Query-Driven Global Graph Attention Model for Visual Parsing: Recognizing Handwritten and Typeset Math Formulas

We present a new visual parsing method based on standard Convolutional Neural Networks (CNNs) for handwritten and typeset mathematical formulas. The Query-Driven Global Graph Attention (QD-GGA) parser employs multi-task learning, using a single feature representation for locating, classifying, and relating symbols. QD-GGA parses formulas by first constructing a Line-Of-Sight (LOS) graph over the input primitives (e.g handwritten strokes or connected components in images). Second, class distributions for LOS nodes and edges are obtained using query-specific feature filters (i.e., attention) in a single feed-forward pass. This allows end-to-end structure learning using a joint loss over primitive node and edge class distributions. Finally, a Maximum Spanning Tree (MST) is extracted from the weighted graph using Edmonds\u27 Arborescence Algorithm. The model may be run recurrently over the input graph, updating attention to focus on symbols detected in the previous iteration. QD-GGA does not require additional grammar rules and the language model is learned from the sets of symbols/relationships and the statistics over them in the training set. We benchmark our system against both handwritten and typeset state-of-the-art math recognition systems. Our preliminary results show that this is a promising new approach for visual parsing of math formulas. Using recurrent execution, symbol detection is near perfect for both handwritten and typeset formulas: we obtain a symbol f-measure of over 99.4% for both the CROHME (handwritten) and INFTYMCCDB-2 (typeset formula image) datasets. Our method is also much faster in both training and execution than state-of-the-art RNN-based formula parsers. The unlabeled structure detection of QDGGA is competitive with encoder-decoder models, but QD-GGA symbol and relationship classification is weaker. We believe this may be addressed through increased use of spatial features and global context

Adaptive combinations of classifiers with application to on-line handwritten character recognition

