Robust Optical Wireless Links over Turbulent Media using Diversity Solutions

Free-space optic (FSO) technology, i.e., optical wireless communication (OWC), is widely recognized as superior to radio frequency (RF) in many aspects. Visible and invisible optical wireless links solve first/last mile connectivity problems and provide secure, jam-free communication. FSO is license-free and delivers high-speed data rates in the order of Gigabits. Its advantages have fostered significant research efforts aimed at utilizing optical wireless communication, e.g. visible light communication (VLC), for high-speed, secure, indoor communication under the IEEE 802.15.7 standard. However, conventional optical wireless links demand precise optical alignment and suffer from atmospheric turbulence. When compared with RF, they suffer a low degree of reliability and lack robustness. Pointing errors cause optical transceiver misalignment, adversely affecting system reliability. Furthermore, atmospheric turbulence causes irradiance fluctuations and beam broadening of transmitted light. Innovative solutions to overcome limitations on the exploitation of high-speed optical wireless links are greatly needed.Spatial diversity is known to improve RF wireless communication systems. Similar diversity approaches can be adapted for FSO systems to improve its reliability and robustness; however, careful diversity design is needed since FSO apertures typically remain unbalanced as a result of FSO system sensitivity to misalignment. Conventional diversity combining schemes require persistent aperture monitoring and repetitive switching, thus increasing FSO implementation complexities. Furthermore, current RF diversity combining schemes may not be optimized to address the issue of unbalanced FSO receiving apertures.This dissertation investigates two efficient diversity combining schemes for multi-receiving FSO systems: switched diversity combining and generalized selection combining. Both can be exploited to reduce complexity and improve combining efficiency. Unlike maximum ratio combing, equal gain combining, and selective combining, switched diversity simplifies receiver design by avoiding unnecessary switching among receiving apertures. The most significant advantage of generalized combining is its ability to exclude apertures with low quality that could potentially affect the resultant output signal performance.This dissertation also investigates mobile FSO by considering a multi-receiving system in which all receiving FSO apertures are circularly placed on a platform. System mobility and performance are analyzed. Performance results confirm improvements when using angular diversity and generalized selection combining.The précis of this dissertation establishes the foundation of reliable FSO communications using efficient diversity-based solutions. Performance parameters are analyzed mathematically, and then evaluated using computer simulations. A testbed prototype is developed to facilitate the evaluation of optical wireless links via lab experiments

Mitigation techniques through spatial diversity combining and relay-assisted technology in a turbulence impaired and misaligned free space optical channel.

