Market Based Approaches for Dynamic Spectrum Assignment

Abstract—Much of the technical literature on spectrum sharing has been on developing technologies and systems for non-cooperative) opportunistic use. In this paper, we situate this approach to secondary spectrum use in a broader context, one that includes cooperative approaches to Dynamic Spectrum Access (DSA). In this paper, we introduce readers to this broader approach to DSA by contrasting it with non-cooperative sharing (opportunistic use), surveying relevant literature, and suggesting future directions for researc

The Question of Spectrum: Technology, Management, and Regime Change

There is general agreement that the traditional command-and-control regulation of radio spectrum by the FCC (and NTIA) has failed. There is no general agreement on which regime should succeed it. Property rights advocates take Ronald Coase's advice that spectrum licenses should be sold off and traded in secondary markets, like any other assets. Commons advocates argue that new technologies cannot be accommodated by a licensing regime (either traditional or property rights) and that a commons regime leads to the most efficient means to deliver useful spectrum to the American public. This article reviews the scholarly history of this controversy, outlines the revolution of FCC thinking, and parses the question of property rights vs. commons into four distinct parts: new technology, spectrum uses, spectrum management, and the overarching legal regime. Advocates on both sides find much to agree about on the first three factors; the disagreement is focused on the choice of overarching regime to most efficiently and effectively make spectrum and its applications available to the American public. There are two feasible regime choices: a property rights regime and a mixed licensed/commons regime subject to regulation. The regime choice depends upon four factors: dispute resolution, transactions costs, tragedies of the commons and anticommons, and flexibility to changing technologies and demands. Each regime is described and analyzed against these four factors. With regard to pure transactions costs, commons may hold an advantage but it appears quite small. For all other factors, the property rights regime holds very substantial advantages relative to the mixed regime. I conclude that the choice comes down to markets vs. regulation as mechanism for allocating resources.

Dynamic spectrum access : secondary user coexistence in the FM band

The explosion of wireless everything in recent years has placed a strain on the radio spectrum, and has led to the so-called ‘spectrum crunch’, where the spectrum is described as being nearly at capacity [1]. It is widely accepted that in reality this is not the case, as great numbers of ‘allocated’ bands are underutilized or not in use at all. In other words, the radio spectrum is not used as efficiently as it could be. Commonly, bands (containing many channels) are classified by spectrum regulators for a particular type of use, such as those for FM Radio, Digital TV and cellular services. If there are not enough Primary Users (PUs) to use all of the channels in these bands, they lie empty. Using new spectrum access techniques, these channels can be targeted for 5G and IoT applications. This work focuses on targeting the FM Radio band (88-108 MHz). Signals broadcast at these frequencies have excellent propagation characteristics, and are able to diffract around objects such as hills and human-made structures, and penetrate through buildings well. Recent studies [2] have shown that a significant portion of the 100 individual 200 kHz-wide FM Radio channels are unused at any given location

Licensed Shared Access Evolution to Provide Exclusive and Dynamic Shared Spectrum Access for Novel 5G Use Cases

This chapter studies the Licensed Shared Access (LSA) concept, which was initially developed to enable the use of the vacant spectrum resources in 2.3–2.4 GHz band for mobile broadband (MBB) through long-term static licenses. The LSA system was developed to guarantee LSA licensees a predictable quality of service (QoS) and exclusive access to shared spectrum resources. This chapter describes the development and architecture of LSA for 2.3–2.4 GHz band and compares the LSA briefly to the Spectrum Access System (SAS) concept developed in the USA. 5G and its new use cases require a more dynamic approach to access shared spectrum resources than the LSA system developed for 2.3–2.4 GHz band can provide. Thus, a concept called LSA evolution is currently under development. The novel concepts introduced in LSA evolution include spectrum sensing, short-term license periods, possibility to allocate spectrum locally, and support for co-primary sharing, which can guarantee the quality of service (QoS) from spectrum perspective. The chapter also describes a demonstration of LSA evolution system with spectrum user prioritization, which was created for Programme Making and Special Events (PMSE) use case

Distributed spectrum leasing via cooperation

“Cognitive radio” networks enable the coexistence of primary (licensed) and secondary (unlicensed) terminals. Conventional frameworks, namely commons and property-rights models, while being promising in certain aspects, appear to have significant drawbacks for implementation of large-scale distributed cognitive radio networks, due to the technological and theoretical limits on the ability of secondary activity to perform effective spectrum sensing and on the stringent constraints on protocols and architectures. To address the problems highlighted above, the framework of distributed spectrum leasing via cross-layer cooperation (DiSC) has been recently proposed as a basic mechanism to guide the design of decentralized cognitive radio networks. According to this framework, each primary terminal can ”lease” a transmission opportunity to a local secondary terminal in exchange for cooperation (relaying) as long as secondary quality-of-service (QoS) requirements are satisfied. The dissertation starts by investigating the performance bounds from an information-theoretical standpoint by focusing on the scenario of a single primary user and multiple secondary users with private messages. Achievable rate regions are derived for discrete memoryless and Gaussian models by considering Decode-and-Forward (DF), with both standard and parity-forwarding techniques, and Compress-and-Forward (CF), along with superposition coding at the secondary nodes. Then a framework is proposed that extends the analysis to multiple primary users and multiple secondary users by leveraging the concept of Generalized Nash Equilibrium. Accordingly, multiple primary users, each owning its own spectral resource, compete for the cooperation of the available secondary users under a shared constraint on all spectrum leasing decisions set by the secondary QoS requirements. A general formulation of the problem is given and solutions are proposed with different signaling requirements among the primary users. The novel idea of interference forwarding as a mechanism to enable DiSC is proposed, whereby primary users lease part of their spectrum to the secondary users if the latter assist by forwarding information about the interference to enable interference mitigation at the primary receivers. Finally, an application of DiSC in multi-tier wireless networks such as femtocells overlaid by macrocells whereby the femtocell base station acts as a relay for the macrocell users is presented. The performance advantages of the proposed application are evaluated by studying the transmission reliability of macro and femto users for a quasi-static fading channel in terms of outage probability and diversity-multiplexing trade-off for uplink and, more briefly, for downlink