Classifier combining is an effective way of improving classification performance. User adaptation is clearly another valid approach for improving performance in a user-dependent system, and even though adaptation is usually performed on the classifier level, also adaptive committees can be very effective. Adaptive committees have the distinct ability of performing adaptation without detailed knowledge of the classifiers. Adaptation can therefore be used even with classification systems that intrinsically are not suited for adaptation, whether that be due to lack of access to the workings of the classifier or simply a classification scheme not suitable for continuous learning. This thesis proposes methods for adaptive combination of classifiers in the setting of on-line handwritten character recognition. The focal part of the work introduces adaptive classifier combination schemes, of which the two most prominent ones are the Dynamically Expanding Context (DEC) committee and the Class-Confidence Critic Combining (CCCC) committee. Both have been shown to be capable of successful adaptation to the user in the task of on-line handwritten character recognition. Particularly the highly modular CCCC framework has shown impressive performance also in a doubly-adaptive setting of combining adaptive classifiers by using an adaptive committee. In support of this main topic of the thesis, some discussion on a methodology for deducing correct character labeling from user actions is presented. Proper labeling is paramount for effective adaptation, and deducing the labels from the user's actions is necessary to perform adaptation transparently to the user. In that way, the user does not need to give explicit feedback on the correctness of the recognition results. Also, an overview is presented of adaptive classification methods for single-classifier adaptation in handwritten character recognition developed at the Laboratory of Computer and Information Science of the Helsinki University of Technology, CIS-HCR. Classifiers based on the CIS-HCR system have been used in the adaptive committee experiments as both member classifiers and to provide a reference level. Finally, two distinct approaches for improving the performance of committee classifiers further are discussed. Firstly, methods for committee rejection are presented and evaluated. Secondly, measures of classifier diversity for classifier selection, based on the concept of diversity of errors, are presented and evaluated. The topic of this thesis hence covers three important aspects of pattern recognition: on-line adaptation, combining classifiers, and a practical evaluation setting of handwritten character recognition. A novel approach combining these three core ideas has been developed and is presented in the introductory text and the included publications. To reiterate, the main contributions of this thesis are: 1) introduction of novel adaptive committee classification methods, 2) introduction of novel methods for measuring classifier diversity, 3) presentation of some methods for implementing committee rejection, 4) discussion and introduction of a method for effective label deduction from on-line user actions, and as a side-product, 5) an overview of the CIS-HCR adaptive on-line handwritten character recognition system.Luokittimien yhdistäminen komitealuokittimella on tehokas keino luokitustarkkuuden parantamiseen. Laskentatehon jatkuva kasvu tekee myös useiden luokittimien yhtäaikaisesta käytöstä yhä varteenotettavamman vaihtoehdon. Järjestelmän adaptoituminen (mukautuminen) käyttäjään on toinen hyvä keino käyttäjäriippumattoman järjestelmän tarkkuuden parantantamiseksi. Vaikka adaptaatio yleensä toteutetaan luokittimen tasolla, myös adaptiiviset komitealuokittimet voivat olla hyvin tehokkaita. Adaptiiviset komiteat voivat adaptoitua ilman yksityiskohtaista tietoa jäsenluokittimista. Adaptaatiota voidaan näin käyttää myös luokittelujärjestelmissä, jotka eivät ole itsessään sopivia adaptaatioon. Adaptaatioon sopimattomuus voi johtua esimerkiksi siitä, että luokittimen totetutusta ei voida muuttaa, tai siitä, että käytetään luokittelumenetelmää, joka ei sovellu jatkuvaan oppimiseen. Tämä väitöskirja käsittelee menetelmiä luokittimien adaptiiviseen yhdistämiseen käyttäen sovelluskohteena käsinkirjoitettujen merkkien on-line-tunnistusta. Keskeisin osa työtä esittelee uusia adaptiivisia luokittimien yhdistämismenetelmiä, joista kaksi huomattavinta ovat Dynamically Expanding Context (DEC) -komitea sekä Class-Confidence Critic Combining (CCCC) -komitea. Molemmat näistä ovat osoittautuneet kykeneviksi tehokkaaseen käyttäjä-adaptaatioon käsinkirjoitettujen merkkien on-line-tunnistuksessa. Erityisesti hyvin modulaarisella CCCC järjestelmällä on saatu hyviä tuloksia myös kaksinkertaisesti adaptiivisessa asetelmassa, jossa yhdistetään adaptiivisia jäsenluokittimia adaptiivisen komitean avulla. Väitöskirjan pääteeman tukena esitetään myös malli ja käytännön esimerkki siitä, miten käyttäjän toimista merkeille voidaan päätellä oikeat luokat. Merkkien todellisen luokan onnistunut päättely on elintärkeää tehokkaalle adaptaatiolle. Jotta adaptaatio voitaisiin suorittaa käyttäjälle läpinäkyvästi, merkkien todelliset luokat on kyettävä päättelemään käyttäjän toimista. Tällä tavalla käyttäjän ei tarvitse antaa suoraa palautetta tunnistustuloksen oikeellisuudesta. Työssä esitetään myös yleiskatsaus Teknillisen korkeakoulun Informaatiotekniikan laboratoriossa kehitettyyn adaptiiviseen käsinkirjoitettujen merkkien tunnistusjärjestelmään. Tähän järjestelmään perustuvia luokittimia on käytetty adaptiivisten komitealuokittimien kokeissa sekä jäsenluokittimina että vertailutasona. Lopuksi esitellään kaksi erillistä menetelmää komitealuokittimen tarkkuuden edelleen parantamiseksi. Näistä ensimmäinen on joukko menetelmiä komitealuokittimen rejektion (hylkäyksen) toteuttamiseksi. Toinen esiteltävä menetelmä on käyttää luokittimien erilaisuuden mittoja jäsenluokittimien valintaa varten. Ehdotetut uudet erilaisuusmitat perustuvat käsitteeseen, jota kutsumme virheiden erilaisuudeksi. Väitöskirjan aihe kattaa kolme hahmontunnistuksen tärkeää osa-aluetta: online-adaptaation, luokittimien yhdistämisen ja käytännön sovellusalana käsinkirjoitettujen merkkien tunnistuksen. Näistä kolmesta lähtökohdasta on kehitetty uudenlainen synteesi, joka esitetään johdantotekstissä sekä liitteenä olevissa julkaisuissa. Tämän väitöskirjan oleellisimmat kontribuutiot ovat siten: 1) uusien adaptiivisten komitealuokittimien esittely, 2) uudenlaisten menetelmien esittely luokittimien erilaisuuden mittaamiseksi, 3) joidenkin komitearejektiomenetelmien esittely, 4) pohdinnan ja erään toteutustavan esittely syötettyjen merkkien todellisen luokan päättelemiseksi käyttäjän toimista, sekä sivutuotteena 5) kattava yleiskatsaus CIS-HCR adaptiiviseen on-line käsinkirjoitettujen merkkien tunnistusjärjestelmään.reviewe

