Lower Bounds on the Redundancy of Huffman Codes with Known and Unknown Probabilities

In this paper we provide a method to obtain tight lower bounds on the minimum redundancy achievable by a Huffman code when the probability distribution underlying an alphabet is only partially known. In particular, we address the case where the occurrence probabilities are unknown for some of the symbols in an alphabet. Bounds can be obtained for alphabets of a given size, for alphabets of up to a given size, and for alphabets of arbitrary size. The method operates on a Computer Algebra System, yielding closed-form numbers for all results. Finally, we show the potential of the proposed method to shed some light on the structure of the minimum redundancy achievable by the Huffman code

Joint String Complexity for Markov Sources: Small Data Matters *

International audienceString complexity is defined as the cardinality of a set of all distinct words (factors) of a given string. For two strings, we introduce the joint string complexity as the cardinality of a set of words that are common to both strings. String complexity finds a number of applications from capturing the richness of a language to finding similarities between two genome sequences. In this paper we analyze the joint string complexity when both strings are generated by Markov sources. We prove that the joint string complexity grows linearly (in terms of the string lengths) when both sources are statistically indistinguishable and sublinearly when sources are statistically distinguishable. Precise analysis of the joint string complexity requires subtle singularity analysis and saddle point method over infinity many saddle points leading to novel oscillatory phenomena with single and double periodicities. To overcome these challenges, we apply analytic techniques such as multivariate generating functions, multivariate depoissonization and Mellin transform, spectral matrix analysis, and complex asymptotic methods