Doctor of Philosophy in Electronic Engineering. University of KwaZulu-Natal, Durban, 2018.In recent times, spectrum resource scarcity in Radio Frequency (RF) systems is one of the biggest and prime issues in the area of wireless communications. Owing to the cost of spectrum, increase in the bandwidth allocation as alternative solution, employed in the recent past, does no longer offer an effective means to fulfilling high demand in higher data rates. Consequently, Free Space Optical (FSO) communication systems has received considerable attention in the research community as an attractive means among other popular solutions to offering high bandwidth and high capacity compared to conventional RF systems. In addition, FSO systems have positive features which include license-free operation, cheap and ease of deployment, immunity to interference, high security, etc. Thus, FSO systems have been favoured in many areas especially, as a viable solution for the last-mile connectivity problem and a potential candidate for heterogeneous wireless backhaul network. With these attractive features, however, FSO systems are weather-dependent wireless channels. Therefore, it is usually susceptible to atmospheric induced turbulence, pointing error and attenuation under adverse weather conditions which impose severe challenges on the system performance and transmission reliability. Thus, before widespread deployment of the system will be possible, promising mitigation techniques need to be found to address these problems. In this thesis, the performance of spatial diversity combining and relay-assisted techniques with Spatial Modulation (SM) as viable mitigating tools to overcome the problem of atmospheric channel impairments along the FSO communication system link is studied. Firstly, the performance analysis of a heterodyne FSO-SM system with different diversity combiners such as Maximum Ratio Combining (MRC), Equal Gain Combining (EGC) and Selection Combining (SC) under the influence of lognormal and Gamma-Gamma atmospheric-induced turbulence fading is presented. A theoretical framework for the system error is provided by deriving the Average Pairwise Error Probability (APEP) expression for each diversity scheme under study and union bounding technique is applied to obtain their Average Bit Error Rate (ABER). Under the influence of Gamma-Gamma turbulence, an APEP expression is obtained through a generalized infinite power series expansion approach and the system performance is further enhanced by convolutional coding technique. Furthermore, the performance of proposed system under the combined effect of misalignment and Gamma-Gamma turbulence fading is also studied using the same mathematical approach. Moreover, the performance analysis of relay-assisted dual-hop heterodyne FSO-SM system with diversity combiners over a Gamma-Gamma atmospheric turbulence channel using Decode-and-Forward (DF) relay and Amplify-and-Forward (AF) relay protocols also is presented. Under DF dual-hop FSO system, power series expansion of the modified Bessel function is used to derive the closed-form expression for the end-to-end APEP expressions for each of the combiners under study over Gamma-Gamma channel, and a tight upper bound on the ABER per hop is given. Thus, the overall end-to-end ABER for the dual-hop FSO system is then evaluated. Under AF dual-hop FSO system, the statistical characteristics of AF relay in terms of Moment Generating Function (MGF), Probability Density Function (PDF) and Cumulative Distribution Function (CDF) are derived for the combined Gamma-Gamma turbulence and/or pointing error distributions channel in terms of Meijer-G function. Based on these expressions, the APEP for each of the under studied combiners is determined and the ABER for the system is given by using union bounding technique. By utilizing the derived ABER expressions, the effective capacity for the considered system is then obtained. Furthermore, the performance of a dual-hop heterodyne FSO-SM asymmetric RF/FSO relaying system with MRC as mitigation tools at the destination is evaluated. The RF link experiences Nakagami-m distribution and FSO link is subjected to Gamma-Gamma distribution with and/or without pointing error. The MGF of the system equivalent SNR is derived using the CDF of the system equivalent SNR. Utilizing the MGF, the APEP for the system is then obtained and the ABER for the system is determined. Finally, owing to the slow nature of the FSO channel, the Block Error Rate (BLER) performance of FSO Subcarrier Intensity Modulation (SIM) system with spatial diversity combiners employing Binary Phase Shift Keying (BPSK) modulation over Gamma-Gamma atmospheric turbulence with and without pointing error is studied. The channel PDF for MRC and EGC by using power series expansion of the modified Bessel function is derived. Through this, the BLER closed-form expressions for the combiners under study are obtained

Tecnologias coerentes para redes ópticas flexíveis

Next-generation networks enable a broad range of innovative services with the best delivery by utilizing very dense wired/wireless networks. However, the development of future networks will require several breakthroughs in optical networks such as high-performance optical transceivers to support a very-high capacity optical network as well as optimization of the network concept, ensuring a dramatic reduction of the cost per bit. At the same time, all of the optical network segments (metro, access, long-haul) need new technology options to support high capacity, spectral efficiency and data-rate flexibility. Coherent detection offers an opportunity by providing very high sensitivity and supporting high spectral efficiency. Coherent technology can still be combined with polarization multiplexing. Despite the increased cost and complexity, the migration to dual-polarization coherent transceivers must be considered, as it enables to double the spectral efficiency. These dual-polarization systems require an additional digital signal processing (DSP) subsystem for polarization demultiplexing. This work seeks to provide and characterize cost-effective novel coherent transceivers for the development of new generation practical, flexible and high capacity transceivers for optical metro-access and data center interconnects. In this regard, different polarization demultiplexing (PolDemux) algorithms, as well as adaptive Stokes will be considered. Furthermore, low complexity and modulation format-agnostic DSP techniques based on adaptive Stokes PolDemux for flexible and customizable optical coherent systems will be proposed. On this subject, the performance of the adaptive Stokes algorithm in an ultra-dense wavelength division multiplexing (U-DWDM) system will be experimentally evaluated, in offline and real-time operations over a hybrid optical-wireless link. In addition, the efficiency of this PolDemux algorithm in a flexible optical metro link based on Nyquist pulse shaping U-DWDM system and hybrid optical signals will be assessed. Moreover, it is of great importance to find a transmission technology that enables to apply the Stokes PolDemux for long-haul transmission systems and data center interconnects. In this work, it is also proposed a solution based on the use of digital multi-subcarrier multiplexing, which improve the performance of long-haul optical systems, without increasing substantially, their complexity and cost.As redes de telecomunicações futuras permitirão uma ampla gama de serviços inovadores e com melhor desempenho. No entanto, o desenvolvimento das futuras redes implicará vários avanços nas redes de fibra ótica, como transcetores óticos de alto desempenho capazes de suportar ligações de muito elevada capacidade, e a otimização da estrutura da rede, permitindo uma redução drástica do custo por bit transportado. Simultaneamente, todos os segmentos de rede ótica (metropolitanas, acesso e longo alcance) necessitam de novas opções tecnológicas para suportar uma maior capacidade, maior eficiência espetral e flexibilidade. Neste contexto, a deteção coerente surge como uma oportunidade, fornecendo alta sensibilidade e elevada eficiência espetral. A tecnologia de deteção coerente pode ainda ser associada à multiplexação na polarização. Apesar de um potencial aumento ao nível do custo e da complexidade, a migração para transcetores coerentes de dupla polarização deve ser ponderada, pois permite duplicar a eficiência espetral. Esses sistemas de dupla polarização requerem um subsistema de processamento digital de sinal (DSP) adicional para desmultiplexagem da polarização. Este trabalho procura fornecer e caracterizar novos transcetores coerentes de baixo custo para o desenvolvimento de uma nova geração de transcetores mais práticos, flexíveis e de elevada capacidade, para interconexões óticas ao nível das futuras redes de acesso e metro. Assim, serão analisados diferentes algoritmos para a desmultiplexagem da polarização, incluindo uma abordagem adaptativa baseada no espaço de Stokes. Além disso, são propostas técnicas de DSP independentes do formato de modulação e de baixa complexidade baseadas na desmultiplexagem de Stokes adaptativa para sistemas óticos coerentes flexíveis. Neste contexto, o desempenho do algoritmo adaptativo de desmultiplexagem na polarização baseado no espaço de Stokes é avaliado experimentalmente num sistema U-DWDM, tanto em análises off-line como em tempo real, considerando um percurso ótico hibrido que combina um sistema de transmissão suportado por fibra e outro em espaço livre. Foi ainda analisada a eficiência do algoritmo de desmultiplexagem na polarização numa rede ótica de acesso flexível U-DWDM com formatação de pulso do tipo Nyquist. Neste trabalho foi ainda analisada a aplicação da técnica de desmultiplexagem na polarização baseada no espaço de Stokes para sistemas de longo alcance. Assim, foi proposta uma solução de aplicação baseada no uso da multiplexagem digital de múltiplas sub-portadoras, tendo-se demonstrado uma melhoria na eficiência do desempenho dos sistemas óticos de longo alcance, sem aumentar significativamente a respetiva complexidade e custo.Programa Doutoral em Engenharia Eletrotécnic