Towards robust real-world historical handwriting recognition

In this thesis, we make a bridge from the past to the future by using artificial-intelligence methods for text recognition in a historical Dutch collection of the Natuurkundige Commissie that explored Indonesia (1820-1850). In spite of the successes of systems like 'ChatGPT', reading historical handwriting is still quite challenging for AI. Whereas GPT-like methods work on digital texts, historical manuscripts are only available as an extremely diverse collections of (pixel) images. Despite the great results, current DL methods are very data greedy, time consuming, heavily dependent on the human expert from the humanities for labeling and require machine-learning experts for designing the models. Ideally, the use of deep learning methods should require minimal human effort, have an algorithm observe the evolution of the training process, and avoid inefficient use of the already sparse amount of labeled data. We present several approaches towards dealing with these problems, aiming to improve the robustness of current methods and to improve the autonomy in training. We applied our novel word and line text recognition approaches on nine data sets differing in time period, language, and difficulty: three locally collected historical Latin-based data sets from Naturalis, Leiden; four public Latin-based benchmark data sets for comparability with other approaches; and two Arabic data sets. Using ensemble voting of just five neural networks, a level of accuracy was achieved which required hundreds of neural networks in earlier studies. Moreover, we increased the speed of evaluation of each training epoch without the need of labeled data

A Handwriting recognition system for spanish

Recientemente, los avances en computación, en miniaturización de componentes electrónicos, así como la creciente accesibilidad a dispositivos móviles, ha llevado a un aumento exponencial en el número de usuarios de computadores. Este cambio ha facilitado el acceso a una mayor parte de la población a tecnologías que hacen más cómodo el día a día. Desde mejorar la comunicación entre individuos hasta realizar recomendaciones sobre el consumo alimentario propio, los dispositivos móviles están permitiendo cada vez más una vida más sencilla, aunque aún hay margen de mejora. Uno de los hábitos que no han sido totalmente sustituidos por la tecnología es escribir a mano. Aunque sí existen sistemas refinados de Reconocimiento Óptico de Caracteres, su principal uso es sobre textos impresos, ya que los métodos clásicos no son tan robustos para reconocer el constante cambio de estilo de la escritura a mano. Gracias a los últimos avances en inteligencia artificial, principalmente en los sistemas de redes neuronales, existen tecnologías actuales que proporcionan una precisión mucho mayor en el Reconocimiento de Texto Escrito a Mano. Aun así, estos avances no han sido extensamente usados en aplicaciones actuales, como las creadas para toma de notas o escritura de documentos extensos; en estos casos, la facilidad y portabilidad de los documentos son factores decisivos. En el trabajo presente, se propone un sistema de reconocimiento de texto escrito a mano que tenga en cuenta el estilo y formato del documento

