On Robust Face Recognition via Sparse Encoding: the Good, the Bad, and the Ugly

In the field of face recognition, Sparse Representation (SR) has received considerable attention during the past few years. Most of the relevant literature focuses on holistic descriptors in closed-set identification applications. The underlying assumption in SR-based methods is that each class in the gallery has sufficient samples and the query lies on the subspace spanned by the gallery of the same class. Unfortunately, such assumption is easily violated in the more challenging face verification scenario, where an algorithm is required to determine if two faces (where one or both have not been seen before) belong to the same person. In this paper, we first discuss why previous attempts with SR might not be applicable to verification problems. We then propose an alternative approach to face verification via SR. Specifically, we propose to use explicit SR encoding on local image patches rather than the entire face. The obtained sparse signals are pooled via averaging to form multiple region descriptors, which are then concatenated to form an overall face descriptor. Due to the deliberate loss spatial relations within each region (caused by averaging), the resulting descriptor is robust to misalignment & various image deformations. Within the proposed framework, we evaluate several SR encoding techniques: l1-minimisation, Sparse Autoencoder Neural Network (SANN), and an implicit probabilistic technique based on Gaussian Mixture Models. Thorough experiments on AR, FERET, exYaleB, BANCA and ChokePoint datasets show that the proposed local SR approach obtains considerably better and more robust performance than several previous state-of-the-art holistic SR methods, in both verification and closed-set identification problems. The experiments also show that l1-minimisation based encoding has a considerably higher computational than the other techniques, but leads to higher recognition rates

A framework for improving the performance of verification algorithms with a low false positive rate requirement and limited training data

In this paper we address the problem of matching patterns in the so-called verification setting in which a novel, query pattern is verified against a single training pattern: the decision sought is whether the two match (i.e. belong to the same class) or not. Unlike previous work which has universally focused on the development of more discriminative distance functions between patterns, here we consider the equally important and pervasive task of selecting a distance threshold which fits a particular operational requirement - specifically, the target false positive rate (FPR). First, we argue on theoretical grounds that a data-driven approach is inherently ill-conditioned when the desired FPR is low, because by the very nature of the challenge only a small portion of training data affects or is affected by the desired threshold. This leads us to propose a general, statistical model-based method instead. Our approach is based on the interpretation of an inter-pattern distance as implicitly defining a pattern embedding which approximately distributes patterns according to an isotropic multi-variate normal distribution in some space. This interpretation is then used to show that the distribution of training inter-pattern distances is the non-central chi2 distribution, differently parameterized for each class. Thus, to make the class-specific threshold choice we propose a novel analysis-by-synthesis iterative algorithm which estimates the three free parameters of the model (for each class) using task-specific constraints. The validity of the premises of our work and the effectiveness of the proposed method are demonstrated by applying the method to the task of set-based face verification on a large database of pseudo-random head motion videos.Comment: IEEE/IAPR International Joint Conference on Biometrics, 201

Deep Learning Face Representation by Joint Identification-Verification

The key challenge of face recognition is to develop effective feature representations for reducing intra-personal variations while enlarging inter-personal differences. In this paper, we show that it can be well solved with deep learning and using both face identification and verification signals as supervision. The Deep IDentification-verification features (DeepID2) are learned with carefully designed deep convolutional networks. The face identification task increases the inter-personal variations by drawing DeepID2 extracted from different identities apart, while the face verification task reduces the intra-personal variations by pulling DeepID2 extracted from the same identity together, both of which are essential to face recognition. The learned DeepID2 features can be well generalized to new identities unseen in the training data. On the challenging LFW dataset, 99.15% face verification accuracy is achieved. Compared with the best deep learning result on LFW, the error rate has been significantly reduced by 67%