A Survey of Physical Layer Security Techniques for 5G Wireless Networks and Challenges Ahead

Physical layer security which safeguards data confidentiality based on the information-theoretic approaches has received significant research interest recently. The key idea behind physical layer security is to utilize the intrinsic randomness of the transmission channel to guarantee the security in physical layer. The evolution towards 5G wireless communications poses new challenges for physical layer security research. This paper provides a latest survey of the physical layer security research on various promising 5G technologies, including physical layer security coding, massive multiple-input multiple-output, millimeter wave communications, heterogeneous networks, non-orthogonal multiple access, full duplex technology, etc. Technical challenges which remain unresolved at the time of writing are summarized and the future trends of physical layer security in 5G and beyond are discussed.Comment: To appear in IEEE Journal on Selected Areas in Communication

Full-duplex wireless communications: challenges, solutions and future research directions

The family of conventional half-duplex (HD) wireless systems relied on transmitting and receiving in different time-slots or frequency sub-bands. Hence the wireless research community aspires to conceive full-duplex (FD) operation for supporting concurrent transmission and reception in a single time/frequency channel, which would improve the attainable spectral efficiency by a factor of two. The main challenge encountered in implementing an FD wireless device is the large power difference between the self-interference (SI) imposed by the device’s own transmissions and the signal of interest received from a remote source. In this survey, we present a comprehensive list of the potential FD techniques and highlight their pros and cons. We classify the SI cancellation techniques into three categories, namely passive suppression, analog cancellation and digital cancellation, with the advantages and disadvantages of each technique compared. Specifically, we analyse the main impairments (e.g. phase noise, power amplifier nonlinearity as well as in-phase and quadrature-phase (I/Q) imbalance, etc.) that degrading the SI cancellation. We then discuss the FD based Media Access Control (MAC)-layer protocol design for the sake of addressing some of the critical issues, such as the problem of hidden terminals, the resultant end-to-end delay and the high packet loss ratio (PLR) due to network congestion. After elaborating on a variety of physical/MAC-layer techniques, we discuss potential solutions conceived for meeting the challenges imposed by the aforementioned techniques. Furthermore, we also discuss a range of critical issues related to the implementation, performance enhancement and optimization of FD systems, including important topics such as hybrid FD/HD scheme, optimal relay selection and optimal power allocation, etc. Finally, a variety of new directions and open problems associated with FD technology are pointed out. Our hope is that this treatise will stimulate future research efforts in the emerging field of FD communication

Mathematical optimization and signal processing techniques for cooperative wireless networks

The rapid growth of mobile users and emergence of high data rate multimedia and interactive services have resulted in a shortage of the radio spectrum. Novel solutions are therefore required for future generations of wireless networks to enhance capacity and coverage. This thesis aims at addressing this issue through the design and analysis of signal processing algorithms. In particular various resource allocation and spatial diversity techniques have been proposed within the context of wireless peer-to-peer relays and coordinated base station (BS) processing. In order to enhance coverage while providing improvement in capacity, peer-to-peer relays that share the same frequency band have been considered and various techniques for designing relay coefficients and allocating powers optimally are proposed. Both one-way and two-way amplify and forward (AF) relays have been investigated. In order to maintain fairness, a signal-to-interference plus noise ratio (SINR) balancing criterion has been adopted. In order to improve the spectrum utilization further, the relays within the context of cognitive radio network are also considered. In this case, a cognitive peer-to-peer relay network is required to achieve SINR balancing while maintaining the interference leakage to primary receiver below a certain threshold. As the spatial diversity techniques in the form of multiple-input-multipleoutput (MIMO) systems have the potential to enhance capacity significantly, the above work has been extended to peer-to-peer MIMO relay networks. Transceiver and relay beamforming design based on minimum mean-square error (MSE) criterion has been proposed. Establishing uplink downlink MSE duality, an alternating algorithm has been developed. A scenario where multiple users are served by both the BS and a MIMO relay is considered and a joint beamforming technique for the BS and the MIMO relay is proposed. With the motivation of optimising the transmission power at both the BS and the relay, an interference precoding design is presented that takes into account the knowledge of the interference caused by the relay to the users served by the BS. Recognizing joint beamformer design for multiple BSs has the ability to reduce interference in the network significantly, cooperative multi-cell beamforming design is proposed. The aim is to design multi-cell beamformers to maximize the minimum SINR of users subject to individual BS power constraints. In contrast to all works available in the literature that aimed at balancing SINR of all users in all cells to the same level, the SINRs of users in each cell is balanced and maximized at different values. This new technique takes advantage of the fact that BSs may have different available transmission powers and/or channel conditions for their users

Power Allocation in Wireless Relay Networks

This thesis is mainly concerned with power allocation issues in wireless relay networks where a single or multiple relays assist transmission from a single or multiple sources to a destination. First, a network model with a single source and multiple relays is considered, in which both cases of orthogonal and non--orthogonal relaying are investigated. For the case of orthogonal relaying, two power allocation schemes corresponding to two partial channel state information (CSI) assumptions are proposed. Given the lack of full and perfect CSI, appropriate signal processing at the relays and/or destination is also developed. The performance behavior of the system with power allocation between the source and the relays is also analyzed. For the case of non-orthogonal relaying, it is demonstrated that optimal power allocation is not sufficiently effective. Instead, a relay beamforming scheme is proposed. A comprehensive comparison between the orthogonal relaying with power allocation scheme and the non-orthogonal relaying with beamforming scheme is then carried out, which reveals several interesting conclusions with respect to both error performance and system throughput. In the second part of the thesis, a network model with multiple sources and a single relay is considered. The transmission model is applicable for uplink channels in cellular mobile systems in which multiple mobile terminals communicate with the base station with the help of a single relay station. Single-carrier frequency division multiple access (SC-FDMA) technique with frequency domain equalization is adopted in order to avoid the amplification of the multiple access interference at the relay. Minimizing the transmit power at the relay and optimizing the fairness among the sources in terms of throughput are the two objectives considered in implementing power allocation schemes. The problems are visualized as water-filling and water-discharging models and two optimal power allocation schemes are proposed, accordingly. Finally, the last part of the thesis is extended to a network model with multiple sources and multiple relays. The orthogonal multiple access technique is employed in order to avoid multiple access interference. Proposed is a joint optimal beamforming and power allocation scheme in which an alternative optimization technique is applied to deal with the non-convexity of the power allocation problem. Furthermore, recognizing the high complexity and large overhead information exchange when the number of sources and relays increases, a relay selection scheme is proposed. Since each source is supported by at most one relay, the feedback information from the destination to each relay can be significantly reduced. Using an equal power allocation scheme, relay selection is still an NP-hard combinatorial optimization problem. Nevertheless, the proposed sub-optimal scheme yields a comparable performance with a much lower computational complexity and can be well suited for practical systems