Advanced document data extraction techniques to improve supply chain performance

In this thesis, a novel machine learning technique to extract text-based information from scanned images has been developed. This information extraction is performed in the context of scanned invoices and bills used in financial transactions. These financial transactions contain a considerable amount of data that must be extracted, refined, and stored digitally before it can be used for analysis. Converting this data into a digital format is often a time-consuming process. Automation and data optimisation show promise as methods for reducing the time required and the cost of Supply Chain Management (SCM) processes, especially Supplier Invoice Management (SIM), Financial Supply Chain Management (FSCM) and Supply Chain procurement processes. This thesis uses a cross-disciplinary approach involving Computer Science and Operational Management to explore the benefit of automated invoice data extraction in business and its impact on SCM. The study adopts a multimethod approach based on empirical research, surveys, and interviews performed on selected companies.The expert system developed in this thesis focuses on two distinct areas of research: Text/Object Detection and Text Extraction. For Text/Object Detection, the Faster R-CNN model was analysed. While this model yields outstanding results in terms of object detection, it is limited by poor performance when image quality is low. The Generative Adversarial Network (GAN) model is proposed in response to this limitation. The GAN model is a generator network that is implemented with the help of the Faster R-CNN model and a discriminator that relies on PatchGAN. The output of the GAN model is text data with bonding boxes. For text extraction from the bounding box, a novel data extraction framework consisting of various processes including XML processing in case of existing OCR engine, bounding box pre-processing, text clean up, OCR error correction, spell check, type check, pattern-based matching, and finally, a learning mechanism for automatizing future data extraction was designed. Whichever fields the system can extract successfully are provided in key-value format.The efficiency of the proposed system was validated using existing datasets such as SROIE and VATI. Real-time data was validated using invoices that were collected by two companies that provide invoice automation services in various countries. Currently, these scanned invoices are sent to an OCR system such as OmniPage, Tesseract, or ABBYY FRE to extract text blocks and later, a rule-based engine is used to extract relevant data. While the system’s methodology is robust, the companies surveyed were not satisfied with its accuracy. Thus, they sought out new, optimized solutions. To confirm the results, the engines were used to return XML-based files with text and metadata identified. The output XML data was then fed into this new system for information extraction. This system uses the existing OCR engine and a novel, self-adaptive, learning-based OCR engine. This new engine is based on the GAN model for better text identification. Experiments were conducted on various invoice formats to further test and refine its extraction capabilities. For cost optimisation and the analysis of spend classification, additional data were provided by another company in London that holds expertise in reducing their clients' procurement costs. This data was fed into our system to get a deeper level of spend classification and categorisation. This helped the company to reduce its reliance on human effort and allowed for greater efficiency in comparison with the process of performing similar tasks manually using excel sheets and Business Intelligence (BI) tools.The intention behind the development of this novel methodology was twofold. First, to test and develop a novel solution that does not depend on any specific OCR technology. Second, to increase the information extraction accuracy factor over that of existing methodologies. Finally, it evaluates the real-world need for the system and the impact it would have on SCM. This newly developed method is generic and can extract text from any given invoice, making it a valuable tool for optimizing SCM. In addition, the system uses a template-matching approach to ensure the quality of the extracted information

Analyzing Handwritten and Transcribed Symbols in Disparate Corpora

Cuneiform tablets appertain to the oldest textual artifacts used for more than three millennia and are comparable in amount and relevance to texts written in Latin or ancient Greek. These tablets are typically found in the Middle East and were written by imprinting wedge-shaped impressions into wet clay. Motivated by the increased demand for computerized analysis of documents within the Digital Humanities, we develop the foundation for quantitative processing of cuneiform script. Using a 3D-Scanner to acquire a cuneiform tablet or manually creating line tracings are two completely different representations of the same type of text source. Each representation is typically processed with its own tool-set and the textual analysis is therefore limited to a certain type of digital representation. To homogenize these data source a unifying minimal wedge feature description is introduced. It is extracted by pattern matching and subsequent conflict resolution as cuneiform is written densely with highly overlapping wedges. Similarity metrics for cuneiform signs based on distinct assumptions are presented. (i) An implicit model represents cuneiform signs using undirected mathematical graphs and measures the similarity of signs with graph kernels. (ii) An explicit model approaches the problem of recognition by an optimal assignment between the wedge configurations of two signs. Further, methods for spotting cuneiform script are developed, combining the feature descriptors for cuneiform wedges with prior work on segmentation-free word spotting using part-structured models. The ink-ball model is adapted by treating wedge feature descriptors as individual parts. The similarity metrics and the adapted spotting model are both evaluated on a real-world dataset outperforming the state-of-the-art in cuneiform sign similarity and spotting. To prove the applicability of these methods for computational cuneiform analysis, a novel approach is presented for mining frequent constellations of wedges resulting in spatial n-grams. Furthermore, a method for automatized transliteration of tablets is evaluated by employing structured and sequential learning on a dataset of parallel sentences. Finally, the conclusion outlines how the presented methods enable the development of new tools and computational analyses, which are objective and reproducible, for quantitative processing of cuneiform script

