A Comparison of Beam Refinement Algorithms for Millimeter Wave Initial Access

Initial access (IA) is identified as a key challenge for the upcoming 5G mobile communication system operating at high carrier frequencies, and several techniques are currently being proposed. In this paper, we extend our previously proposed genetic algorithm (GA)-based beam refinement scheme to include beamforming at both the transmitter and the receiver, and compare the performance with alternative approaches in the millimeter wave multi-user multiple-input-multiple-output (MU-MIMO) networks. Taking the millimeter wave communications characteristics and various metrics into account, we investigate the effect of different parameters such as the number of transmit antennas/users/per-user receive antennas, beamforming resolution as well as hardware impairments on the system performance employing different beam refinement algorithms. As shown, our proposed GA-based approach performs well in delay-constrained networks with multi-antenna users. Compared to the considered state-of-the-art schemes, our method reaches the highest service outage-constrained end-to-end throughput with considerably less implementation complexity. Moreover, taking the users\u27 mobility into account, GA-based approach can remarkably reduce the beam refinement delay at low/moderate speeds when the spatial correlation is taken into account

Initial Access in 5G mm-Wave Cellular Networks

The massive amounts of bandwidth available at millimeter-wave frequencies (roughly above 10 GHz) have the potential to greatly increase the capacity of fifth generation cellular wireless systems. However, to overcome the high isotropic pathloss experienced at these frequencies, high directionality will be required at both the base station and the mobile user equipment to establish sufficient link budget in wide area networks. This reliance on directionality has important implications for control layer procedures. Initial access in particular can be significantly delayed due to the need for the base station and the user to find the proper alignment for directional transmission and reception. This paper provides a survey of several recently proposed techniques for this purpose. A coverage and delay analysis is performed to compare various techniques including exhaustive and iterative search, and Context Information based algorithms. We show that the best strategy depends on the target SNR regime, and provide guidelines to characterize the optimal choice as a function of the system parameters.Comment: 6 pages, 3 figures, 3 tables, 15 references, submitted to IEEE COMMAG 201

Improved User Tracking in 5G Millimeter Wave Mobile Networks via Refinement Operations

The millimeter wave (mmWave) frequencies offer the availability of huge bandwidths to provide unprecedented data rates to next-generation cellular mobile terminals. However, directional mmWave links are highly susceptible to rapid channel variations and suffer from severe isotropic pathloss. To face these impairments, this paper addresses the issue of tracking the channel quality of a moving user, an essential procedure for rate prediction, efficient handover and periodic monitoring and adaptation of the user's transmission configuration. The performance of an innovative tracking scheme, in which periodic refinements of the optimal steering direction are alternated to sparser refresh events, are analyzed in terms of both achievable data rate and energy consumption, and compared to those of a state-of-the-art approach. We aim at understanding in which circumstances the proposed scheme is a valid option to provide a robust and efficient mobility management solution. We show that our procedure is particularly well suited to highly variant and unstable mmWave environments.Comment: Accepted for publication to the 16th IEEE Annual Mediterranean Ad Hoc Networking Workshop (MED-HOC-NET), Jun. 201