Resource Management in Converged Optical and Millimeter Wave Radio Networks: A Review

Three convergent processes are likely to shape the future of the internet beyond-5G: The convergence of optical and millimeter wave radio networks to boost mobile internet capacity, the convergence of machine learning solutions and communication technologies, and the convergence of virtualized and programmable network management mechanisms towards fully integrated autonomic network resource management. The integration of network virtualization technologies creates the incentive to customize and dynamically manage the resources of a network, making network functions, and storage capabilities at the edge key resources similar to the available bandwidth in network communication channels. Aiming to understand the relationship between resource management, virtualization, and the dense 5G access and fronthaul with an emphasis on converged radio and optical communications, this article presents a review of how resource management solutions have dealt with optimizing millimeter wave radio and optical resources from an autonomic network management perspective. A research agenda is also proposed by identifying current state-of-the-art solutions and the need to shift all the convergent issues towards building an advanced resource management mechanism for beyond-5G

Optical Wireless Communication for Mobile Platforms

The past few decades have witnessed the widespread adaptation of wireless devices such as cellular phones and Wifi-connected laptops, and demand for wireless communication is expected to continue to increase. Though radio frequency (RF) communication has traditionally dominated in this application space, recent decades have seen an increasing interest in the use of optical wireless (OW) communication to supplement RF communications. In contrast to RF communication technology, OW systems offer the use of largely unregulated electromagnetic spectrum and large bandwidths for communication. They also offer the potential to be highly secure against jamming and eavesdropping. Interest in OW has become especially keen in light of the maturation of light-emitting diode (LED) technology. This maturation, and the consequent emerging ubiquity of LED technology in lighting systems, has motivated the exploration of LEDs for wireless communication purposes in a wide variety of applications. Recent interest in this field has largely focused on the potential for indoor local area networks (LANs) to be realized with increasingly common LED-based lighting systems. We envision the use of LED-based OW to serve as a supplement to RF technology in communication between mobile platforms, which may include automobiles, robots, or unmanned aerial vehicles (UAVs). OW technology may be especially useful in what are known as RF-denied environments, in which RF communication may be prohibited or undesirable. The use of OW in these settings presents major challenges. In contrast to many RF systems, OWsystems that operate at ranges beyond a few meters typically require relatively precise alignment. For example, some laser-based optical wireless communication systems require alignment precision to within small fractions of a degree. This level of alignment precision can be difficult to maintain between mobile platforms. Additionally, the use of OW systems in outdoor settings presents the challenge of interference from ambient light, which can be much brighter than any LED transmitter. This thesis addresses these challenges to the use of LED-based communication between mobile platforms. We propose and analyze a dual-link LED-based system that uses one link with a wide transmission beam and relaxed alignment constraints to support a more narrow, precisely aligned, higher-data-rate link. The use of an optical link with relaxed alignment constraints to support the alignment of a more precisely aligned link motivates our exploration of a panoramic imaging receiver for estimating the range and bearing of neighboring nodes. The precision of such a system is analyzed and an experimental system is realized. Finally, we present an experimental prototype of a self-aligning LED-based link

