Communication Over MIMO Broadcast Channels Using Lattice-Basis Reduction

A simple scheme for communication over MIMO broadcast channels is introduced which adopts the lattice reduction technique to improve the naive channel inversion method. Lattice basis reduction helps us to reduce the average transmitted energy by modifying the region which includes the constellation points. Simulation results show that the proposed scheme performs well, and as compared to the more complex methods (such as the perturbation method) has a negligible loss. Moreover, the proposed method is extended to the case of different rates for different users. The asymptotic behavior of the symbol error rate of the proposed method and the perturbation technique, and also the outage probability for the case of fixed-rate users is analyzed. It is shown that the proposed method, based on LLL lattice reduction, achieves the optimum asymptotic slope of symbol-error-rate (called the precoding diversity). Also, the outage probability for the case of fixed sum-rate is analyzed.Comment: Submitted to IEEE Trans. on Info. Theory (Jan. 15, 2006), Revised (Jun. 12, 2007

Eigen-Based Transceivers for the MIMO Broadcast Channel with Semi-Orthogonal User Selection

This paper studies the sum rate performance of two low complexity eigenmode-based transmission techniques for the MIMO broadcast channel, employing greedy semi-orthogonal user selection (SUS). The first approach, termed ZFDPC-SUS, is based on zero-forcing dirty paper coding; the second approach, termed ZFBF-SUS, is based on zero-forcing beamforming. We first employ new analytical methods to prove that as the number of users K grows large, the ZFDPC-SUS approach can achieve the optimal sum rate scaling of the MIMO broadcast channel. We also prove that the average sum rates of both techniques converge to the average sum capacity of the MIMO broadcast channel for large K. In addition to the asymptotic analysis, we investigate the sum rates achieved by ZFDPC-SUS and ZFBF-SUS for finite K, and show that ZFDPC-SUS has significant performance advantages. Our results also provide key insights into the benefit of multiple receive antennas, and the effect of the SUS algorithm. In particular, we show that whilst multiple receive antennas only improves the asymptotic sum rate scaling via the second-order behavior of the multi-user diversity gain; for finite K, the benefit can be very significant. We also show the interesting result that the semi-orthogonality constraint imposed by SUS, whilst facilitating a very low complexity user selection procedure, asymptotically does not reduce the multi-user diversity gain in either first (log K) or second-order (loglog K) terms.Comment: 35 pages, 3 figures, to appear in IEEE transactions on signal processin

Sum Rates, Rate Allocation, and User Scheduling for Multi-User MIMO Vector Perturbation Precoding

This paper considers the multiuser multiple-input multiple-output (MIMO) broadcast channel. We consider the case where the multiple transmit antennas are used to deliver independent data streams to multiple users via vector perturbation. We derive expressions for the sum rate in terms of the average energy of the precoded vector, and use this to derive a high signal-to-noise ratio (SNR) closed-form upper bound, which we show to be tight via simulation. We also propose a modification to vector perturbation where different rates can be allocated to different users. We conclude that for vector perturbation precoding most of the sum rate gains can be achieved by reducing the rate allocation problem to the user selection problem. We then propose a low-complexity user selection algorithm that attempts to maximize the high-SNR sum rate upper bound. Simulations show that the algorithm outperforms other user selection algorithms of similar complexity.Comment: 27 pages with 6 figures and 2 tables. Accepted for publication in IEEE Trans. Wireless Comm

Artificial Noise-Aided Biobjective Transmitter Optimization for Service Integration in Multi-User MIMO Gaussian Broadcast Channel

This paper considers an artificial noise (AN)-aided transmit design for multi-user MIMO systems with integrated services. Specifically, two sorts of service messages are combined and served simultaneously: one multicast message intended for all receivers and one confidential message intended for only one receiver and required to be perfectly secure from other unauthorized receivers. Our interest lies in the joint design of input covariances of the multicast message, confidential message and artificial noise (AN), such that the achievable secrecy rate and multicast rate are simultaneously maximized. This problem is identified as a secrecy rate region maximization (SRRM) problem in the context of physical-layer service integration. Since this bi-objective optimization problem is inherently complex to solve, we put forward two different scalarization methods to convert it into a scalar optimization problem. First, we propose to prefix the multicast rate as a constant, and accordingly, the primal biobjective problem is converted into a secrecy rate maximization (SRM) problem with quality of multicast service (QoMS) constraint. By varying the constant, we can obtain different Pareto optimal points. The resulting SRM problem can be iteratively solved via a provably convergent difference-of-concave (DC) algorithm. In the second method, we aim to maximize the weighted sum of the secrecy rate and the multicast rate. Through varying the weighted vector, one can also obtain different Pareto optimal points. We show that this weighted sum rate maximization (WSRM) problem can be recast into a primal decomposable form, which is amenable to alternating optimization (AO). Then we compare these two scalarization methods in terms of their overall performance and computational complexity via theoretical analysis as well as numerical simulation, based on which new insights can be drawn.Comment: 14 pages, 5 figure