Exploiting Spatio-Temporal Coherence for Video Object Detection in Robotics

This paper proposes a method to enhance video object detection for indoor environments in robotics. Concretely, it exploits knowledge about the camera motion between frames to propagate previously detected objects to successive frames. The proposal is rooted in the concepts of planar homography to propose regions of interest where to find objects, and recursive Bayesian filtering to integrate observations over time. The proposal is evaluated on six virtual, indoor environments, accounting for the detection of nine object classes over a total of ∼ 7k frames. Results show that our proposal improves the recall and the F1-score by a factor of 1.41 and 1.27, respectively, as well as it achieves a significant reduction of the object categorization entropy (58.8%) when compared to a two-stage video object detection method used as baseline, at the cost of small time overheads (120 ms) and precision loss (0.92).</p

Advances in Document Layout Analysis

[EN] Handwritten Text Segmentation (HTS) is a task within the Document Layout Analysis field that aims to detect and extract the different page regions of interest found in handwritten documents. HTS remains an active topic, that has gained importance with the years, due to the increasing demand to provide textual access to the myriads of handwritten document collections held by archives and libraries. This thesis considers HTS as a task that must be tackled in two specialized phases: detection and extraction. We see the detection phase fundamentally as a recognition problem that yields the vertical positions of each region of interest as a by-product. The extraction phase consists in calculating the best contour coordinates of the region using the position information provided by the detection phase. Our proposed detection approach allows us to attack both higher level regions: paragraphs, diagrams, etc., and lower level regions like text lines. In the case of text line detection we model the problem to ensure that the system's yielded vertical position approximates the fictitious line that connects the lower part of the grapheme bodies in a text line, commonly known as the baseline. One of the main contributions of this thesis, is that the proposed modelling approach allows us to include prior information regarding the layout of the documents being processed. This is performed via a Vertical Layout Model (VLM). We develop a Hidden Markov Model (HMM) based framework to tackle both region detection and classification as an integrated task and study the performance and ease of use of the proposed approach in many corpora. We review the modelling simplicity of our approach to process regions at different levels of information: text lines, paragraphs, titles, etc. We study the impact of adding deterministic and/or probabilistic prior information and restrictions via the VLM that our approach provides. Having a separate phase that accurately yields the detection position (base- lines in the case of text lines) of each region greatly simplifies the problem that must be tackled during the extraction phase. In this thesis we propose to use a distance map that takes into consideration the grey-scale information in the image. This allows us to yield extraction frontiers which are equidistant to the adjacent text regions. We study how our approach escalates its accuracy proportionally to the quality of the provided detection vertical position. Our extraction approach gives near perfect results when human reviewed baselines are provided.[ES] La Segmentación de Texto Manuscrito (STM) es una tarea dentro del campo de investigación de Análisis de Estructura de Documentos (AED) que tiene como objetivo detectar y extraer las diferentes regiones de interés de las páginas que se encuentran en documentos manuscritos. La STM es un tema de investigación activo que ha ganado importancia con los años debido a la creciente demanda de proporcionar acceso textual a las miles de colecciones de documentos manuscritos que se conservan en archivos y bibliotecas. Esta tesis entiende la STM como una tarea que debe ser abordada en dos fases especializadas: detección y extracción. Consideramos que la fase de detección es, fundamentalmente, un problema de clasificación cuyo subproducto son las posiciones verticales de cada región de interés. Por su parte, la fase de extracción consiste en calcular las mejores coordenadas de contorno de la región utilizando la información de posición proporcionada por la fase de detección. Nuestro enfoque de detección nos permite atacar tanto regiones de alto nivel (párrafos, diagramas¿) como regiones de nivel bajo (líneas de texto principalmente). En el caso de la detección de líneas de texto, modelamos el problema para