Achievable Rates of Multi-User Millimeter Wave Systems with Hybrid Precoding

Millimeter wave (mmWave) systems will likely employ large antenna arrays at both the transmitters and receivers. A natural application of antenna arrays is simultaneous transmission to multiple users, which requires multi-user precoding at the transmitter. Hardware constraints, however, make it difficult to apply conventional lower frequency MIMO precoding techniques at mmWave. This paper proposes and analyzes a low complexity hybrid analog/digital beamforming algorithm for downlink multi-user mmWave systems. Hybrid precoding involves a combination of analog and digital processing that is motivated by the requirement to reduce the power consumption of the complete radio frequency and mixed signal hardware. The proposed algorithm configures hybrid precoders at the transmitter and analog combiners at multiple receivers with a small training and feedback overhead. For this algorithm, we derive a lower bound on the achievable rate for the case of single-path channels, show its asymptotic optimality at large numbers of antennas, and make useful insights for more general cases. Simulation results show that the proposed algorithm offers higher sum rates compared with analog-only beamforming, and approaches the performance of the unconstrained digital precoding solutions.Comment: to be presented in IEEE ICC 2015 - Workshop on 5G & Beyond - Enabling Technologies and Application

Single-Carrier Modulation versus OFDM for Millimeter-Wave Wireless MIMO

This paper presents results on the achievable spectral efficiency and on the energy efficiency for a wireless multiple-input-multiple-output (MIMO) link operating at millimeter wave frequencies (mmWave) in a typical 5G scenario. Two different single-carrier modem schemes are considered, i.e., a traditional modulation scheme with linear equalization at the receiver, and a single-carrier modulation with cyclic prefix, frequency-domain equalization and FFT-based processing at the receiver; these two schemes are compared with a conventional MIMO-OFDM transceiver structure. Our analysis jointly takes into account the peculiar characteristics of MIMO channels at mmWave frequencies, the use of hybrid (analog-digital) pre-coding and post-coding beamformers, the finite cardinality of the modulation structure, and the non-linear behavior of the transmitter power amplifiers. Our results show that the best performance is achieved by single-carrier modulation with time-domain equalization, which exhibits the smallest loss due to the non-linear distortion, and whose performance can be further improved by using advanced equalization schemes. Results also confirm that performance gets severely degraded when the link length exceeds 90-100 meters and the transmit power falls below 0 dBW.Comment: accepted for publication on IEEE Transactions on Communication

Frame Structure Design and Analysis for Millimeter Wave Cellular Systems

The millimeter-wave (mmWave) frequencies have attracted considerable attention for fifth generation (5G) cellular communication as they offer orders of magnitude greater bandwidth than current cellular systems. However, the medium access control (MAC) layer may need to be significantly redesigned to support the highly directional transmissions, ultra-low latencies and high peak rates expected in mmWave communication. To address these challenges, we present a novel mmWave MAC layer frame structure with a number of enhancements including flexible, highly granular transmission times, dynamic control signal locations, extended messaging and ability to efficiently multiplex directional control signals. Analytic formulae are derived for the utilization and control overhead as a function of control periodicity, number of users, traffic statistics, signal-to-noise ratio and antenna gains. Importantly, the analysis can incorporate various front-end MIMO capability assumptions -- a critical feature of mmWave. Under realistic system and traffic assumptions, the analysis reveals that the proposed flexible frame structure design offers significant benefits over designs with fixed frame structures similar to current 4G long-term evolution (LTE). It is also shown that fully digital beamforming architectures offer significantly lower overhead compared to analog and hybrid beamforming under equivalent power budgets.Comment: Submitted to IEEE Transactions for Wireless Communication