Hybrid fibre and free-space optical solutions in optical access networks

This thesis evaluates the potentials of hybrid fibre and free space optical (FSO) communications access networks in providing a possible solution to an all optical access network. In such network architectures, the FSO link can extend the system to areas where an optical fibre link is not feasible, and/or provide limited mobility for indoor coverage. The performance of hybrid fibre and FSO (HFFSO) networks based on digital pulse position modulation (DPPM), for both the indoor and outdoor environments of the optical access network, are compared with the performance of such a network that is based on conventional on-off keying non-return-to-zero (OOK NRZ) modulation using results obtained through computational and analytical modelling. Wavelength division multiplexing (WDM) and/or code division multiple access (CDMA) are incorporated into the network for high speed transmission and/or network scalability. The impacts of optical scintillation, beam spreading and coupling losses, multiple access interference (MAI), linear optical crosstalk and amplified spontaneous emission noise (ASE) on the performance of hybrid fibre and FSO (HFFSO) access networks are analysed, using performance evaluation methods based on simple Gaussian approximation (GA) and more complex techniques based on moment generating function (MGF), including the Chernoff bound (CB), modified Chernoff bound (MCB) and saddlepoint approximation (SPA). Results in the form of bit error rate (BER), power penalty, required optical power and outage probability are presented, and both the CB and MCB, which are upper bounds, are suggested as safer methods of assessing the performance of practical systems. The possibility of using a CDMA-based HFFSO network to provide high speed optical transmission coverage in an indoor environment is investigated. The results show a reduction in transmit power of mobile devices of about 9 – 20 dB (depending on number of active users) when an optical amplifier is used in the system compared to a non-amplified system, and up to 2.8 dB improvement over OOK NRZ receiver sensitivity is provided by a DPPM system using integrate and compare circuitry for maximum likelihood detection, and at coding level of two, for minimum bandwidth utilization. Outdoor HFFSO networks using only WDM, and incorporating CDMA with WDM, are also investigated. In the presence of atmospheric scintillations, an OOK system is required (for optimum performance) to continuously adapt its decision threshold to the fluctuating instantaneous irradiance. This challenge is overcome by using the maximum likelihood detection DPPM system, and necessitated the derivation of an interchannel crosstalk model for WDM DPPM systems. It is found that optical scintillation worsens the effect of interchannel crosstalk in outdoor HFFSO WDM systems, and results in error floors particularly in the upstream transmission, which are raised when CDMA is incorporated into the system, because of MAI. In both outdoor HFFSO networks (with WDM only and with WDM incorporating CDMA), the optical amplifier is found necessary in achieving acceptable BER, and with a feeder fibre of 20 km and distributive FSO link length of 1500 m, high speed broadband services can be provided to users at safe transmit power at all turbulence levels in clear air atmosphere