asegurar que la posición vertical estimada por el sistema se aproxime a la línea ficticia que conecta la parte inferior de los cuerpos de los grafemas en una línea de texto, comúnmente conocida como línea base. Una de las principales aportaciones de esta tesis es que el enfoque de modelización propuesto nos permite incluir información conocida a priori sobre la disposición de los documentos que se están procesando. Esto se realiza mediante un Modelo de Estructura Vertical (MEV). Desarrollamos un marco de trabajo basado en los Modelos Ocultos de Markov (MOM) para abordar tanto la detección de regiones como su clasificación de forma integrada, así como para estudiar el rendimiento y la facilidad de uso del enfoque propuesto en numerosos corpus. Así mismo, revisamos la simplicidad del modelado de nuestro enfoque para procesar regiones en diferentes niveles de información: líneas de texto, párrafos, títulos, etc. Finalmente, estudiamos el impacto de añadir información y restricciones previas deterministas o probabilistas a través de el MEV propuesto que nuestro enfoque proporciona. Disponer de un método independiente que obtiene con precisión la posición de cada región detectada (líneas base en el caso de las líneas de texto) simplifica enormemente el problema que debe abordarse durante la fase de extracción. En esta tesis proponemos utilizar un mapa de distancias que tiene en cuenta la información de escala de grises de la imagen. Esto nos permite obtener fronteras de extracción que son equidistantes a las regiones de texto adyacentes. Estudiamos como nuestro enfoque aumenta su precisión de manera proporcional a la calidad de la detección y descubrimos que da resultados casi perfectos cuando se le proporcionan líneas de base revisadas por humanos.[CA] La Segmentació de Text Manuscrit (STM) és una tasca dins del camp d'investigació d'Anàlisi d'Estructura de Documents (AED) que té com a objectiu detectar I extraure les diferents regions d'interès de les pàgines que es troben en documents manuscrits. La STM és un tema d'investigació actiu que ha guanyat importància amb els anys a causa de la creixent demanda per proporcionar accés textual als milers de col·leccions de documents manuscrits que es conserven en arxius i biblioteques. Aquesta tesi entén la STM com una tasca que ha de ser abordada en dues fases especialitzades: detecció i extracció. Considerem que la fase de detecció és, fonamentalment, un problema de classificació el subproducte de la qual són les posicions verticals de cada regió d'interès. Per la seva part, la fase d'extracció consisteix a calcular les millors coordenades de contorn de la regió utilitzant la informació de posició proporcionada per la fase de detecció. El nostre enfocament de detecció ens permet atacar tant regions d'alt nivell (paràgrafs, diagrames ...) com regions de nivell baix (línies de text principalment). En el cas de la detecció de línies de text, modelem el problema per a assegurar que la posició vertical estimada pel sistema s'aproximi a la línia fictícia que connecta la part inferior dels cossos dels grafemes en una línia de text, comunament coneguda com a línia base. Una de les principals aportacions d'aquesta tesi és que l'enfocament de modelització proposat ens permet incloure informació coneguda a priori sobre la disposició dels documents que s'estan processant. Això es realitza mitjançant un Model d'Estructura Vertical (MEV). Desenvolupem un marc de treball basat en els Models Ocults de Markov (MOM) per a abordar tant la detecció de regions com la seva classificació de forma integrada, així com per a estudiar el rendiment i la facilitat d'ús de l'enfocament proposat en nombrosos corpus. Així mateix, revisem la simplicitat del modelatge del nostre enfocament per a processar regions en diferents nivells d'informació: línies de text, paràgrafs, títols, etc. Finalment, estudiem l'impacte d'afegir informació i restriccions prèvies deterministes o probabilistes a través del MEV que el nostre mètode proporciona. Disposar d'un mètode independent que obté amb precisió la posició de cada regió detectada (línies base en el cas de les línies de text) simplifica enormement el problema que ha d'abordar-se durant la fase d'extracció. En aquesta tesi proposem utilitzar un mapa de distàncies que té en compte la informació d'escala de grisos de la imatge. Això ens permet obtenir fronteres d'extracció que són equidistants de les regions de text adjacents. Estudiem com el nostre enfocament augmenta la seva precisió de manera proporcional a la qualitat de la detecció i descobrim que dona resultats quasi perfectes quan se li proporcionen línies de base revisades per humans.Bosch Campos, V. (2020). Advances in Document Layout Analysis [Tesis doctoral no publicada]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/138397TESI