations (MHD system and micropolar fluid system) and we sketch a systematic procedure relying on Fattorini's criterion for checking stabilizability of such nonlinear systems. In that case, the unique continuation theorems rely on local Carleman inequalities for stationary Stokes type systems

Control and State Estimation of the One-Phase Stefan Problem via Backstepping Design

This paper develops a control and estimation design for the one-phase Stefan problem. The Stefan problem represents a liquid-solid phase transition as time evolution of a temperature profile in a liquid-solid material and its moving interface. This physical process is mathematically formulated as a diffusion partial differential equation (PDE) evolving on a time-varying spatial domain described by an ordinary differential equation (ODE). The state-dependency of the moving interface makes the coupled PDE-ODE system a nonlinear and challenging problem. We propose a full-state feedback control law, an observer design, and the associated output-feedback control law via the backstepping method. The designed observer allows estimation of the temperature profile based on the available measurement of solid phase length. The associated output-feedback controller ensures the global exponential stability of the estimation errors, the H1- norm of the distributed temperature, and the moving interface to the desired setpoint under some explicitly given restrictions on the setpoint and observer gain. The exponential stability results are established considering Neumann and Dirichlet boundary actuations.Comment: 16 pages, 11 figures, submitted to IEEE Transactions on Automatic Contro