Principles of Physical Layer Security in Multiuser Wireless Networks: A Survey

This paper provides a comprehensive review of the domain of physical layer security in multiuser wireless networks. The essential premise of physical-layer security is to enable the exchange of confidential messages over a wireless medium in the presence of unauthorized eavesdroppers without relying on higher-layer encryption. This can be achieved primarily in two ways: without the need for a secret key by intelligently designing transmit coding strategies, or by exploiting the wireless communication medium to develop secret keys over public channels. The survey begins with an overview of the foundations dating back to the pioneering work of Shannon and Wyner on information-theoretic security. We then describe the evolution of secure transmission strategies from point-to-point channels to multiple-antenna systems, followed by generalizations to multiuser broadcast, multiple-access, interference, and relay networks. Secret-key generation and establishment protocols based on physical layer mechanisms are subsequently covered. Approaches for secrecy based on channel coding design are then examined, along with a description of inter-disciplinary approaches based on game theory and stochastic geometry. The associated problem of physical-layer message authentication is also introduced briefly. The survey concludes with observations on potential research directions in this area.Comment: 23 pages, 10 figures, 303 refs. arXiv admin note: text overlap with arXiv:1303.1609 by other authors. IEEE Communications Surveys and Tutorials, 201

On the Design of Artificial-Noise-Aided Secure Multi-Antenna Transmission in Slow Fading Channels

In this paper, we investigate the design of artificial-noise-aided secure multi-antenna transmission in slow fading channels. The primary design concerns include the transmit power allocation and the rate parameters of the wiretap code. We consider two scenarios with different complexity levels: i) the design parameters are chosen to be fixed for all transmissions, ii) they are adaptively adjusted based on the instantaneous channel feedback from the intended receiver. In both scenarios, we provide explicit design solutions for achieving the maximal throughput subject to a secrecy constraint, given by a maximum allowable secrecy outage probability. We then derive accurate approximations for the maximal throughput in both scenarios in the high signal-to-noise ratio region, and give new insights into the additional power cost for achieving a higher security level, whilst maintaining a specified target throughput. In the end, the throughput gain of adaptive transmission over non-adaptive transmission is also quantified and analyzed.Comment: to appear in IEEE Transactions on Vehicular Technolog

Physical Layer Service Integration in 5G: Potentials and Challenges

High transmission rate and secure communication have been identified as the key targets that need to be effectively addressed by fifth generation (5G) wireless systems. In this context, the concept of physical-layer security becomes attractive, as it can establish perfect security using only the characteristics of wireless medium. Nonetheless, to further increase the spectral efficiency, an emerging concept, termed physical-layer service integration (PHY-SI), has been recognized as an effective means. Its basic idea is to combine multiple coexisting services, i.e., multicast/broadcast service and confidential service, into one integral service for one-time transmission at the transmitter side. This article first provides a tutorial on typical PHY-SI models. Furthermore, we propose some state-of-the-art solutions to improve the overall performance of PHY-SI in certain important communication scenarios. In particular, we highlight the extension of several concepts borrowed from conventional single-service communications, such as artificial noise (AN), eigenmode transmission etc., to the scenario of PHY-SI. These techniques are shown to be effective in the design of reliable and robust PHY-SI schemes. Finally, several potential research directions are identified for future work.Comment: 12 pages, 7 figure

Artificial-Noise-Aided Secure Multi-Antenna Transmission with Limited Feedback

We present an optimized secure multi-antenna transmission approach based on artificial-noise-aided beamforming, with limited feedback from a desired single-antenna receiver. To deal with beamformer quantization errors as well as unknown eavesdropper channel characteristics, our approach is aimed at maximizing throughput under dual performance constraints - a connection outage constraint on the desired communication channel and a secrecy outage constraint to guard against eavesdropping. We propose an adaptive transmission strategy that judiciously selects the wiretap coding parameters, as well as the power allocation between the artificial noise and the information signal. This optimized solution reveals several important differences with respect to solutions designed previously under the assumption of perfect feedback. We also investigate the problem of how to most efficiently utilize the feedback bits. The simulation results indicate that a good design strategy is to use approximately 20% of these bits to quantize the channel gain information, with the remainder to quantize the channel direction, and this allocation is largely insensitive to the secrecy outage constraint imposed. In addition, we find that 8 feedback bits per transmit antenna is sufficient to achieve approximately 90% of the throughput attainable with perfect feedback.Comment: to appear in IEEE Transactions on Wireless Communication

A Survey of Physical Layer Security Techniques for 5G Wireless Networks and Challenges Ahead

Physical layer security which safeguards data confidentiality based on the information-theoretic approaches has received significant research interest recently. The key idea behind physical layer security is to utilize the intrinsic randomness of the transmission channel to guarantee the security in physical layer. The evolution towards 5G wireless communications poses new challenges for physical layer security research. This paper provides a latest survey of the physical layer security research on various promising 5G technologies, including physical layer security coding, massive multiple-input multiple-output, millimeter wave communications, heterogeneous networks, non-orthogonal multiple access, full duplex technology, etc. Technical challenges which remain unresolved at the time of writing are summarized and the future trends of physical layer security in 5G and beyond are discussed.Comment: To appear in IEEE Journal on Selected Areas in Communication

On SDoF of Multi-Receiver Wiretap Channel With Alternating CSIT

We study the problem of secure transmission over a Gaussian multi-input single-output (MISO) two receiver channel with an external eavesdropper, under the assumption that the state of the channel which is available to each receiver is conveyed either perfectly ($P$) or with delay ($D$) to the transmitter. Denoting by $S_1$, $S_2$, and $S_3$ the channel state information at the transmitter (CSIT) of user 1, user 2, and eavesdropper, respectively, the overall CSIT can then alternate between eight possible states, i.e., $(S_1,S_2,S_3) \in \{P,D\}^3$. We denote by $\lambda_{S_1 S_2 S_3}$ the fraction of time during which the state $S_1S_2S_3$ occurs. Under these assumptions, we first consider the Gaussian MISO wiretap channel and characterize the secure degrees of freedom (SDoF). Next, we consider the general multi-receiver setup and characterize the SDoF region of fixed hybrid states $PPD$, $PDP$, and $DDP$. We then focus our attention on the symmetric case in which $\lambda_{PDD}=\lambda_{DPD}$. For this case, we establish bounds on SDoF region. The analysis reveals that alternating CSIT allows synergistic gains in terms of SDoF; and shows that, by opposition to encoding separately over different states, joint encoding across the states enables strictly better secure rates. Furthermore, we specialize our results for the two receivers channel with an external eavesdropper to the two-user broadcast channel. We show that, the synergistic gains in terms of SDoF by alternating CSIT is not restricted to multi-receiver wiretap channels; and, can also be harnessed under broadcast setting.Comment: To Appear in IEEE Transactions on Information Forensics and Securit