Hybrid fibre and free-space optical solutions in optical access networks

This thesis evaluates the potentials of hybrid fibre and free space optical (FSO) communications access networks in providing a possible solution to an all optical access network. In such network architectures, the FSO link can extend the system to areas where an optical fibre link is not feasible, and/or provide limited mobility for indoor coverage. The performance of hybrid fibre and FSO (HFFSO) networks based on digital pulse position modulation (DPPM), for both the indoor and outdoor environments of the optical access network, are compared with the performance of such a network that is based on conventional on-off keying non-return-to-zero (OOK NRZ) modulation using results obtained through computational and analytical modelling. Wavelength division multiplexing (WDM) and/or code division multiple access (CDMA) are incorporated into the network for high speed transmission and/or network scalability. The impacts of optical scintillation, beam spreading and coupling losses, multiple access interference (MAI), linear optical crosstalk and amplified spontaneous emission noise (ASE) on the performance of hybrid fibre and FSO (HFFSO) access networks are analysed, using performance evaluation methods based on simple Gaussian approximation (GA) and more complex techniques based on moment generating function (MGF), including the Chernoff bound (CB), modified Chernoff bound (MCB) and saddlepoint approximation (SPA). Results in the form of bit error rate (BER), power penalty, required optical power and outage probability are presented, and both the CB and MCB, which are upper bounds, are suggested as safer methods of assessing the performance of practical systems. The possibility of using a CDMA-based HFFSO network to provide high speed optical transmission coverage in an indoor environment is investigated. The results show a reduction in transmit power of mobile devices of about 9 – 20 dB (depending on number of active users) when an optical amplifier is used in the system compared to a non-amplified system, and up to 2.8 dB improvement over OOK NRZ receiver sensitivity is provided by a DPPM system using integrate and compare circuitry for maximum likelihood detection, and at coding level of two, for minimum bandwidth utilization. Outdoor HFFSO networks using only WDM, and incorporating CDMA with WDM, are also investigated. In the presence of atmospheric scintillations, an OOK system is required (for optimum performance) to continuously adapt its decision threshold to the fluctuating instantaneous irradiance. This challenge is overcome by using the maximum likelihood detection DPPM system, and necessitated the derivation of an interchannel crosstalk model for WDM DPPM systems. It is found that optical scintillation worsens the effect of interchannel crosstalk in outdoor HFFSO WDM systems, and results in error floors particularly in the upstream transmission, which are raised when CDMA is incorporated into the system, because of MAI. In both outdoor HFFSO networks (with WDM only and with WDM incorporating CDMA), the optical amplifier is found necessary in achieving acceptable BER, and with a feeder fibre of 20 km and distributive FSO link length of 1500 m, high speed broadband services can be provided to users at safe transmit power at all turbulence levels in clear air atmosphere

Heterogeneous integration of optical wireless communications within next generation networks

Unprecedented traffic growth is expected in future wireless networks and new technologies will be needed to satisfy demand. Optical wireless (OW) communication offers vast unused spectrum and high area spectral efficiency. In this work, optical cells are envisioned as supplementary access points within heterogeneous RF/OW networks. These networks opportunistically offload traffic to optical cells while utilizing the RF cell for highly mobile devices and devices that lack a reliable OW connection. Visible light communication (VLC) is considered as a potential OW technology due to the increasing adoption of solid state lighting for indoor illumination. Results of this work focus on a full system view of RF/OW HetNets with three primary areas of analysis. First, the need for network densication beyond current RF small cell implementations is evaluated. A media independent model is developed and results are presented that provide motivation for the adoption of hyper dense small cells as complementary components within multi-tier networks. Next, the relationships between RF and OW constraints and link characterization parameters are evaluated in order to define methods for fair comparison when user-centric channel selection criteria are used. RF and OW noise and interference characterization techniques are compared and common OW characterization models are demonstrated to show errors in excess of 100x when dominant interferers are present. Finally, dynamic characteristics of hyper dense OW networks are investigated in order to optimize traffic distribution from a network-centric perspective. A Kalman Filter model is presented to predict device motion for improved channel selection and a novel OW range expansion technique is presented that dynamically alters coverage regions of OW cells by 50%. In addition to analytical results, the dissertation describes two tools that have been created for evaluation of RF/OW HetNets. A communication and lighting simulation toolkit has been developed for modeling and evaluation of environments with VLC-enabled luminaires. The toolkit enhances an iterative site based impulse response simulator model to utilize GPU acceleration and achieves 10x speedup over the previous model. A software defined testbed for OW has also been proposed and applied. The testbed implements a VLC link and a heterogeneous RF/VLC connection that demonstrates the RF/OW HetNet concept as proof of concept

1-D broadside-radiating leaky-wave antenna based on a numerically synthesized impedance surface

A newly-developed deterministic numerical technique for the automated design of metasurface antennas is applied here for the first time to the design of a 1-D printed Leaky-Wave Antenna (LWA) for broadside radiation. The surface impedance synthesis process does not require any a priori knowledge on the impedance pattern, and starts from a mask constraint on the desired far-field and practical bounds on the unit cell impedance values. The designed reactance surface for broadside radiation exhibits a non conventional patterning; this highlights the merit of using an automated design process for a design well known to be challenging for analytical methods. The antenna is physically implemented with an array of metal strips with varying gap widths and simulation results show very good agreement with the predicted performance