On the Performance Gain of NOMA over OMA in Uplink Communication Systems

In this paper, we investigate and reveal the ergodic sum-rate gain (ESG) of non-orthogonal multiple access (NOMA) over orthogonal multiple access (OMA) in uplink cellular communication systems. A base station equipped with a single-antenna, with multiple antennas, and with massive antenna arrays is considered both in single-cell and multi-cell deployments. In particular, in single-antenna systems, we identify two types of gains brought about by NOMA: 1) a large-scale near-far gain arising from the distance discrepancy between the base station and users; 2) a small-scale fading gain originating from the multipath channel fading. Furthermore, we reveal that the large-scale near-far gain increases with the normalized cell size, while the small-scale fading gain is a constant, given by $\gamma$ = 0.57721 nat/s/Hz, in Rayleigh fading channels. When extending single-antenna NOMA to $M$-antenna NOMA, we prove that both the large-scale near-far gain and small-scale fading gain achieved by single-antenna NOMA can be increased by a factor of $M$ for a large number of users. Moreover, given a massive antenna array at the base station and considering a fixed ratio between the number of antennas, $M$, and the number of users, $K$, the ESG of NOMA over OMA increases linearly with both $M$ and $K$. We then further extend the analysis to a multi-cell scenario. Compared to the single-cell case, the ESG in multi-cell systems degrades as NOMA faces more severe inter-cell interference due to the non-orthogonal transmissions. Besides, we unveil that a large cell size is always beneficial to the ergodic sum-rate performance of NOMA in both single-cell and multi-cell systems. Numerical results verify the accuracy of the analytical results derived and confirm the insights revealed about the ESG of NOMA over OMA in different scenarios.Comment: 51 pages, 7 figures, invited paper, submitted to IEEE Transactions on Communication

Analyzing the Reduced Required BS Density due to CoMP in Cellular Networks

In this paper we investigate the benefit of base station (BS) cooperation in the uplink of coordinated multi-point (CoMP) networks. Our figure of merit is the required BS density required to meet a chosen rate coverage. Our model assumes a 2-D network of BSs on a regular hexagonal lattice in which path loss, lognormal shadowing and Rayleigh fading affect the signal received from users. Accurate closed-form expressions are first presented for the sum-rate coverage probability and ergodic sum-rate at each point of the cooperation region. Then, for a chosen quality of user rate, the required density of BS is derived based on the minimum value of rate coverage probability in the cooperation region. The approach guarantees that the achievable rate in the entire coverage region is above a target rate with chosen probability. The formulation allows comparison between different orders of BS cooperation, quantifying the reduced required BS density from higher orders of cooperation.Comment: Accepted for presentation in IEEE Globecom Conf., to be held in Atlanta, USA, Dec. 2013. arXiv admin note: text overlap with arXiv:1302.159

Tractable Resource Management with Uplink Decoupled Millimeter-Wave Overlay in Ultra-Dense Cellular Networks

The forthcoming 5G cellular network is expected to overlay millimeter-wave (mmW) transmissions with the incumbent micro-wave ({\mu}W) architecture. The overall mm-{\mu}W resource management should therefore harmonize with each other. This paper aims at maximizing the overall downlink (DL) rate with a minimum uplink (UL) rate constraint, and concludes: mmW tends to focus more on DL transmissions while {\mu}W has high priority for complementing UL, under time-division duplex (TDD) mmW operations. Such UL dedication of {\mu}W results from the limited use of mmW UL bandwidth due to excessive power consumption and/or high peak-to-average power ratio (PAPR) at mobile users. To further relieve this UL bottleneck, we propose mmW UL decoupling that allows each legacy {\mu}W base station (BS) to receive mmW signals. Its impact on mm-{\mu}W resource management is provided in a tractable way by virtue of a novel closed-form mm-{\mu}W spectral efficiency (SE) derivation. In an ultra-dense cellular network (UDN), our derivation verifies mmW (or {\mu}W) SE is a logarithmic function of BS-to-user density ratio. This strikingly simple yet practically valid analysis is enabled by exploiting stochastic geometry in conjunction with real three dimensional (3D) building blockage statistics in Seoul, Korea.Comment: to appear in IEEE Transactions on Wireless Communications (17 pages, 11 figures, 1 table

Achieving Large Multiplexing Gain in Distributed Antenna Systems via Cooperation with pCell Technology

In this paper we present pCellTM technology, the first commercial-grade wireless system that employs cooperation between distributed transceiver stations to create concurrent data links to multiple users in the same spectrum. First we analyze the per-user signal-to-interference-plus-noise ratio (SINR) employing a geometrical spatial channel model to define volumes in space of coherent signal around user antennas (or personal cells, i.e., pCells). Then we describe the system architecture consisting of a general-purpose-processor (GPP) based software-defined radio (SDR) wireless platform implementing a real-time LTE protocol stack to communicate with off-the-shelf LTE devices. Finally we present experimental results demonstrating up to 16 concurrent spatial channels for an aggregate average spectral efficiency of 59.3 bps/Hz in the downlink and 27.5 bps/Hz in the uplink, providing data rates of 200 Mbps downlink and 25 Mbps uplink in 5 MHz of TDD spectrum.Comment: IEEE Asilomar Conference on Signals, Systems, and Computers, Nov. 8-11th 2015, Pacific Grove, CA, US

On-board processing for future satellite communications systems: Satellite-Routed FDMA

A frequency division multiple access (FDMA) 30/20 GHz satellite communications architecture without on-board baseband processing is investigated. Conceptual system designs are suggested for domestic traffic models totaling 4 Gb/s of customer premises service (CPS) traffic and 6 Gb/s of trunking traffic. Emphasis is given to the CPS portion of the system which includes thousands of earth terminals with digital traffic ranging from a single 64 kb/s voice channel to hundreds of channels of voice, data, and video with an aggregate data rate of 33 Mb/s. A unique regional design concept that effectively smooths the non-uniform traffic distribution and greatly simplifies the satellite design is employed. The satellite antenna system forms thirty-two 0.33 deg beam on both the uplinks and the downlinks in one design. In another design matched to a traffic model with more dispersed users, there are twenty-four 0.33 deg beams and twenty-one 0.7 deg beams. Detailed system design techniques show that a single satellite producing approximately 5 kW of dc power is capable of handling at least 75% of the postulated traffic. A detailed cost model of the ground segment and estimated system costs based on current information from manufacturers are presented